Information Collection

Disclosure of Capacity, Type, and Scope of Services (All Broker-Dealers, Delivery of the Account Disclosure Document)

IC 231716 under ICR 201804-3235-020 · OMB 3235-0762.

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Information Collection (IC) Details

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IC Title:	Disclosure of Capacity, Type, and Scope of Services (All Broker-Dealers, Delivery of the Account Disclosure Document)	Agency IC Tracking Number:	TM-270-808

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15l-1(a)(2)(i)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,857	Number of Respondents for Small Entity: 802

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	95,200,011	95,200,011
Annual IC Time Burden (Hours)	634,984	634,984
Annual IC Cost Burden (Dollars)	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.