Information Collection

Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act

IC 195631 under ICR 201705-3038-002 · OMB 3038-0082.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0082 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 3038-0082 Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act	Form and Instruction
3038-0082 TCR (Tip, Complaint or Referral) Form TCR Fed Reg & Instructions- Final- (2017).docx	Form and Instruction
3038-0082 WB-APP Form WB-APP & Instructions- Final- (2017).docx	Form and Instruction

IC Title:

Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 165

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	3038-0082	TCR (Tip, Complaint or Referral)	Form TCR Fed Reg & Instructions- Final- (2017).docx		Yes	Yes	Fillable Fileable
Form and Instruction	3038-0082	WB-APP	Form WB-APP & Instructions- Final- (2017).docx		Yes	No	Fillable Printable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 160

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 75 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	160	160
Annual IC Time Burden (Hours)	2,000	2,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.