Applications and Reporting Requirements for Incidental Taking of Marine Mammals by Specified Activities Under the Marine Mammal Protection Act.

Forms and Documents

Document Name	Status
TECH MEMO Acoustic Guidance (2.0) (PDF) 508 - final.pdf Supplementary Document	2018-06-22
ID43_Final_Work_Product.pdf Supplementary Document	2017-03-17
0151 pub 30d FRN 021717_11005.pdf Supplementary Document	2017-02-17
0151 FR 81 Notice 67984 100316.pdf Supplementary Document	2017-02-17
0151 SS 120716_2_7_18_FINAL_mo_clean.docx Supporting Statement A	2018-05-22

IC Document Collections

IC ID	Document Title	Status
4021	IHA Application Instruction	Modified
194741	LOA draft and fianl annual reports and draft and final comprehensive reports	Modified
180573	LOA initial application, preparation for regs and annual LOA application	Modified
180572	IHA draft interim and annual reports and final annual report	Modified

ICR Details

OMB Control No: 0648-0151	ICR Reference No: 201702-0648-008
Status: Active	Previous ICR Reference No: 201312-0648-015
Agency/Subagency: DOC/NOAA	Agency Tracking No:
Title: Applications and Reporting Requirements for Incidental Taking of Marine Mammals by Specified Activities Under the Marine Mammal Protection Act.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 06/22/2018
	Date Received in OIRA: 02/17/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2021	36 Months From Approved	06/30/2018
Responses	93	0	96
Time Burden (Hours)	15,291	0	13,486
Cost Burden (Dollars)	100,626	0	100,700

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Abstract: The taking by harassment, injury, or mortality of marine mammals is prohibited by the Marine Mammal Protection Act (MMPA) unless exempted or authorized by permit. The small-take program authorized the taking of marine mammals incidental to maritime activities (oil industry, shipping). It is the responsibility of the activity to determine if it might have a "taking" and, if it does, to apply for an authorization. Applications are necessary for NMFS to know that an authorization is needed and to determine whether authorization can be made under the MMPA. Reporting requirements are mandated by the MMPA and are necessary to ensure that determinations made in regard to the impact on marine mammals are valid.

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Authorizing Statute(s): US Code: 16 USC 1361 Name of Law: Marine Mammal Protection Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 67984	10/03/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 11005	02/17/2017
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 4

IC Title	Form No.	Form Name
LOA initial application, preparation for regs and annual LOA application
IHA draft interim and annual reports and final annual report
IHA Application
LOA draft and fianl annual reports and draft and final comprehensive reports

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	93	96	0	0	-3	0
Annual Time Burden (Hours)	15,291	13,486	0	0	1,805	0
Annual Cost Burden (Dollars)	100,626	100,700	0	0	-74	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Adjustments to Reponses and Burden We based our burden estimates on discussions with current Authorization holders from three different sectors (e.g., oil and gas, state agency, and Federal government) and an accounting of the number and different types of actions that we have processed during the past three years (2013 – 2016). The total number of respondents has remained in line with the previous PRA effort (93 compared to 96) and the breakdown of non-Federal applicants for Incidental Harassment Authorizations and regulations/Letters of Authorization has also remained in line with the previous effort reporting information. The total annual burden hours have increased somewhat (15,291 compared to 13,486); however, the makeup of our applicant pool and the nature and complexity of their requested activities may vary from one information collection request cycle to the next. This inter-cycle variability will contribute to fluctuations in estimations. Adjustments to Recordkeeping/Reporting Costs NMFS has adjusted the total annual cost to the respondents t0 $100,626 from the previous estimate $100,700, as there are slightly fewer respondents (93 compared to 95 previously).

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Annual Cost to Federal Government: $701,550

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 02/17/2017

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