Small Non-OATS-Reporting Broker-Dealers

Consolidated Audit Trail NMS Plan (NMS Plan Required to be Filed under Commission Rule 613)

OMB: 3235-0671

IC ID: 222887

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Small Non-OATS-Reporting Broker-Dealers
 
No Unchanged
 
Mandatory
 
17 CFR 242.613

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

823 823
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 823 0 0 0 0 823
Annual IC Time Burden (Hours) 2,098,650 0 0 0 0 2,098,650
Annual IC Cost Burden (Dollars) 136,752,297 0 0 0 0 136,752,297

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