Infrastructure Protection Gateway Facilities Vulnerability Assessments

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form TBD IP Gateway Facility Assessments	Form and Instruction	Modified	Repair queued
1670-NEW_Supporting Statement A - IPG Vulnerability Assessments_final_07-10-17.docx	Supporting Statement A	Uploaded 2017-12-12	Available
IPG Screen Shots.docx	Supplementary Document	Uploaded 2016-06-22	Repair queued
PPD-21.docx	Supplementary Document	Uploaded 2016-05-16	Available
pcii_final_rule_federal_register9-1-06-2_508.pdf	Supplementary Document	Uploaded 2016-05-16	Available
NIPP 2013.pdf	Supplementary Document	Uploaded 2016-05-16	Available
EO 13636.pdf	Supplementary Document	Uploaded 2016-05-16	Available
HSPD-7.pdf	Supplementary Document	Uploaded 2016-05-16	Available
PRIVACY SORN, DHS ALL 004 GITAARS, 20121127, from FR.pdf	Supplementary Document	Uploaded 2016-05-16	Available
PRIVACY SORN DHS ALL 002 Mailing and Other Lists 20081125 from FR.pdf	Supplementary Document	Uploaded 2016-05-16	Available
1670-NEW IP Gateway Assessments published 30-day notice.pdf	Supplementary Document	Uploaded 2016-05-16	Available
1670-NEW IP Gateway Assessments published 60-day notice.pdf	Supplementary Document	Uploaded 2016-05-16	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
222104	IP Gateway Facility Assessments	Form and Instruction	Modified

ICR Details

OMB Control No: 1670-0035	ICR Reference No: 201706-1670-002
Status: Active	Previous ICR Reference No: 201705-1670-003
Agency/Subagency: DHS/CISA	Agency Tracking No:
Title: Infrastructure Protection Gateway Facilities Vulnerability Assessments
Type of Information Collection: Existing collection in use without an OMB Control Number	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 01/10/2018
	Date Received in OIRA: 06/15/2017
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2020	36 Months From Approved
Responses	2,915	0	0
Time Burden (Hours)	21,863	0	0
Cost Burden (Dollars)	0	0	0

---

Abstract: The Homeland Security Presidential Directive-7 (HSPD-7) (2003), Presidential Policy Directive-21 (PPD-21) (2013) and the National Infrastructure Protection Plan (NIPP) (2013) highlight the need for a centrally managed repository of infrastructure attributes capable of assessing risks and facilitating data sharing. To support this mission need, the Department of Homeland Security’s (DHS) National Protection and Programs Directorate (NPPD) Office of Infrastructure Protection (IP) is developing the IP Gateway. The IP Gateway contains several capabilities which support the homeland security mission in the area of critical infrastructure (CI) protection. The IP Gateway allows Protective Security Advisors (PSAs) and Cyber Security Advisors (CSAs) to conduct voluntary surveys on CI facilities. These surveys are web-based and are used to collect a facility’s basic, high-level information, and its dependencies. This data is then used to determine a Protective Measures Index (PMI) and a Resilience Measures Index (RMI) for the surveyed facility. This information allows a facility to see how it compares to other facilities within the same sector as well as allows them to see how adjusting certain aspects would change their score. This allows the facility to then determine where best to allocate funding and perform other high level decision making processes pertaining to the security and resiliency of the facility.

---

Authorizing Statute(s): EO: EO 13636 Name/Subject of EO: Improving Critical Infrastructure Cybersecurity
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 69975	11/12/2015
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 7563	02/12/2016
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
IP Gateway Facility Assessments	TBD, TBD, TBD, TBD, TBD, TBD, TBD	CSC-CRR Self-assessment-package question sets - collection instruments ,   CSC-CRR-question-set-and-guidance collection instruments ,   CSET Question Set- collection instrument ,   Cyber_IST_Questionnaire_v1 10_helps - collection instruments ,   Expanded IST Question Set - collection instruments ,   Rapid IST Question - collection instruments ,   Standard IST Question Set - collection instruments

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,915	0	0	0	0	2,915
Annual Time Burden (Hours)	21,863	0	0	0	0	21,863
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

---

Annual Cost to Federal Government: $1,710,962

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 06/15/2017

---