Recordkeeping - SMBs w/o Trust Depts (Securities transactions - Records (208.34(c)))

Recordkeeping and Disclosure Requirements Associated with Securities Transactions Pursuant to Regulation H

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0196 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	Recordkeeping - SMBs w/o Trust Depts (Securities transactions - Records (208.34(c)))	Agency IC Tracking Number:	Reg H-3

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 12 CFR 208.34(c)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 601	Number of Respondents for Small Entity: 346

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	7,212	-168	7,380
Annual IC Time Burden (Hours)	1,803	-42	1,845
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.