Proposed Form SBS for Stand-Alone SBSDs

Rule 18a-7 – Reports to be Made by Certain Security-Based Swap Dealers and Major Security-Based Swap Participants

OMB: 3235-0749

IC ID: 223463

Information Collection (IC) Details

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Proposed Form SBS for Stand-Alone SBSDs
 
No New
 
Mandatory
 
17 CFR 240.18a-7

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction FOCUS Report Form SBS FOCUS Report Form SBS FOCUS Report Form SBS.pdf https://www.sec.gov/forms Yes Yes Fillable Fileable

Economic Development Financial Sector Oversight

 

9 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 108 108 0 0 0 0
Annual IC Time Burden (Hours) 2,208 2,208 0 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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