Regulation 14A (Commission Rules 14a-1 through 14a-21 and Schedule 14A)

ICR 201802-3235-008

OMB: 3235-0059

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2018-02-16
Supplementary Document
2018-02-15
IC Document Collections
ICR Details
3235-0059 201802-3235-008
Historical Inactive 201504-3235-001
SEC CF 270-056
Regulation 14A (Commission Rules 14a-1 through 14a-21 and Schedule 14A)
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 03/28/2018
Retrieve Notice of Action (NOA) 02/20/2018
COMMENT: OMB files this comment in accordance with 5 CFR 1320.11( c ). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Resubmit when proposed rule is finalized.
  Inventory as of this Action Requested Previously Approved
11/30/2018 36 Months From Approved 11/30/2018
5,586 0 5,586
546,814 0 546,814
72,908,472 0 72,908,472

Schedule 14A is filed by issuers of securities registered under Section 12 of the Securities Exchange Act of 1934 in connection with solicitation of a proxy.

US Code: 15 USC 78w(a) Name of Law: Securities Exchange Act of 1934
   PL: Pub.L. 114 - 94 72002 Name of Law: Fixing America's Surface Transportation Act of 2015
   US Code: 15 USC 77g, 77j, 77s Name of Law: Securities Act of 1933
   US Code: 15 USC 78c(b), 78l, 78m, 78o(d) Name of Law: Securities Exchange Act of 1934
  
None

3235-AL90 Proposed rulemaking 81 FR 43130 07/01/2016

No

1
IC Title Form No. Form Name
Regulation 14A (Commission Rules 14a-1 through 14a-21 and Schedule 14A)

No
Yes
Changing Regulations
The proposed amendments in Release No. 33-10107 would expand the number of registrants that qualify as smaller reporting companies and are intended to reduce compliance costs for smaller registrants, maintain investor protections, and promote capital formation. We are amending the definition of “smaller reporting company” to include registrants with a public float of less than $250 million, as well as registrants with no public float and annual revenues of less than $100 million in the previous year. We also are making corresponding amendments to other rules in light of the new definition of “smaller reporting company. We anticipate the proposed amendments would decrease the burdens and costs for registrants to prepare and review filings that include scaled disclosure requirements for smaller reporting companies. For purposes of the PRA, we estimate that the proposed amendments to Regulation 14A (Commission Rules 14a-1 through 14a-21 and Schedule 14A) would result in a net decrease of 432 burden hours and a net decrease in the cost burden of ($57,600) for the services of outside professionals.

$150,000
No
    No
    No
No
No
No
Uncollected
Amy Reischauer 202 551-3460 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/20/2018


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