Information Collection

Rule 10A-1 under the Securities Exchange Act of 1934

IC 35174 under ICR 201802-3235-002 · OMB 3235-0468.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0468 can be found here:

Documents and Forms

Document Name Document Type
Rule 10A-1.pdf Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 10A-1 under the Securities Exchange Act of 1934	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.10A-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Instruction			Rule 10A-1.pdf		Yes	Yes	Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 10	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	10	10
Annual IC Time Burden (Hours)	10	10
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.