Form 1-E-Notification Under Regulation E; Rule 604-Filing or Notification on Form 1-E; Rule 605-Filing and Use of the Offering Circular

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0232 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1807 (8-01) Form 1-E-Notification Under Regulation E; Rule 604-Filing or Notification on Form 1-E; Rule 605-Filing and Use of the Offering Circular Form and Instruction
SEC 1807 (8-01) Form 1-E form1-e.pdf www.sec.gov/about/forms/form1-e.pdf Form and Instruction
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form 1-E-Notification Under Regulation E; Rule 604-Filing or Notification on Form 1-E; Rule 605-Filing and Use of the Offering Circular	Agency IC Tracking Number:	270-221

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 239.200

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1807 (8-01)	Form 1-E	form1-e.pdf	http://www.sec.gov/about/forms/form1-e.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Notification of Exemption from Registration under the Securities Act of 1933--SEC.	FR Citation: 41 FR 41550

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2	1	1
Annual IC Time Burden (Hours)	200	100	100
Annual IC Cost Burden (Dollars)	100,000	50,000	50,000

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	09/28/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.