Annual Report of Holding Companies (ongoing)

Section 5(c)(1)(A) of the Bank Holding Company Act, 12 U.S.C. §
1844(c)(1)(A); sections 8(a) and 13(a) of the International Banking
Act, 12 U.S.C. §§ 3106(a) and 3108(a); sections 11(a)(1), 25, and
25A of the Federal Reserve Act, 12 U.S.C. §§ 248(a)(1), 602, and
611a; and
sections
113,Reserve
165, 312,System
618, and 809 of the Dodd-Frank
Board of Governors
of the
Federal
Act, 12 U.S.C. §§ 5361, 5365, 5412, 1850a(c)(1), and 5468(b)(1),
respectively.

FR Y-6
OMB Number 7100-0297
Approval expires September 30, 2018
Page 1 of 2

Annual Report of Holding Companies—FR Y-6
Report at the close of business as of the end of fiscal year

FT

This report form is to be filed by all top-tier bank holding compaThis Report is required by law: Section 5(c)(1)(A) of the Bank
nies and top-tier savings and loan holding companies organized
Holding Company Act (12 U.S.C. § 1844 (c)(1)(A)); Section 8(a)
of the International Banking Act (12 U.S.C. § 3106(a)); Sections , under U.S. law, and by any foreign banking organization that
does not meet the requirements of and is not treated as a qualify11(a)(1), 25 and 25A of the Federal Reserve Act (12 U.S.C.
ing foreign banking organization under Section 211.23 of
§§ 248(a)(1), 602, and 611a); Section 211.13(c) of Regulation K
Regulation K (12 C.F.R. § 211.23). (See page one of the general
(12 C.F.R. § 211.13(c)); and Section 225.5(b) of Regulation Y (12
instructions for more detail of who must
The Federal
C.F.R. § 225.5(b)) and section 10(c)(2)(H) of the Home Owners'
, and file.)
U.S. intermediate
Reserve may not conduct or sponsor, and
an organization
Loan Act. Return to the appropriate Federal Reserve Bank the
holding
companies (or a
person) is not required to respond to, an information collection
original and the number of copies specified.
unless it displays a currently valid OMB control number.
Date of Report (top-tier holding company's fiscal year-end):
NOTE: The Annual Report of Holding Companies must be signed
by one director of the top-tier holding company. This individual
If the holding
company is an ESOP/ESOT formed as a corporation or
should also be a senior official of the top-tier holding company.
In
Month
/ Day / YearInstructions for the authorized individual
is
an
LLC,
see
the
General
the event that the top-tier holding company does not have an
who
must sign the report.
individual who is a senior official and is also a director, the
chairReporter's Legal Entity Identifier (LEI) (20-Character LEI Code)
man of the board must sign the report.
I,

Reporter's Name, Street, and Mailing Address

Name of the Holding Company Director and Official

DR
A

Legal Title of Holding Company

Title of the Holding Company Director and Official

attest that the Annual Report of Holding Companies (including
the supporting attachments) for this report date has been prepared in conformance with the instructions issued by the Federal
Reserve System and are true and correct to the best of my
knowledge and belief.

With respect to information regarding individuals contained in this
report, the Reporter certifies that it has the authority to provide this
information to the Federal Reserve. The Reporter also certifies
that it has the authority, on behalf of each individual, to consent or
object to public release of information regarding that individual.
The Federal Reserve may assume, in the absence of a request for
confidential treatment submitted in accordance with the Board's
"Rules Regarding Availability of Information," 12 C.F.R. Part 261,
that the Reporter and individual consent to public release of all
details in the report concerning that individual.

(Mailing Address of the Holding Company) Street / P.O. Box

City

State

Zip Code

Physical Location (if different from mailing address)

Person to whom questions about this report should be directed:
Name

Title

Area Code / Phone Number / Extension

Area Code / FAX Number

E-mail Address

Signature of Holding Company Director and Official

Address (URL) for the Holding Company's web page

Date of Signature

For holding companies not registered with the SEC–

Does the reporter request confidential treatment for any portion of this
submission?

Indicate status of Annual Report to Shareholders:
is included with the FR Y-6 report
will be sent under separate cover
is not prepared

Yes Please identify the report items to which this request applies:

In accordance with the instructions on pages GEN-2
and 3, a letter justifying the request is being provided.
The information for which confidential treatment is sought
is being submitted separately labeled "Confidential."

For Federal Reserve Bank Use Only
RSSD ID
C.I.

No

Public reporting burden for this information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.25 hours per response, including time to gather and
maintain data in the required form and to review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this collection of
information, including suggestions for reducing this burden to: Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551, and to the
Office of Management and Budget, Paperwork Reduction Project (7100-0297), Washington, DC 20503.

5.50

2016

12/2015

FR Y-6
Page 2 of 2

For Use By Tiered Holding Companies
Top-tiered holding companies must list the names, mailing address, and physical locations of each of their subsidiary holding companies
below.

Legal Title of Subsidiary Holding Company

Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

City

City

State

Zip Code

Legal Title of Subsidiary Holding Company

Physical Location (if different from mailing address)

Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

City

State

Zip Code

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

City

State

Zip Code

Physical Location (if different from mailing address)

DR
A

Physical Location (if different from mailing address)

Zip Code

FT

Physical Location (if different from mailing address)

State

Legal Title of Subsidiary Holding Company

Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

City

State

Zip Code

City

State

Zip Code

Physical Location (if different from mailing address)

Physical Location (if different from mailing address)

Legal Title of Subsidiary Holding Company

Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

City

State

Physical Location (if different from mailing address)

Zip Code

City

State

Zip Code

Physical Location (if different from mailing address)

12/2012