Non-OATS-Reporting Broker-Dealers

Rule 613 - Consolidated Audit Trail-Filing a National Market System Plan

OMB: 3235-0671

IC ID: 222887

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Non-OATS-Reporting Broker-Dealers
 
No New
 
Mandatory
 
17 CFR 242.613

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

823 823
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 823 0 823 0 0 0
Annual IC Time Burden (Hours) 2,098,650 0 2,098,650 0 0 0
Annual IC Cost Burden (Dollars) 136,478,639 0 136,478,639 0 0 0

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