Information Collection

Rule 15l-3 under the Securities Exchange Act

IC 231410 under ICR 201805-3235-014 · OMB 3235-0773.

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IC Title:

Rule 15l-3 under the Securities Exchange Act

Agency IC Tracking Number:

3235-xxxx

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15l-3

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 437,928

Number of Respondents for Small Entity: 802

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	437,928	437,928
Annual IC Time Burden (Hours)	558,472	558,472
Annual IC Cost Burden (Dollars)	625,862,867	625,862,867

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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