Information Collection

Rule 15c1-6 (17 CFR 240.15c1-6) Disclosure of Interest in Distribution.

IC 35187 under ICR 201709-3235-001 · OMB 3235-0472.

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Information Collection (IC) Details

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IC Title:	Rule 15c1-6 (17 CFR 240.15c1-6) Disclosure of Interest in Distribution.	Agency IC Tracking Number:	270-243

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15c1-6

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 394	Number of Respondents for Small Entity: 79

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	394	-52	446
Annual IC Time Burden (Hours)	3,940	-520	4,460
Annual IC Cost Burden (Dollars)	0	0	0

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