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Federal forms, ICRs, and supporting documents

Information Collection

Harmonization of Compliance Obligation for Registered Investment Companies Required to Register as Commodity Pool Operators

IC 207540 under ICR 201609-3038-003 · OMB 3038-0005.

Documents and Forms
Document Name
Document Type
Form and Instruction
Form and Instruction
Form and Instruction
Information Collection (IC) Details

View Information Collection (IC)

Harmonization of Compliance Obligation for Registered Investment Companies Required to Register as Commodity Pool Operators
 
No Removed
 
Mandatory
 
17 CFR 4

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction CPO-PQR CPO-PQR Form CPO-PQR_2011 01-13 final format 1-04-12.docx Yes Yes Fillable Fileable Signable
Form and Instruction CTA-PR CTA-PR Form CTA-PR_2012.docx Yes Yes Fillable Fileable Signable

General Government Legislative Functions

 

6,332 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 0 0 0 -7,312 0 7,312
Annual IC Time Burden (Hours) 0 0 0 -19,629 0 19,629
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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