Form FR Y-6 FR Y-6 Annual Report of Holding Companies

Annual Report of Holding Companies; Annual Report of Foreign Banking Organizations; Report of Changes in Organizational Structure; Supplement to the Report of Changes in Organizational Structure

FRY6_20151231_f

Annual Report of Holding Companies (ongoing)

OMB: 7100-0297

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FR Y-6
OMB Number 7100-0297
Approval expires September 30, 2018
Page 1 of 2

Board of Governors of the Federal Reserve System

Annual Report of Holding Companies—FR Y-6
Report at the close of business as of the end of fiscal year
This Report is required by law: Section 5(c)(1)(A) of the Bank
Holding Company Act (12 U.S.C. § 1844 (c)(1)(A)); Section 8(a)
of the International Banking Act (12 U.S.C. § 3106(a)); Sections
11(a)(1), 25 and 25A of the Federal Reserve Act (12 U.S.C.
§§ 248(a)(1), 602, and 611a); Section 211.13(c) of Regulation K
(12 C.F.R. § 211.13(c)); and Section 225.5(b) of Regulation Y (12
C.F.R. § 225.5(b)) and section 10(c)(2)(H) of the Home Owners'
Loan Act. Return to the appropriate Federal Reserve Bank the
original and the number of copies specified.

This report form is to be filed by all top-tier bank holding companies and top-tier savings and loan holding companies organized
under U.S. law, and by any foreign banking organization that
does not meet the requirements of and is not treated as a qualifying foreign banking organization under Section 211.23 of
Regulation K (12 C.F.R. § 211.23). (See page one of the general
instructions for more detail of who must file.) The Federal
Reserve may not conduct or sponsor, and an organization (or a
person) is not required to respond to, an information collection
unless it displays a currently valid OMB control number.

NOTE: The Annual Report of Holding Companies must be signed
by one director of the top-tier holding company. This individual
should also be a senior official of the top-tier holding company. In
the event that the top-tier holding company does not have an
individual who is a senior official and is also a director, the chairman of the board must sign the report.

Date of Report (top-tier holding company's fiscal year-end):

Reporter's Legal Entity Identifier (LEI) (20-Character LEI Code)

I,

Reporter's Name, Street, and Mailing Address

Month / Day / Year

Name of the Holding Company Director and Official
Legal Title of Holding Company
Title of the Holding Company Director and Official

attest that the Annual Report of Holding Companies (including
the supporting attachments) for this report date has been prepared in conformance with the instructions issued by the Federal
Reserve System and are true and correct to the best of my
knowledge and belief.
With respect to information regarding individuals contained in this
report, the Reporter certifies that it has the authority to provide this
information to the Federal Reserve. The Reporter also certifies
that it has the authority, on behalf of each individual, to consent or
object to public release of information regarding that individual.
The Federal Reserve may assume, in the absence of a request for
confidential treatment submitted in accordance with the Board's
"Rules Regarding Availability of Information," 12 C.F.R. Part 261,
that the Reporter and individual consent to public release of all
details in the report concerning that individual.

(Mailing Address of the Holding Company) Street / P.O. Box

City

State

Zip Code

Physical Location (if different from mailing address)

Person to whom questions about this report should be directed:
Name

Title

Area Code / Phone Number / Extension

Area Code / FAX Number

E-mail Address
Signature of Holding Company Director and Official
Address (URL) for the Holding Company's web page
Date of Signature

For holding companies not registered with the SEC–

Does the reporter request confidential treatment for any portion of this
submission?

Indicate status of Annual Report to Shareholders:
is included with the FR Y-6 report
will be sent under separate cover
is not prepared

Yes Please identify the report items to which this request applies:

In accordance with the instructions on pages GEN-2
and 3, a letter justifying the request is being provided.
The information for which confidential treatment is sought
is being submitted separately labeled "Confidential."

For Federal Reserve Bank Use Only
RSSD ID
C.I.

No

Public reporting burden for this information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.25 hours per response, including time to gather and
maintain data in the required form and to review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this collection of
information, including suggestions for reducing this burden to: Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551, and to the
Office of Management and Budget, Paperwork Reduction Project (7100-0297), Washington, DC 20503.

12/2015

FR Y-6
Page 2 of 2

For Use By Tiered Holding Companies
Top-tiered holding companies must list the names, mailing address, and physical locations of each of their subsidiary holding companies
below.

Legal Title of Subsidiary Holding Company

Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

City

City

State

Zip Code

State

Zip Code

Physical Location (if different from mailing address)

Physical Location (if different from mailing address)

Legal Title of Subsidiary Holding Company

Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

City

State

Zip Code

City

State

Zip Code

Physical Location (if different from mailing address)

Physical Location (if different from mailing address)

Legal Title of Subsidiary Holding Company

Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

City

State

Zip Code

City

State

Zip Code

Physical Location (if different from mailing address)

Physical Location (if different from mailing address)

Legal Title of Subsidiary Holding Company

Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

City

State

Physical Location (if different from mailing address)

Zip Code

City

State

Zip Code

Physical Location (if different from mailing address)

12/2012


File Typeapplication/pdf
File TitleAnnual Report of Holding Companies—FR Y-6
SubjectAnnual Report of Holding Companies—FR Y-6
AuthorFederal Reserve Board
File Modified2016-08-15
File Created2015-11-04

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