Exclusion of Utility Operations-Related Swaps with Utility Special Entities from De Minimis Threshold for Swaps with Special Entities

Adaptation of Regulations to Incorporate Swaps-Records of Transactions

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0090 can be found here:

Documents and Forms

Document Name Document Type
Recordkeeping PRA Supporting Stmt.doc Supporting Statement IC Document
Recordkeeping PRA Supporting Stmt FINAL 9-4-14.doc Supporting Statement Final Rule IC Document

Information Collection (IC) Details

IC Title:	Exclusion of Utility Operations-Related Swaps with Utility Special Entities from De Minimis Threshold for Swaps with Special Entities	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Unchanged

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 1.31

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,000	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	2,000	2,000
Annual IC Time Burden (Hours)	1,000	1,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
Supporting Statement	Recordkeeping PRA Supporting Stmt.doc	05/28/2014
Supporting Statement Final Rule	Recordkeeping PRA Supporting Stmt FINAL 9-4-14.doc	09/05/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.