Form S-1 Registration Statement

ICR 201702-3235-004

OMB: 3235-0065

Federal Form Document

IC Document Collections
34231 Modified
ICR Details
3235-0065 201702-3235-004
Historical Inactive 201610-3235-002
SEC CF-270-058
Form S-1 Registration Statement
Revision of a currently approved collection   No
Comment filed on proposed rule and continue 06/20/2017
Retrieve Notice of Action (NOA) 02/16/2017
SEC updated supporting statement to more accurately update privacy discussion. Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR. The agency shall examine public comment in response to the NPRM and will describe in the supporting statement of its next collection any public comments received regarding the collection as well as why (or why it did not) incorporate the commenter’s recommendation. The next submission to OMB must include the draft final rule
  Inventory as of this Action Requested Previously Approved
01/31/2020 36 Months From Approved 01/31/2020
901 0 901
150,242 0 150,242
180,290,100 0 180,290,100

Form S-1 under the Securities Act is used by issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 77f, 77g, 77h, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78ll Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78c, 78l, 78m, 78o(d), 78w(a) Name of Law: Securities Exchange Act of 1934

3235-AL95 Proposed rulemaking 81 FR 62689 09/12/2016


IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

Changing Regulations
The proposed amendments in Release No. 33-10201 would assist investors and other users by substantially easing the difficulties in retrieving exhibits attached to filings. However, we anticipate the proposed amendments would increase the burdens and costs for registrants to prepare and review filings that contain hyperlinks to the exhibits attached to a filing. For purposes of the PRA, we estimate that the proposed amendments to Form S-1 would result in a net increase of 676 burden hours and a net increase in the cost burden of $810,900 for the services of outside professionals.

Sean Harrison 202 942-2910


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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