FR1 - 83 FR 24117 (May 24 2018)

FR1 - 83 FR 24117 (May 24 2018).pdf

Recordkeeping and Confirmation Requirements for Securities Transactions

FR1 - 83 FR 24117 (May 24 2018)

OMB: 3064-0028

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Federal Register / Vol. 83, No. 101 / Thursday, May 24, 2018 / Notices
• Hand Delivery: Comments may be
hand-delivered to the guard station at
the rear of the 17th Street Building
(located on F Street), on business days
between 7:00 a.m. and 5:00 p.m.
All comments should refer to the
relevant OMB control number. A copy
of the comments may also be submitted
to the OMB desk officer for the FDIC:
Office of Information and Regulatory
Affairs, Office of Management and

Budget, New Executive Office Building,
Washington, DC 20503.
FOR FURTHER INFORMATION CONTACT:
Jennifer Jones, Counsel, 202–898–6768,
[email protected], MB–3105, Federal
Deposit Insurance Corporation, 550 17th
Street NW, Washington, DC 20429.
SUPPLEMENTARY INFORMATION:
Proposal to renew the following
currently approved collection of
information:

24117

1. Title: Customer Assistance Forms.
OMB Number: 3064–0134.
Form Number: FDIC 6422/04—
Customer Assistance Form; FDIC 6422/
11—Business Assistance Form; FDIC
6422/15—FDIC Deposit Insurance Form.
Affected Public: Individuals,
Households, Business or Financial
Institutions.
Burden Estimate:

sradovich on DSK3GMQ082PROD with NOTICES

SUMMARY OF ANNUAL BURDEN
Estimated
number of
respondents

Estimated
frequency of
responses

Obligation to
respond

Customer Assistance
Form (6422/04).
Business Assistance
Form (6422/11).
FDIC Deposit Insurance
Form (6422/15).

Reporting ....

Voluntary ....

7,000

1

0.25

On Occasion .....

1,750

Reporting ....

Voluntary ....

100

1

0.25

On Occasion .....

25

Reporting ....

Voluntary ....

1,000

1

0.25

On Occasion .....

250

Total Hourly Burden

.....................

.....................

........................

........................

........................

...........................

2,025

General Description of Collection:
This collection facilitates the collection
of information from customers of
financial institutions that have inquiries
or complaints about service. Customers
or businesses may document their
complaints or inquiries to the FDIC
using a letter or optional forms (Form
6422/04; Form 6422/11; Form 6422/15).
The Forms are used to facilitate online
completion and submission of the
complaints or inquiries and to shorten
FDIC response times by making it easier
to identify the nature of the complaint
and to route the customer or business
inquiry to the appropriate FDIC contact.
There is no change in the method or
substance of the collection. The overall
reduction in burden hours is the result
of economic fluctuation. In particular,
the number of respondents has
decreased while the hours per response
and frequency of responses have
remained the same.
Request for Comment: Comments are
invited on: (a) Whether the collection of
information is necessary for the proper
performance of the FDIC’s functions,
including whether the information has
practical utility; (b) the accuracy of the
estimates of the burden of the
information collection, including the
validity of the methodology and
assumptions used; (c) ways to enhance
the quality, utility, and clarity of the
information to be collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or

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18:10 May 23, 2018

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Estimated time
per response

other forms of information technology.
All comments will become a matter of
public record.
Dated at Washington, DC, on May 21, 2018.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2018–11183 Filed 5–23–18; 8:45 am]
BILLING CODE 6714–01–P

FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities: Proposed Collection
Renewal; Comment Request (OMB No.
3064–0028)
Federal Deposit Insurance
Corporation (FDIC).
ACTION: Notice and request for comment.
AGENCY:

The FDIC, as part of its
continuing effort to reduce paperwork
and respondent burden, invites the
general public and other Federal
agencies to take this opportunity to
comment on the renewal of the existing
information collection, as required by
the Paperwork Reduction Act of 1995.
Currently, the FDIC is soliciting
comment on the renewal of the
information collection described below.
DATES: Comments must be submitted on
or before July 23, 2018.
ADDRESSES: Interested parties are
invited to submit written comments to
the FDIC by any of the following
methods:
SUMMARY:

PO 00000

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Frequency of
response

Total annual
estimated
burden

Type of
burden

• https://www.FDIC.gov/regulations/
laws/federal.
• Email: [email protected]. Include
the name and number of the collection
in the subject line of the message.
• Mail: Jennifer Jones (202–898–
6768), Counsel, MB–3105, Federal
Deposit Insurance Corporation, 550 17th
Street NW, Washington, DC 20429.
• Hand Delivery: Comments may be
hand-delivered to the guard station at
the rear of the 17th Street Building
(located on F Street), on business days
between 7:00 a.m. and 5:00 p.m.
All comments should refer to the
relevant OMB control number. A copy
of the comments may also be submitted
to the OMB desk officer for the FDIC:
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Washington, DC 20503.
FOR FURTHER INFORMATION CONTACT:
Jennifer Jones, Counsel, 202–898–6768,
[email protected], MB–3105, Federal
Deposit Insurance Corporation, 550 17th
Street NW, Washington, DC 20429.
SUPPLEMENTARY INFORMATION: Proposal
to renew the following currently
approved collection of information:
1. Title: Recordkeeping and
Confirmation Requirements for
Securities Transactions.
OMB Number: 3064–0028.
Form Number: None.
Affected Public: FDIC-Insured
Institutions and Certain Employees of
the FDIC-Insured Institutions.
Burden Estimate:

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24118

Federal Register / Vol. 83, No. 101 / Thursday, May 24, 2018 / Notices
SUMMARY OF ANNUAL BURDEN
Estimated
number of
respondents

Estimated
frequency of
responses

Mandatory .......

680

12

0.25

Monthly ............

2,040

Recordkeeping ...............

Mandatory .......

680

12

0.25

Monthly ............

2,040

Third-Party Disclosure ....

Mandatory .......

680

12

5

Monthly ............

40,800

Third-Party Disclosure ....

Mandatory .......

3,400

4

1.50

Quarterly .........

20,400

.........................................

.........................

....................

....................

....................

.........................

65,280

Type of burden

Obligation to
respond

Recordkeeping and Confirmation Requirements for Securities Transactions—344.4.
Maintain Securities Trading Policies and
Procedures—344.8.
Provide Customer with Copy of Broker/
Dealer Confirmation and Remuneration
Received OR Written Notification or Alternative Notification—344.5 and 344.6.
Officer/Employee Filing of Reports of Personal
Securities
Trading
Transactions—344.9 (assumes 5 officers/employees at each institution with income
from securities broker activity).

Recordkeeping ...............

Total hourly burden ...........................

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General Description of Collection: The
collection of information requirements
are contained in 12 CFR part 344. The
purpose of the regulation is to ensure
that purchasers of securities in
transactions affected by insured state
nonmember banks are provided with
adequate records concerning the
transactions. The regulation is also
designed to ensure that insured state
nonmember banks maintain adequate
records and controls with respect to the
securities transactions they effect.
Finally, this regulation requires officers
and employees of FDIC-supervised
institutions to report to the FDICsupervised institution certain personal
securities trading activity.
The FDIC has reviewed its previous
submission related to the Paperwork
Reduction Act of 1995 and has updated
its methodology for calculating the
burden in order to be consistent with
the Federal Reserve Board and the
Office of the Comptroller of the
Currency. In addition, the FDIC has
reviewed and revised its estimated
number of respondents to ensure that
only those institutions with income
from securities brokerage activity are
included its respondent count. The
overall decrease in burden hours is the
result of these changes.
Request for Comment
Comments are invited on: (a) Whether
the collection of information is
necessary for the proper performance of
the FDIC’s functions, including whether
the information has practical utility; (b)
the accuracy of the estimates of the
burden of the information collection,
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, including through the

VerDate Sep<11>2014

18:10 May 23, 2018

Jkt 244001

use of automated collection techniques
or other forms of information
technology. All comments will become
a matter of public record.
Dated at Washington, DC, on May 21, 2018.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary,
[FR Doc. 2018–11182 Filed 5–23–18; 8:45 am]
BILLING CODE 6714–01–P

FEDERAL RESERVE SYSTEM
Formations of, Acquisitions by, and
Mergers of Bank Holding Companies
The companies listed in this notice
have applied to the Board for approval,
pursuant to the Bank Holding Company
Act of 1956 (12 U.S.C. 1841 et seq.)
(BHC Act), Regulation Y (12 CFR part
225), and all other applicable statutes
and regulations to become a bank
holding company and/or to acquire the
assets or the ownership of, control of, or
the power to vote shares of a bank or
bank holding company and all of the
banks and nonbanking companies
owned by the bank holding company,
including the companies listed below.
The applications listed below, as well
as other related filings required by the
Board, are available for immediate
inspection at the Federal Reserve Bank
indicated. The applications will also be
available for inspection at the offices of
the Board of Governors. Interested
persons may express their views in
writing on the standards enumerated in
the BHC Act (12 U.S.C. 1842(c)). If the
proposal also involves the acquisition of
a nonbanking company, the review also
includes whether the acquisition of the
nonbanking company complies with the
standards in section 4 of the BHC Act
(12 U.S.C. 1843). Unless otherwise

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Estimated
time per
response

Frequency of
response

Total annual
estimated
burden

noted, nonbanking activities will be
conducted throughout the United States.
Unless otherwise noted, comments
regarding each of these applications
must be received at the Reserve Bank
indicated or the offices of the Board of
Governors not later than June 19, 2018.
A. Federal Reserve Bank of Atlanta
(Kathryn Haney, Director of
Applications) 1000 Peachtree Street NE,
Atlanta, Georgia 30309. Comments can
also be sent electronically to
[email protected]:
1. First US Bancshares, Inc.,
Birmingham, Alabama; to acquire 100
percent of the voting shares of The
Peoples Bank, Rose Hill, Virginia.
2. National Commerce Corporation,
Birmingham, Alabama; to merge with
Landmark Bancshares, Inc., and thereby
indirectly acquire its subsidiary, First
Landmark Bank, both of Marietta,
Georgia.
Board of Governors of the Federal Reserve
System, May 21, 2018.
Yao-Chin Chao,
Assistant Secretary of the Board.
[FR Doc. 2018–11118 Filed 5–23–18; 8:45 am]
BILLING CODE P

DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Disease Control and
Prevention
Board of Scientific Counselors, Office
of Public Health Preparedness and
Response (BSC, OPHPR); Correction
Notice is hereby given of a change in
the meeting of the Board of Scientific
Counselors, Office of Public Health
Preparedness and Response, (BSC,
OPHPR); May 9, 2018, 10:00 a.m.–5:30
p.m., EDT and May 10, 2018, 8:30 a.m.–
3:30 p.m., EDT which was published in

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