Exemptions for transactions with certain sub-advisory affiliates

Rule 17a-10 Exemption for transactions with certain subadvisory affiliates

OMB: 3235-0563

IC ID: 35399

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Exemptions for transactions with certain sub-advisory affiliates
 
No Modified
 
Required to Obtain or Retain Benefits
 
17 CFR 270.17a-10

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

319 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 319 0 0 -456 0 775
Annual IC Time Burden (Hours) 239 0 0 -342 0 581
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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