Regulation Automated Trading Supplemental

Exemptions from Speculative Limits

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0013 can be found here:

Documents and Forms

Document Name Document Type
Regulation AT Supp NPRM 2016-27250.pd.pdf Other-NPRM
NFR Form 7-R NFR Registration form NFA Form7-R-entire (2).pdf Form and Instruction
8R NFA Registration Form 8 R Form 8-R - 2017-04-24 - Final for FR Publication.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Regulation Automated Trading Supplemental	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 1.83(a)(b) 17 CFR 1.80(d)(2)(ii),1.85; 38.255(c) 17 CFR CFR 40.23(c); 40.23(d) 17 CFR 1.84(a)(b)(c) (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-NPRM			Regulation AT Supp NPRM 2016-27250.pd.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	NFR Form 7-R	NFR Registration form	NFA Form7-R-entire (2).pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	8R	NFA Registration Form 8 R	Form 8-R - 2017-04-24 - Final for FR Publication.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 255	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	255	255
Annual IC Time Burden (Hours)	685	685
Annual IC Cost Burden (Dollars)	12,618,190	12,618,190

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.