Information Collection

Form SD

IC 204812 under ICR 201608-3235-008 · OMB 3235-0697.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0697 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 0697 Form SD	Form and Instruction
SEC 0697 Form SD formsd.06-30-2019.pdf www.sec.gov/about/forms/formsd.pdf	Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Form SD

Agency IC Tracking Number:

CF 270-647

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249b-400 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 0697	Form SD	formsd.06-30-2019.pdf	http://www.sec.gov/about/forms/formsd.pdf	Yes	Yes	Fillable Fileable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: (SEC 6) Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers

FR Citation: 41 FR 41550

Number of Respondents: 1,481

Number of Respondents for Small Entity: 229

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to New Statute	Previously Approved
Annual Number of Responses for this IC	1,481	617	864
Annual IC Time Burden (Hours)	601,315	289,878	311,437
Annual IC Cost Burden (Dollars)	113,011,660	71,487,820	41,523,840

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.