Information Collection

Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards with Counterparties

IC 195307 under ICR 201709-3038-004 · OMB 3038-0079.

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IC Title:	Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards with Counterparties	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23.451 17 CFR 23.402 & 605 17 CFR 23.430, 431, 432, 434, 440 17 CFR 23.450

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 102	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	137,088	126,338	10,750
Annual IC Time Burden (Hours)	240,000	234,438	5,562
Annual IC Cost Burden (Dollars)	0	0	0

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