Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act

Implementing the Whistleblower Provision of Section 23 of the Commodity Exchange Act

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0082 can be found here:

Documents and Forms

Document Name Document Type
Form 3038-0082 Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act Form and Instruction
3038-0082 TCR (Tip, Complaint or Referral) Form TCR Fed Reg & Instructions- Final- (2017).docx Form and Instruction
3038-0082 WB-APP Form WB-APP & Instructions- Final- (2017).docx Form and Instruction

Information Collection (IC) Details

IC Title:	Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 165

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	3038-0082	TCR (Tip, Complaint or Referral)	Form TCR Fed Reg & Instructions- Final- (2017).docx		Yes	Yes	Fillable Fileable
Form and Instruction	3038-0082	WB-APP	Form WB-APP & Instructions- Final- (2017).docx		Yes	No	Fillable Printable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 160	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 75 %

	Approved	Previously Approved
Annual Number of Responses for this IC	160	160
Annual IC Time Burden (Hours)	2,000	2,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.