Quality Review Case Analysis: Sample Number Holder; Auxiliaries/Survivors; Parent; Stewardship Annual Earnings Test Workbook

ICR 201703-0960-010

OMB: 0960-0189

Federal Form Document

Forms and Documents
Document
Name
Status
Form
Modified
Form
Modified
Form
Removed
Form and Instruction
Modified
Form
Modified
Form
Modified
Form
Modified
Form
Modified
Supporting Statement B
2017-08-18
Supporting Statement A
2017-08-18
Supplementary Document
2017-08-18
IC Document Collections
IC ID
Document
Title
Status
9153 Modified
195245 Modified
195231 Removed
183776 Modified
183775 Modified
183774 Modified
183773 Modified
183772 Modified
183771 Modified
183770 Modified
183769 Modified
183268 Modified
183264 Modified
ICR Details
0960-0189 201703-0960-010
Historical Active 201312-0960-008
SSA
Quality Review Case Analysis: Sample Number Holder; Auxiliaries/Survivors; Parent; Stewardship Annual Earnings Test Workbook
Revision of a currently approved collection   No
Regular
Approved without change 10/27/2017
Retrieve Notice of Action (NOA) 08/18/2017
In accordance with 5 CFR 1320, the information collection is approved for three years.
  Inventory as of this Action Requested Previously Approved
10/31/2020 36 Months From Approved 10/31/2017
18,215 0 18,100
2,525 0 2,582
0 0 0

Section 205(a) of the Social Security Act (Act) authorizes the Commissioner of SSA to conduct the quality review process, which entails collecting information related to the accuracy of payments made under the Old-Age, Survivors, and Disability Insurance Program (OASDI). Sections 228(a)(3), 1614(a)(1)(B), and 1836(2) of the Act require a determination of the citizenship or alien status of the beneficiary; this is only one item that we might question as part of the Annual Quality review. SSA uses Forms SSA-2930, SSA-2931, and SSA-2932 to establish a national payment accuracy rate for all cases in payment status, and to serve as a source of information regarding problem areas in the Retirement Survivors Insurance (RSI) and Disability Insurance (DI) programs. We also use the information to measure the accuracy rate for newly adjudicated RSI or DI cases. SSA uses Form SSA-4659 to evaluate the effectiveness of the annual earnings test, and to use the results in developing ongoing improvements in the process. About twenty-five percent of respondents will have in-person reviews and receive one of the following appointment letters: (1) SSA-L8550-U3 (Appointment Letter – Sample Individual); (2) SSA-L8551-U3 (Appointment Letter – Sample Family); or (3) the SSA-L8552-U3 (Appointment Letter – Rep Payee). Seventy-five percent of respondents will receive a notice for a telephone review using the SSA-L8553-U3 (Beneficiary Telephone Contact) or the SSA-L8554-U3 (Rep Payee Telephone Contact). To help the beneficiary prepare for the interview, we include three forms with each notice: (1) SSA-85 (Information Needed to Review Your Social Security Claim) lists the information the beneficiary will need to gather for the interview; (2) SSA-2935 (Authorization to the Social Security Administration to Obtain Personal Information) verifies the beneficiary’s correct payment amount, if necessary; and (3) SSA-8552 (Interview Confirmation) confirms or reschedules the interview if necessary. The respondents are a statistically valid sample of all OASDI beneficiaries in current pay status or their representative payees.

US Code: 42 USC 1382c Name of Law: Social Security Act
   US Code: 42 USC 428 Name of Law: Social Security Act
   US Code: 42 USC 1395o Name of Law: Social Security Act
   US Code: 42 USC 405 Name of Law: Social Security Act
  
None

Not associated with rulemaking

  82 FR 15412 03/28/2017
82 FR 32431 07/13/2017
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 18,215 18,100 0 0 115 0
Annual Time Burden (Hours) 2,525 2,582 0 0 -57 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The overall decrease in burden hours stems from the discontinuation of the work activity reports continuing disability review information (SSA-820 and SSA-821) as part of the study in FY 2016. In addition, we already account for any use of those forms under their own OMB Control Numbers, 0960-0059 (SSA-821), and 0960-0598 (SSA-820), so we no longer account for them here. In addition, we also show a minor increase in use for both the SSA-L8553-U3, and SSA-L8554-U3. This increase is due to an increase in the use of our telephone review letters, and is part of the normal fluctuation in use we see in our management information data.

$3,317
No
    Yes
    Yes
No
No
No
Uncollected
Faye Lipsky 410 965-8783 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/18/2017


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