Report of Assets and Liabilities of a Non-U.S. Branch That Is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank

DRAFT

Board of Governors of the Federal Reserve System

OMB Number 7100-0032
Approval expires October 31, 2018
Page 1 of 3

Federal Financial Institutions Examination Council

Report of Assets and Liabilities of a Non-U.S. Branch that is
Managed or Controlled by a U.S. Branch or Agency of a
Foreign (Non-U.S.) Bank—FFIEC 002S
Report at the close of business June 30, 2017

June 30, 2018
This report is required by law 12 U.S.C. § 3105(c)(2); 12 U.S.C.
§ 1817(a); and 12 U.S.C. § 3102(b).

(20170630)
(RCON 9999)

20180630

Please read carefully "Instructions for Preparation of the Report
of Assets and Liabilities of a Non-U.S. Branch that is Managed or
Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.)
Bank."

Return original and 2 copies to the Federal Reserve Bank in whose district the branch or agency is located.
FDIC-insured branches should file one copy with the appropriate FDIC Regional Office (Supervision).

Public reporting burden associated with the FFIEC 002S is estimated to average 6 hours per response including time to gather and maintain data in the required form and to review instructions and complete the information collection. A Federal agency may not conduct or sponsor, and an organization (or a person) is not required to respond to a collection of information,
unless it displays a currently valid OMB control number. Comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing the
burden, may be sent to Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551 and to Office of Information and Regulatory Affairs,
Office of Management and Budget, Washington, DC 20503.

06/2018

06/2017

DRAFT

THE FFIEC REGARDS THE INFORMATION REPORTED IN THIS SUPPLEMENT AS CONFIDENTIAL.

SUPPLEMENT
Report of Assets and Liabilities

FFIEC 002S
Page 2 of 3

(including trading assets)

Non-U.S. Branch Licensed in

that is managed or controlled
Country (TEXT 9031)

by

at close of business on
Legal Title of U.S. Branch or Agency (TEXT 9010)

Month / Day / Year

not held for trading
Please read instructions carefully.
Dollar Amounts in Thousands
Assets
1. Claims on U.S.-domiciled offices of related depository institutions denominated in U.S. dollars ..
2. Claims on all other U.S. addressees (including related nondepository institutions) denominated
in U.S. dollars:
a. Balances due from nonrelated depository institutions:
(1) With remaining maturities of one day or under continuing contract ("overnight") ............
(2) All other maturities ("term").................................................................................
b. Securities:
(1) U.S. Treasury securities and U.S. Government agency and corporation obligations .......
(2) All other securities ...........................................................................................
c. Loans:
(1) Loans secured by real estate..............................................................................
(2) Loans to nonrelated depository institutions in the United States .................................
(3) Commercial and industrial loans .........................................................................
(4) All other loans .................................................................................................
(5) Less: Any unearned income on loans reflected in items 2.c.(1) through 2.c.(4) above.....
(6) Total loans, net of unearned income (sum of items 2.c.(1) through 2.c.(4) minus item 2.c.(5)) ..
d. All other claims ....................................................................................................
e. Total claims on U.S. addressees other than related depository institutions, denominated in
U.S. dollars (sum of items 2.a, 2.b, 2.c.(6), and 2.d) .....................................................
3. Claims on all U.S. addressees denominated in currencies other than U.S. dollars ...................
4. Claims on home-country addressees denominated in any currency:
a. Related depository institutions ................................................................................
b. Nonrelated depository institutions .............................................................................
c. Home-country government and official institutions (including home-country central bank) .....
d. All other home-country addressees ...........................................................................
5. Claims on all other non-U.S. addressees denominated in any currency ................................
6. All other assets .........................................................................................................
7. Total assets (sum of items 1, 2.e, 3, 4, 5, and 6)...............................................................

Total Reporting
Non-U.S. Branch
CRCB

Amount

5527

1.

5528

2.a.(1)
2.a.(2)

5529
1918

2.b.(1)
2.b.(2)

0373
1410

2.c.(1)
2.c.(2)
2.c.(3)
2.c.(4)
2.c.(5)
2.c.(6)
2.d.

5530
1763
5531
2123
2122
5532
5533

2.e.
3.

5534
3173

5539
2151
2170

4.a.
4.b.
4.c.
4.d.
5.
6.
7.

5540

8.

5541

9.a.(1)
9.a.(2)

5536
5537
5538

held for investment and held for sale
Liabilities
8. Liabilities to U.S.-domiciled offices of related depository institutions denominated in U.S. dollars....
9. Liabilities to all other U.S. addressees (including related nondepository institutions) denominated in U.S. dollars:
a. Liabilities to nonrelated depository institutions in the U.S.:
(1) With remaining maturities of one day or under continuing contract ("overnight") ............
(2) All other maturities ("term").................................................................................
b. Liabilities to all other U.S. addressees denominated in U.S. dollars:
(1) With remaining maturities of one day or under continuing contract ("overnight") ............
(2) All other maturities ("term").................................................................................
10. Liabilities to all U.S. addressees denominated in currencies other than U.S. dollars ................
11. Liabilities to home-country addressees denominated in any currency:
a. Related depository institutions .................................................................................
b. Nonrelated depository institutions .............................................................................
c. Home-country government and official institutions (including home-country central bank) .....
d. All other home-country addressees ...........................................................................
12. Liabilities to all other non-U.S. addressees denominated in any currency ..............................
13. All other liabilities.......................................................................................................
14. Total liabilities (sum of items 8 through 13)......................................................................

5542
5544
5545
5546
3174
5548
5549
5550
5551
2916
2950

9.b.(1)
9.b.(2)
10.
11.a.
11.b.
11.c.
11.d.
12.
13.
14.

06/2018

06/2012

DRAFT

Non-U.S. Branch Licensed in

FFIEC 002S
Page 3 of 3

Country

Memoranda—Transactions with U.S. Addressees Denominated in U.S. Dollars
Dollar Amounts in Thousands
1. Amount included in items 1 and 2.d above for U.S. Government securities purchased under
agreements to resell:
a. With original maturities of one day or under continuing contract ("overnight") .....................
b. All other maturities ("term")......................................................................................
2. Amount included in items 8 and 9 above for U.S. Government securities sold under
agreements to repurchase:
a. With depository institutions in the U.S. (related and nonrelated)
(included in items 8 and 9.a. above):
(1) With original maturities of one day or under continuing contract ("overnight")................
(2) All other maturities ("term") ................................................................................
b. With all other U.S. addressees (included in item 9.b above):
(1) With original maturities of one day or under continuing contract ("overnight")................
(2) All other maturities ("term").................................................................................
3. Amount included in item 9.b above for negotiable certificates of deposit issued by the reporting
foreign branch:
a. Held in custody by the reporting foreign branch or by the managing U.S. branch or agency ..
b. All other negotiable certificates of deposit ...................................................................
4. Amount included in item 9.b above for deposits that are guaranteed payable in the U.S. or for
which the depositor is guaranteed payment by a U.S. office:
a. With original maturities of one day or under continuing contract ("overnight") .....................
b. All other maturities ("term")......................................................................................

Amount

CRCB

5552
5553

M1.a.
M1.b.

5554
5555

M.2.a.(1)
M.2.a.(2)

5556
5557

M.2.b.(1)
M.2.b.(2)

5558
5559

M.3.a.
M.3.b.

5560

M.4.a.
M.4.b.

5561

CRCB

Yes

No

Does this supplement include data covering other related U.S. agencies or branches? .................. 6862

If yes, list the city and state of each other related U.S. agency and branch included in the report:

City (TEX1 9130)

State (TEX1 9200)

City (TEX2 9130)

State (TEX2 9200)

City (TEX3 9130)

State (TEX3 9200)

City (TEX4 9130)

State (TEX4 9200)

City (TEX5 9130)

State (TEX5 9200)

City (TEX6 9130)

State (TEX6 9200)

06/2012