Registration on Form SDR: 13n-1(b) and 13n-3(a) and Form SDR

Rules 13n-1 to 13n-11 and Form SDR

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0719 can be found here:

Documents and Forms

Document Name Document Type
Form SDR Registration on Form SDR: 13n-1(b) and 13n-3(a) and Form SDR Form and Instruction
SDR Form SDR: APPLICATION OR AMENDMENT TO APPLICATION FOR RE formsdr.pdf www.sec.gov/files/formsdr.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Registration on Form SDR: 13n-1(b) and 13n-3(a) and Form SDR	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.13n-1 17 CFR 240.13n-3

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SDR	Form SDR: APPLICATION OR AMENDMENT TO APPLICATION FOR REGISTRATION OR WITHDRAWAL FROM REGISTRATION AS SECURITY-BASED SWAP DATA REPOSITORY UNDER THE SECURITIES EXCHANGE ACT OF 1934	formsdr.pdf	https://www.sec.gov/files/formsdr.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC 1) Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, and the Investment Company Act of 1940	FR Citation: 41 FR 41550

Number of Respondents: 10	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	10	10
Annual IC Time Burden (Hours)	1,603	1,603
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.