Information Collection

Rule 17a-11(c)(5) – Monthly Stock Loan/Borrow Notice

IC 208441 under ICR 201608-3235-004 · OMB 3235-0085.

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Information Collection (IC) Details

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IC Title:	Rule 17a-11(c)(5) â Monthly Stock Loan/Borrow Notice	Agency IC Tracking Number:	TM-270-094

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17a-11

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 6	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	72	0	72
Annual IC Time Burden (Hours)	272	200	72
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.