Additional records to be made and retained by brokers or dealers in securities

Additional records to be made and retained by brokers or dealers in securities (31 CFR 1023.410 & 1010.430)

OMB: 1506-0053

IC ID: 194405

Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details

View Information Collection (IC)

Additional records to be made and retained by brokers or dealers in securities
 
No Modified
 
Mandatory
 
31 CFR 1010.430 31 CFR 1023.410

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Law Enforcement Crime Prevention

 

8,300 0
   
Private Sector Businesses or other for-profits, Not-for-profit institutions
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 8,300 0 0 0 0 8,300
Annual IC Time Burden (Hours) 830,000 0 0 0 0 830,000
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
No associated records found
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

© 2024 OMB.report | Privacy Policy