Information Collection

Regulation Automated Trading Supplemental

IC 226084 under ICR 201703-3038-003 · OMB 3038-0013.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0013 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Regulation AT Supp NPRM 2016-27250.pd.pdf	Other-NPRM
NFR Form 7-R NFR Registration form NFA Form7-R-entire (2).pdf	Form and Instruction
8R NFA Registration Form 8 R Form 8-R - 2017-04-24 - Final for FR Publication.pdf	Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Regulation Automated Trading Supplemental

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 1.83(a)(b) 17 CFR 1.80(d)(2)(ii),1.85; 38.255(c) 17 CFR CFR 40.23(c); 40.23(d) 17 CFR 1.84(a)(b)(c) (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-NPRM			Regulation AT Supp NPRM 2016-27250.pd.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	NFR Form 7-R	NFR Registration form	NFA Form7-R-entire (2).pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	8R	NFA Registration Form 8 R	Form 8-R - 2017-04-24 - Final for FR Publication.pdf	Yes	Yes	Fillable Fileable Signable

Federal Enterprise Architecture Business Reference Module

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 255

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	255	255
Annual IC Time Burden (Hours)	685	685
Annual IC Cost Burden (Dollars)	12,618,190	12,618,190

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.