Form N-6 (17 CFR 239.17c) under the Securities Act of 1933 and (17 CFR 274.11d) under the Investment Company Act of 1940, Registration Statement of Separate Accounts Organized as Unit Investment Trust
ICR 201712-3235-015
OMB: 3235-0503
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0503 can be found here:
Form N-6 (17 CFR 239.17c)
under the Securities Act of 1933 and (17 CFR 274.11d) under the
Investment Company Act of 1940, Registration Statement of Separate
Accounts Organized as Unit Investment Trust
OMB files this
comment in accordance with 5 CFR 1320.11( c ). This OMB action is
not an approval to conduct or sponsor an information collection
under the Paperwork Reduction Act of 1995. This action has no
effect on any current approvals. If OMB has assigned this ICR a new
OMB Control Number, the OMB Control Number will not appear in the
active inventory. For future submissions of this information
collection, reference the OMB Control Number provided. Resubmit
when proposed rule is finalized.
Inventory as of this Action
Requested
Previously Approved
10/31/2018
36 Months From Approved
05/31/2019
472
0
472
85,269
0
85,269
5,316,892
0
5,316,892
Form N-6 is the form used by insurance
company separate accounts organized as unit investment trusts that
offer variable life insurance contracts to register as investment
companies under the Investment Company Act of 1940 [15 U.S.C. 80a-1
et seq.] ("Investment Company Act") and/or to register their
securities under the Securities Act of 1933 [15 U.S.C. 77a et
seq.].
US Code:
15
USC 80a-8 Name of Law: Investment Company Act of 1940
US Code: 15
USC 77e Name of Law: Securities Act of 1933
The total hour burden
associated with Form N 6 has increased from 85,269 to 85,387 (an
increase of 118). In addition, the annual external cost burden has
increased from $5,316,892 to $5,458,492 (an increase of $141,600).
The changes in burden hours and external cost burdens are due to
the staff’s estimates of the time costs and external costs that
would result from our proposed amendments to Form N-6 regarding
hyperlinking.
$0
No
Yes
No
No
No
No
Uncollected
Zeena Abdul-Rahman 202
551-4099
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.