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OMB Control Number: 0694‐0120
Expiration Date: November 30, 2019
Section 232 National Security Investigation: The Effect of Imports of Uranium on the National Security
Nuclear Power Operator Survey
SCOPE OF ASSESSMENT
The U.S. Department of Commerce, Bureau of Industry and Security (BIS), Office of Technology Evaluation (OTE), is conducting a survey of the U.S. nuclear power operator and end‐user sector.
The survey results will be used to support an ongoing investigation of the effect of imports of uranium on the national security initiated under Section 232 of the Trade Expansion Act of 1962, as
amended.
The principal goal of this survey is to assist the U.S. Department of Commerce in determining whether uranium is being imported into the United States in such quantities or under such
circumstances as to threaten to impair the national security. Information collected will include facilities and production data, mergers and acquisitions, joint ventures, trade flows, supply chain
networks, sales and demand data, employment information, conditions of domestic and global competition, research and development, and other financial factors. The resulting data will
provide the U.S. Department of Commerce detailed uranium industry information that is otherwise not publicly available and needed to effectively conduct this Section 232 investigation.
RESPONSE TO THIS SURVEY IS REQUIRED BY LAW
A response to this survey is required by law (50 U.S.C. Sec. 4555). Failure to respond can result in a maximum fine of $10,000, imprisonment of up to one year, or both. Information furnished
herewith is deemed confidential and will not be published or disclosed except in accordance with Section 705 of the Defense Production Act of 1950, as amended (50 U.S.C. Sec. 4555). Section
705 prohibits the publication or disclosure of this information unless the President determines that its withholding is contrary to the national defense. Information will not be shared with any
non‐government entity, other than in aggregate form. The information will be protected pursuant to the appropriate exemptions from disclosure under the Freedom of Information Act (FOIA),
should it be the subject of a FOIA request.
Notwithstanding any other provision of law, no person is required to respond to nor shall a person be subject to a penalty for failure to comply with a collection of information subject to the
requirements of the Paperwork Reduction Act unless that collection of information displays a currently valid OMB Control Number.
BURDEN ESTIMATE AND REQUEST FOR COMMENT
Public reporting burden for this collection of information is estimated to average 14 hours per response, including the time for reviewing instructions, searching existing data sources, gathering
and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of
information to BIS Information Collection Officer, Room 6883, Bureau of Industry and Security, U.S. Department of Commerce, Washington, D.C. 20230, and to the Office of Management and
Budget, Paperwork Reduction Project (OMB Control No. 0694‐0120), Washington, D.C. 20503.
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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Table of Contents
Cover Page
Table of Contents
General Instructions
Definitions
Organization Information
Mergers & Acquisitions
Facility Information
Facility Inventory
Facility Refueling Cycle
Changes in Facility Operations, 1999‐2018
Production
Permits
Financials
Capital Expenditures
Research & Development
Deliveries, 2014‐2018
Future Deliveries, 2019‐2023
Projected Shipments to Enrichment Services Providers and Unfilled Uranium Requirements, 2019‐2028
Logistics
Employment
Market Trends
Competitive Hardships
Certification
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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General Instructions
Your organization is required to complete this survey of the U.S. nuclear power generation sectors using an Excel template, which can be
downloaded from the BIS website: http://www.bis.doc.gov/nuclearoperator
If you are unable to download the survey document, at your request, BIS survey support staff will e‐mail the Excel survey template
A. directly to you.
For your convenience, a PDF version of the survey and required drop‐down content is available on the BIS website to aid internal data
collection. DO NOT SUBMIT the PDF version of the survey as your response to BIS. Should this occur, your organization will be required
to resubmit the survey in the requested Excel format.
Respond to every question. Surveys that are not fully completed will be returned for completion. Use the comment boxes to provide any
information to supplement responses provided in the survey form. Make sure to record a complete answer in the cell provided, even if
the cell does not appear to expand to fit all of the information.
B.
DO NOT CUT AND PASTE RESPONSES WITHIN THIS SURVEY OR PASTE IN RESPONSES FROM OUTSIDE THE SURVEY. Survey inputs should
be completed by typing in responses or by using a drop‐down menu. The use of cut and paste can corrupt the survey template. If your
survey response is corrupted as a result of cut and paste responses, your survey will be rejected and your organization must immediately
resubmit the survey.
D. Do not disclose any USG classified information in this survey form.
E. Upon completion of the survey, final review, and certification, transmit the survey document via e‐mail to: [email protected]
Questions related to the survey should be directed to BIS survey support staff at [email protected]
F. E‐mail is the preferred method of contact.
You may also speak with a member of the BIS survey support staff by calling (202) 482‐3800.
For questions related to the overall scope of this Section 232 Investigation, contact [email protected] or:
Brad Botwin, Director, Industrial Studies
Office of Technology Evaluation, Bureau of Industry and Security, Room 1093
U.S. Department of Commerce
G.
1401 Constitution Avenue, NW
Washington, DC 20230
DO NOT submit completed surveys to Mr. Botwin's postal or personal e‐mail address. All surveys must be submitted electronically to:
[email protected]
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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Definitions
Term
Applied Research
Definition
A systematic study to gain knowledge or understanding necessary to determine the means by which a
recognized and specific need may be met. This activity includes work leading to the production of useful
materials, devices, and systems or methods, including design, development, and improvement of prototypes
and new processes.
Authorizing Official
An executive officer of the organization or business unit or another individual who has the authority to execute
this survey on behalf of the organization.
Basic Research
A systematic, scientific study directed toward greater knowledge or understanding of the fundamental aspects
of phenomena and of observable facts.
Boiling Water Reactor (BWR)
A common nuclear power reactor design in which water flows upward through the core, where it is heated by
fission and allowed to boil in the reactor vessel. The resulting steam drives turbines, which activate generators
to produce electrical power.
Capital Expenditures
Investments made by an organization in buildings, equipment, property, and systems where the expense is
depreciated. This does not include expenditures for consumable materials, other operating expenses, and
salaries associated with normal business operations.
Customer
Any organization (external or internal entity) for which your organization manufactures/processes any product
comprised of, or containing, uranium in any form.
Defense‐related Activities
Any product or service that your organization produces that is ultimately used by the U.S. government for
defense purposes, whether by the armed services, the Department of Defense, or any other U.S. government
entity.
Depleted Uranium
Uranium in which the precentage fraction by weight of U‐235 is less than 0.711 percent.
Development
The design, simulation, and testing of a prototype, including experimental software or hardware systems, to
validate technological feasibility or concept of operation in order to reduce technological risk, or provide test
systems prior to production approval.
Enriched Uranium
Includes enriched uranium oxide, enriched uranium hexafluoride, and other enriched uranium. Uranium
enriched in U‐235 and its compounds: alloys, dispersions (including cermets), ceramic products, and mixtures
containing uranium enriched in U‐235.
Exports
Shipments to destinations outside the United States, including shipments to Canada and Mexico.
Facility
A building or the minimum complex of buildings or parts of buildings in which an organization operates to
serve a particular function, producing revenue, and incurring costs for the company. A facility may produce an
item of tangible or intangible property or may perform a service. It may encompass a floor or group of floors
within a building, a single building, or a group of buildings or structures. Often, a facility is a group of related
locations at which organization employees work, together constituting a profit‐and‐loss center for the
company, and it may be identified by a unique DUNS number.
The Foreign Corrupt Practices Act (FCPA), enacted in 1977, generally prohibits the payment of bribes to foreign
Foreign Corrupt Practices Act of
officials to assist in obtaining or retaining business. The FCPA can apply to prohibited conduct anywhere in the
1977 (FCPA) 15
world and extends to publicly traded companies and their officers, directors, employees, stockholders, and
U.S.C. §§ 78dd‐1
agents. Agents can include third party agents, consultants, distributors, joint‐venture partners, and others.
Fuel Assemblies
Fuel Elements
Fuel Fabrication
A structured group of fuel rods (long, slender, metal tubes containing pellets of fissionable material, which
provide fuel for nuclear reactors).
Includes fuel rods or fuel pellets, non‐irradiated, and other parts thereof.
Fuel fabrication is the last step in the process of turning uranium into nuclear fuel rods, wherby enriched UF6 is
converted to uranium dioxide powder that is pressed into pellets and inserted into fuel rods, grouped together
to form fuel assemblies.
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Full Time Equivalent (FTE)
Employees
Global Headquarters
Employees who work for 40 hours in a normal work week. Convert part‐time employees into "full time
equivalents" by taking their work hours as a fraction of 40 hours.
A location that serves as the organization’s hub of worldwide operations with all global branches or divisions
reporting to it.
A 10‐digit numbering system that classifies a good based on its name, use, and/or the material used in its
Harmonized Tariff Schedule
construction. The number provides Customs and Border Protection (CBP) with a standardized method of
(HTS)
tracking all merchandise imported into the United States and sets out the tariff rates and statistical categories.
Import Value
Values reported should be landed, duty paid values at the U.S. port of entry, including ocean freight and
insurance costs, brokerage charges, and import duties (i.e., all charges except inland freight in the United
States).
Inventory
The goods or materials an organization holds for its own use or for the ultimate goal of sale, or disposition or
future conversion, enrichment, fabrication, or other use. This is material to which your organization has title;
this does not include holding material for third‐party use or storage.
Natural Uranium
Uranium with the same isotopic ratio as found in nature. This includes uranium ore and concentrates (U3O8)
and natural uranium hexafluoride (UF6).
Non‐U.S. Facility
A facility that is physically located outside of the United States.
Organization
A company, firm, laboratory, or other entity that owns or controls one or more U.S. establishment) or facility
capable of designing and/or manufacturing products in the nuclear power generation sector.
Pressurized Water Reactor
(PWR)
A common nuclear power reactor design in which very pure water is heated to a very high temperature by
fission, kept under high pressure (to prevent it from boiling), and converted to steam by a steam generator.
The resulting steam is used to drive turbines, which activate generators to produce electrical power.
Product/Process Development
Production
Research & Development
Conceptualization and development of a uranium or nuclear fuel‐related product or system prior to the
production of the product for customers (i.e., utilities, governmental agencies etc.).
The process of transforming inputs (raw materials, semi‐finished goods, subassemblies, ideas, information,
knowledge) into goods or services.
Basic and applied research in the engineering sciences, as well as design and development of prototype
products and processes. Efforts that an organization conducts towards innovating, introducing and/or
improving products and processes.
On October 16, 1992, the Department of Commerce suspended the antidumping duty
investigations involving uranium imports from Russia on the basis of agreements by the country's government
Russian Suspension Agreement
to restrict the volume of direct or indirect exports to the United States in order to prevent the suppression or
undercutting of price levels of United States domestic uranium. The agreement expires in 2020.
Sales
Separative Work Unit (SWU)
Spot Contract
All reported and unreported sales of uranium (natural, converted, enriched and/or fabricated), including sales
to end‐users, producers, conversion facilities, enrichers, financial entities, intermediaries, traders, distributors,
et al.
The standard measure of enrichment services.
Contracts with a one‐time uranium delivery (usually) for the entire contract, and the delivery typically occurs
within one year of contract execution (signed date).
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Supplier
An entity from which your organization obtains inputs, which may be goods or services. A supplier may be
another organization with which you have a contractual relationship, or it may be another facility owned by
the same parent organization.
Term Contract
Long‐term contracts are contracts with one or more uranium deliveries to occur after a year following the
contract execution (signed date) and as such may reflect some agreements of short and medium terms as well
as longer term.
U.S. Department of Energy
Uranium Transfer Program
The exchange of natural, enriched, or depleted uranium “tails,” or uranium enrichment services between the
U.S. Department of Energy and another party.
United States
The "United States" or "U.S." includes the 50 states, Puerto Rico, the District of Columbia, Guam, the Trust
Territories, and the U.S. Virgin Islands.
Uranium Compounds
Includes uranium oxide, uranium hexafluoride, and other uranium compounds.
Uranium Concentrate
The end product of the mining and milling stage, in which uranium oxide concentrate (U3O8) is produced.
Uranium Conversion
The process whereby natural uranium in the form of an oxide is converted to uranium hexafluoride.
Uranium Metal (Natural)
A lustrous silver‐white metal that is radioactive, malleable, ductile, and softer than steel. It contains an isotopic
ratio of 99.27% U‐238, 0.72 % U‐235, and 0.0055 % U‐234 by weight.
Uranium Metal (Depleted)
A byproduct of enrichment (tailings) or fission, DU has less than one‐third of the concentration of U‐235 and U‐
234 by weight. DU from fission (i.e., in reprocessed used nuclear fuel) is distinct because it also contains U‐236.
Uranium Mill
A plant where uranium is separated from ore taken from mines, including both conventional mills and in situ
recovery (ISR) plants.
Uranium Ore
Ore which contains uranium that has been obtained from conventional or in situ mining methods.
10 CFR § 40.42
Title and section of the U.S. Code of Federal Regulations that cover the Nuclear Regulatory Commission's (NRC)
regulation for the expiration and termination of licenses and decommissioning of sites and separate buildings
or outdoor areas.
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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1: Organization Information
Provide the following information for your organization
Organization Name
Street Address
City
State
A.
ZIP Code
Location of Global Headquarters
U.S. Point of Contact Name
U.S. Point of Contact Email
U.S. Point of Contact Phone
Is this organization owned, in whole or in part, by any private or government entity? Indicate Yes/No, then identify the entities below, if
applicable. List entities with at least 5% ownership.
Global Headquarters
Global Headquarters Street
Global Headquarters
Entity Name
Global Headquarters City
Country
Address
State/Province
Ownership %
B.
At the global headquarters level, identify the total number of nuclear power generation facilities that your organization currently operates inside and outside the U.S.
Activity
C.
Nuclear Power Generation
Research & Development
Other
Number of U.S. Facilities
Number of Non‐U.S. Facilities
(specify)
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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2: Mergers, Acquisitions, Divestitures, and Joint Ventures
From 2014 ‐ 2018, record the total number of mergers, acquisitions, and divestitures related to nuclear power generation in which your organization participated.
Organization or Partnership Entity
Name
Type of Activity
% of Shares Held by Partner
Country Headquarters
Organization
Primary Work Scope
Year Initiated
Primary Purpose of Relationship
Explain
1
2
3
4
A 5
6
7
8
9
10
11
12
13
14
15
From 2014 ‐ 2018, record the total number of joint ventures and other business partnerships related to nuclear power generation and nuclear power generation R&D , including
public/private partnerships, in which your organization participated.
Organization or Partnership Entity
% of Shares Held by Partner
Type of Partnership
Country Headquarters
Name
Organization
1
2
3
4
5
B
6
7
8
9
10
11
12
13
14
15
Primary Work Scope
Year Initiated
Primary Purpose of Relationship
Explain
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From 2014 ‐ 2018, record the total number of joint ventures and other business partnerships related to uranium production (front end nuclear fuel cycle) , including public/private
partnerships, in which your organization participated.
Organization or Partnership Entity
% of Shares Held by Partner
Primary Work Scope
Primary Purpose of Relationship
Type of Partnership
Country Headquarters
Year Initiated
Name
Organization
1
2
3
4
5
C 6
7
8
9
10
11
12
13
14
15
Explain
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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3a: Facility Information
U.S. Facilities
Identify the total number of facilities that your organization owns in the United States involved in the generation of nuclear power.
List your organization’s nuclear power generation facilities located in the United States, identifying each facility’s name, city, state, operating status, reactor information, and any expected change in operations (e.g. expansion, worker layoffs, shutdown, etc.) from 2019‐2023. If the facility operated in 2018, report the 2018 production volume in megawatthours (MWh). Even if a facility is closed, fill out all information possible.
U.S. Facility Name
City
State
Operating Status
Merchant vs.
Regulated
Amount of U3O8
2018 Total
Amount of Reactors Production Volume needed to run facility
per year (Pounds)
(MWh)
Reactor Unit No.
Status of Reactor
Reactor Type
Reactor Vendor
Number of Current
Active Fuel Assembly
Suppliers
Number of Fuel
Assemblies Required to
Operate Per Year
Licensed MWe
Expected Change
2019‐2023
Explanation of Change, If Applicable
Closure
Significant Modernization
Expansion
None
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
If any of your U.S. facilities are scheduled to close or may
close in the 2019‐2023 period, explain the circumstances of
this action.
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Non‐U.S. Facilities
Identify the total number of facilities that your organization owns outside the United States involved in the generation of nuclear power.
List your organization’s nuclear power generation facilities located outside the United States, identifying each facility’s name, city, state, operating status, reactor information, and any expected change in operations (e.g. expansion, worker layoffs, shutdown, etc.) from 2019‐2023. If the facility was operating, report the 2018 production volume in megawatthours (MWh). Even if a facility is closed, fill out all information
possible.
Non‐U.S. Facility Name
City
Country
Operating Status
Merchant vs.
Regulated
Amount of U3O8
2018 Total
Amount of Reactors Production Volume needed to run facility
per year (Pounds)
(MWh)
Reactor Unit No.
Status of Reactor
Reactor Type
Reactor Vendor
Number of Current
Active Fuel Assembly
Suppliers
Number of Fuel
Assemblies Required to
Operate
Licensed MWe
Expected Change
2019‐2023
Explanation of Change, If Applicable
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
If any of your non‐U.S. facilities are scheduled to close or
may close in the 2019‐2023 period, explain the
circumstances of this action.
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3b: Facility Inventory
Provide all U.S. and non‐U.S. inventories held directly or indirectly by you for the 2014 to 2018 period, current as of 12/31/2018.
U.S. Facilities
For any facility in the U.S., whether that facility is owned by you or another organization, indicate which forms of uranium your organization keeps in inventory, and the amounts of each in inventory for the 2014 to 2018 period, utilizing the measurements provided in parentheses.
U.S. Facility Name
1
2
3
4
5
6
7
8
9
10
Facility
Owner
Operating
Status
Types of Uranium in Inventory
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
2014
2015
2016
2017
2018
Yes/No
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Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
11
12
13
14
15
Non‐U.S. Facilities
For each non‐U.S. location, whether that facility is owned by you or another organization, indicate which forms of uranium your organization keeps in inventory, and the amounts of each in inventory for the 2014 to 2018 period, utilizing the measurements provided in parentheses.
Non‐U.S. Facility Location
1
2
3
4
5
6
Operating
Status
Types of Uranium in Inventory
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
2014
2015
2016
2017
2018
Yes/No
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
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Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
Uranium Ore and Concentrates (Pounds U3O8)
Uranium Compounds (Oxide, Hexafluoride, Other) (KgU)
Enriched Uranium (Oxide, Hexafluoride, Other) (KgU)
Depleted Uranium (Oxide, Hexafluoride, Other) (KgU)
Fuel Assemblies (Finished Units)
7
8
9
10
11
12
13
14
15
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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3c: Facility Refueling Cycle
Provide information pertaining to the reloading/refueling cycle for each of your organization's facilities, current as of 12/31/2018. If your organization operates two different reactor types at the same facility, separately report refueling information for each reactor type.
U.S. Facility Name
Fresh Fuel Batch Size Uranium Contained in
(Number of
Fresh Fuel Batch (Pounds
Assemblies)
U3O8 Equivalent)
Percentage of Total
Reactor Assemblies
Replaced During Refuel
Fuel Cycle Costs as Percentage of Total Facility Operating Costs
Refueling Cycle Length
(Months)
Refueling Outage Length
(Days)
U3O8 Acquisition (Mining,
Milling)
Conversion Services/UF6
Acquistion
Enrichment Services/EUP
Acquistion
Fuel Fabrication Services
Aggregate Fuel Cycle Expenses as
Percentage of Total Facility Operating
Costs
1
2
3
4
5
A. 6
7
8
9
10
11
12
13
14
15
Since 2014, has your organization considered or implemented
changes in a facility's refueling cycle (e.g. lengthening the refueling
cycle)?
Yes
If yes, describe.
Describe your organization's typical sequence for procuring nuclear
fuel.
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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12/21/2018
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3d: Changes in Facility Operations, 1999‐2018
Identify any U.S. nuclear power generation facility closings, relocations, contractions, expansions, corporate acquisitions or consolidations, or other major changes in operations (report as many as applicable). For each change, provide the reasons for the change in operations (e.g.,loss of market share
to imports, loss/gain of market share from domestic competition, increasing/declining demand, low/high profitability, firm restructuring), and megawatthours of nuclear power impacted, as well as number of full‐time‐equivalent (FTE) employees impacted. Denote reductions with a "‐" symbol. If a
single facility has gone through multiple changes, list the facility on multiple lines and identify each separately.
Facility Name
1
2
3
4
5
6
7
8
9
10
11
12
13
A. 14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
Type of Change
Date of Change
Reason for Change
Annual MWh Capacity
Annual MWh
Impacted
Number of FTEs
Impacted
Explanation
Closure
Standby/Idle
Contraction
Expansion
Significant Modernization
Transfer/Sale
Other
`
Answer the following questions about facility changes in Section B and C.
If one of your organization's facilities was in the decommissioning process and had discharged its operator license, how long would it take, if possible, to fully restart operations at that facility? For each facility that your organization operates, indicate the factors that might inhibit
restarting operations and the degree of impact for each factor. Estimate the total costs associated with each factor, and then explain your reasoning for your choices.
Facility Name
1
2
3
4
Estimated Time to Restart (in
days)
Estimated Cost to Restart
(in $1000s USD)
Factors Inhibiting Restart
Factor
Degree of Impact
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
High
Moderate
Low
None
Estimated Cost of
Each Factor (in
$1000s USD)
Explain
`
`
16
12/21/2018
5
6
7
B.
8
9
10
11
12
13
14
15
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
`
`
`
`
`
`
`
`
`
`
`
`
17
12/21/2018
If one of your organization's facilities was in standby but had not discharged its operator license, how long would it take, if possible, to fully restart operations at that facility? Assume the facility is not in standby for scheduled maintenance for refueling purposes. For each type of facility that
your organization operates, indicate the factors that might inhibit the process in the space provided, ranking them from 1 to 5, with 1 being the most challenging factor, then explain the reasoning behind your choice.
Facility Name
Factors Inhibiting Restart
Estimated Time to Restart
Estimated Cost to Restart
Factor
1
2
3
4
5
6
7
C.
8
9
Estimated Cost of
Each Factor
(Thousands USD)
Explain
Degree of Impact
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
18
12/21/2018
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
Operations
Cost of Standby
Regulatory (non‐Environmental)
Environmental
Employment
Other (specify)
10
11
12
13
14
15
Describe the costs associated with maintaining a facility in standby, and estimate the
total costs involved in maintaining a standby facility.
Would your organization opt to maintain a facility in standby?
Yes
If yes, explain.
D.
Describe the costs and regulatory factors associated with maintaining a "brownfield"
site.
Describe the costs and regulatory factors associated with maintaining a "greenfield" site.
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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12/21/2018
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4: Production Capacity
Provide the facility‐level information regarding production capacity and CO2 offset below.
Fuel Cycle Cost as % of MWh Cost
Facility Location
Facility Name
A.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
Reactor Type
Average Annual Production
2014‐2018 (MWh)
Average Annual Production
Average Capacity Utilization Explanation for Difference Between Production
Capacity 2014‐2018 (MWh)
2014‐2018 (%)
Capacity and Annual Production, If Applicable
Uranium
Concentrate (U3O8)
UF6 Conversion
Enrichment
Fuel Fabrication
Annual Estimated Facility CO2 Offset (Tons)
PWR and BWR
1
Are your facilities capable of load following (e.g. ramping up and
down electric output depending on demand)? Explain.
2
What changes to supply factors would contribute the most to
change in MWh cost? Explain.
Yes
If yes, explain.
B.
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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12/21/2018
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5: Permits
Provide the permit information for your facilities below for both the state and federal level. Include permits for environmental and safety aspects.
Facility Name
A.
Permit Type
Issuing Agency
Cost of Permit
Average Length of
Processing Time
Original Permit Date
Original Permit
Expiration Date
Number of Renewal
Applications
Average Renewal Application Expiration Date of Current
Length
Permit
Plans to Renew Current
Permit
Explanation
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
Has your organization had difficulty obtaining permits for
operation? If yes, explain below.
1
Have your permitting costs increased in the last ten years? If yes,
explain below.
2
B.
If you indicated that your organization does not plan to renew a permit, describe the factors that have influenced those decisions below.
3
Does your organization have any suggestions that would help improve the permitting process?
4
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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12/21/2018
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6: Financials
Provide the following financial line items for your organization's nuclear power generation‐related U.S. operations below for the 2014 to 2018 period.
1
Income Statement (Select Line Items)
A.
B.
C.
D.
E.
2
Record $ in Thousands, e.g. $12,000.00 = survey input of $12
2015
2016
2017
2018
2014
Record $ in Thousands, e.g. $12,000.00 = survey input of $12
2015
2016
2017
2018
Net Sales (and other revenue)
Cost of Goods Sold
Total Operating Income (Loss)
Earnings Before Interest and Taxes
Net Income
Balance Sheet (Select Line Items)
A.
B.
C.
D.
E.
F.
G.
H.
2014
Cash
Inventories
Total Current Assets
Total Assets
Total Current Liabilities
Total Liabilities
Retained Earnings
Total Owner's Equity
Note: Total Assets must equal Total Liabilities plus Total Owner's Equity
3
2014
2015
2016
2017
2018
2014
2015
2016
2017
2018
Total Revenue per MWh
Total Operating Costs per MWh
4
Federal Taxes Paid
State Taxes Paid
Local Taxes Paid
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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12/21/2018
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7: Capital Expenditures
Record your organization's nuclear power generation‐related capital expenditures corresponding to the select categories below for the 2014 to 2018 period.
Record $ in Thousands, e.g. $12,000.00 = survey input of $12
Capital Expenditure Activity Type
2014
2015
2016
2017
2018
A Total Capital Expenditures
1 Machinery, Equipment, and Vehicles [ as a % of A]
2 IT, Computers, Software [as a % of A]
3 Land, Buildings, and Leasehold Improvements [as a % of A]
4 Fuel [as a % of A]
5 Other (Specify) [as a % of A]
6 Other (Specify) [as a % of A]
Lines 1 through 5 must total 100%
For the below categories, indicate whether your organization experienced significant changes (increases, decreases, or both), in uranium and/or nuclear fuel capital expenditures over the past ten years (2009‐
2018). Explain what factors have been affecting changes in your organization's capital expenditures from 2009 to 2018, including, but not limited to, U.S. Government or state government policies or regulations,
domestic and foreign competition, and declining uranium prices.
Yes/No
B
1
2
3
4
5
6
If Yes, Type of Change
Explain
Machinery, Equipment, and Vehicles
IT, Computers, Software
Land, Buildings, and Leasehold Improvements
Fuel
Other (Specify)
Other (Specify)
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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12/21/2018
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8: Research & Development
A.
Has your organization conducted nuclear power generation‐related research
and development (R&D) in the past ten years?
If no, proceed to Section 9.
Record your organization's total R&D dollar expenditures and type of R&D expenditure for the 2014 to 2018 period.
Record $ in Thousands, e.g. $12,000.00 = survey input of $12
2015
2016
2017
2014
2018
1 Total R&D Expenditures
2 Basic Research [as a % of B1]
B.
3 Applied Research [as a % of B1]
4 Product/Process Development [as a % of B1]
5 Total of 2 ‐ 4 [must equal 100%]
0%
0%
0%
0%
0%
Identify your organization's R&D funding sources, by percent total of R&D dollars sourced.
Record $ in Thousands, e.g. $12,000.00 = survey input of $12
2015
2016
2017
2014
C.
D.
Total R&D Funding Sources
Internal/Self‐Funded/IRAD [as a % of C1]
Total Federal Government [as a % of C1]
Total State and Local Government [as a % of C1]
Universities ‐ Public and Private [as a % of C1]
U.S. Industry, Venture Capital, Non‐Profit [as a % of C1]
Non‐U.S. Investors (as a % of C1]
Other
(specify)
Total of 2 ‐ 8 [must equal 100%]
For 2014 to 2018, did your
organization experience
1 constraints (for example,
inadequate revenue) on U.S. R&D
activities?
1
2
3
4
5
6
7
8
9
0%
0%
Partner Company
Company Headquarters
0%
0%
If yes, explain and identify
additional R&D activities
that would occur absent
those constraints.
If yes, answer the following
questions.
Is your organization currently working with any foreign partners with respect to R&D activities?
E
0%
2018
Partnership Start Date
Goal of Partnership
Reason for choosing Partner
Percent of R&D Expenditures
1
2
3
4
5
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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9. Deliveries, 2014‐2018
Identify all purchases of uranium products or contracts for fuel cycle services made by your organization with delivery dates between 2014‐2018. Additionally, identify all contract fullfillments for fuel cycle services anticipated for the 2014‐2018 period. For the Deliveries as Percentages of Fuel Capital Budget columns‐ if a given contract did not cover one of the years in the 2014‐2018 period, enter NA in the applicable column(s). (e.g. if a contract only had deliveries for 2014 through 2016, but none in 2017 or 2018, enter NA in the 2017 and 2018 columns. "Open Origin" contracts are defined as contracts which permit uranium supplied under the contract to be sourced from any country.
Uranium Ore (Pounds)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
A
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget 2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent) (Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
Uranium Concentrate (Pounds U3O8)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
B
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Yes
No
Comments
Uranium Metal (Pounds U3O8 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
C
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Yes
No
Comments
Natural Uranium ‐ Not Compounds (Pounds U308 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
D
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Date of Contract
Renegotiation (If Applicable)
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Yes
No
Years Remaining on
Contract (If Applicable)
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Yes
No
Comments
25
12/21/2018
Uranium Compounds ‐ Oxide (Pounds U3O8 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
E
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Yes
No
Comments
Uranium Compounds ‐ Hexaflouride (Pounds U3O8 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
F
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Yes
No
Comments
Uranium Compounds ‐ Other (Pounds U3O8 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
G
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Yes
No
Comments
Depleted Uranium‐ Oxides (Pounds U3O8 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
H
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Date of Contract
Renegotiation (If Applicable)
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Yes
No
Years Remaining on
Contract (If Applicable)
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Yes
No
Comments
26
12/21/2018
Depleted Uranium‐ Flourides (Pounds U3O8 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
I
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Yes
No
Comments
Depleted Uranium‐ Other (Pounds U3O8 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
J
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Yes
No
Comments
Depleted Uranium‐ Metal (Pounds U3O8 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
K
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Yes
No
Comments
Enriched Uranium Oxide (Pounds U3O8 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
L
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Date of Contract
Renegotiation (If Applicable)
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Yes
No
Years Remaining on
Contract (If Applicable)
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Yes
No
Comments
27
12/21/2018
Enriched Uranium Hexaflouride (Pounds U3O8 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
M
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Yes
No
Comments
Enriched Uranium ‐ Other (Pounds U3O8 Equivalent)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
N
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Yes
No
Comments
Conversion Services
If your organization did not receive any fulfillments from contracts for conversion services in the 2014‐2018 period,
please choose "Not Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
O
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Yes
No
Comments
Enrichment Services
If your organization did not receive any fulfillments from contracts for enrichment services in the 2014‐2018
period, please choose "Not Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
P
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Date of Contract
Renegotiation (If Applicable)
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Yes
No
Years Remaining on
Contract (If Applicable)
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Yes
No
Comments
28
12/21/2018
Finished Fuel Assemblies (PWR, BWR, or Other) (Finished Units)
If your organization did not receive any deliveries of this product in the 2014‐2018 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Percentages of Fuel Capital Budget
Seller Name
Q
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Date of Contract
Renegotiation (If Applicable)
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Yes
No
Years Remaining on
Contract (If Applicable)
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Percentage of 2014 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2014 Fuel
Capital Budget
(Thousands USD)
Percentage of 2015 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2015 Fuel
Capital Budget
(Thousands USD)
Percentage of 2016 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2016 Fuel
Capital Budget
(Thousands USD)
Percentage of 2017 Fuel
Capital Budget (Pounds
U3O8 Equivalent)
Percentage of 2017 Fuel Estimated Percentage of
Capital Budget
2018 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2018 Fuel Capital Budget
(Thousands USD)
Yes
No
Comments
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
29
12/21/2018
Previous Page
10. Future Deliveries, 2019‐2023
Identify all purchases of uranium products or contracts for fuel cycle services made by your organization with delivery dates between 2019 and 2023. Additionally, identify all contract fullfillments for fuel cycle services anticipated for the 2019‐2023 period. For the Deliveries as Estimated Percentages of Fuel Capital Budget columns‐ if a given contract did not cover one of the years in the 2019‐2023 period, eneter NA in the applicable column(s). (e.g. if a contract only had deliveries for 2019 through 2021, but none in 2022 and 2023, eneter NA in the 2022 and 2023 columns.) "Open Origin" contracts are defined as contracts which permit uranium supplied under the contract to be sourced from any country.
Uranium Ore (Pounds)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
A
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Yes
No
Comments
Uranium Concentrate (Pounds U3O8)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
B
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
Uranium Metal (Pounds U3O8 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
C
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
Natural Uranium ‐ Not Compounds (Pounds U308 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
D
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Date of Contract
Renegotiation (If Applicable)
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Yes
No
Years Remaining on
Contract (If Applicable)
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
30
12/21/2018
Uranium Compounds ‐ Oxide (Pounds U3O8 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
E
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Price Per Unit (USD)
Country of U3O8 Origin
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Yes
No
Comments
Uranium Compounds ‐ Hexaflouride (Pounds U3O8 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
F
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
Uranium Compounds ‐ Other (Pounds U3O8 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
G
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
Depleted Uranium‐ Oxides (Pounds U3O8 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
H
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Date of Contract
Renegotiation (If Applicable)
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Yes
No
Years Remaining on
Contract (If Applicable)
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
31
12/21/2018
Depleted Uranium‐ Flourides (Pounds U3O8 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
I
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Yes
No
Comments
Depleted Uranium‐ Other (Pounds U3O8 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
J
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
Depleted Uranium‐ Metal (Pounds U3O8 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
K
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
Enriched Uranium Oxide (Pounds U3O8 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
L
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Date of Contract
Renegotiation (If Applicable)
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Yes
No
Years Remaining on
Contract (If Applicable)
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
32
12/21/2018
Enriched Uranium Hexaflouride (Pounds U3O8 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
M
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Price Per Unit (USD)
Country of U3O8 Origin
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Yes
No
Comments
Enriched Uranium ‐ Other (Pounds U3O8 Equivalent)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
N
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
Conversion Services
If your organization does not anticipate receiving any fulfillments from contracts for conversion services in the 2019‐
2023 period, please choose "Not Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
O
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Date of Contract
Renegotiation (If Applicable)
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Years Remaining on
Contract (If Applicable)
Yes
No
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
Enrichment Services
If your organization does not anticipate receiving any fulfillments from contracts for enrichment services in the
2019‐2023 period, please choose "Not Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
P
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Date of Contract
Renegotiation (If Applicable)
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Yes
No
Years Remaining on
Contract (If Applicable)
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Yes
No
Comments
33
12/21/2018
Finished Fuel Assemblies (PWR, BWR, or Other) (Finished Units)
If your organization does not anticipate any deliveries of this product in the 2019‐2023 period, please choose "Not
Applicable" in the space provided.
Not Applicable
Deliveries as Estimated Percentages of Fuel Capital Budget
Seller Name
Q
Country of Seller
Headquarters
Delivery Date
Date of Contract
Signature
Type of Contract
Short‐Term
Long‐Term
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Date of Contract
Renegotiation (If Applicable)
Reason for Contract
Renegotiation (If Applicable)
Price
Shutdown
Other
Pricing Mechanism
Fixed
Market
Fixed Plus Market
Other (Explain in Comments)
Contract Completed?
Yes
No
Years Remaining on
Contract (If Applicable)
Open Origin
Country of U3O8 Origin
Price Per Unit (USD)
Quantity Delivered
Value of Quantity
Delivered (thousands
USD)
Estimated Percentage of
2019 Fuel Capital Budget
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2019 Fuel Capital Budget 2020 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2020 Fuel Capital Budget 2021 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2021 Fuel Capital Budget 2022 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of Estimated Percentage of
2022 Fuel Capital Budget 2023 Fuel Capital Budget
(Thousands USD)
(Pounds U3O8 Equivalent)
Estimated Percentage of
2023 Fuel Capital Budget
(Thousands USD)
Yes
No
Comments
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
34
12/21/2018
Previous Page
Next Page
11: Projected Shipments to Enrichment Services Providers and Unfilled Uranium Requirements, 2019‐2028
Answer the following questions about projected shipments to enrichment services providers and unfilled uranium requirements.
Projected Shipments to Enrichment Services Providers (Pounds U308 Equivalent)
A
2019
2020
2021
2022
B
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
2025
2026
2027
2028
Unfilled Uranium Requirements (Pounds U308 Equivalent)
Has your organization changed its timeframe for filling uranium requirements? (e.g., if your organization
previously filled requirements five years in advance but now only fills three years in advance) Explain.
2023
2024
Yes
C
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
35
12/21/2018
Previous Page
Next Page
12: Logistics
Answer the following questions about transportation of your imported uranium products. For this question, initial port of export is defined as the first
port through which a uranium product leaves a foreign country after your organization has acquired title to the product.
Uranium Products
E
Top Ten Initial Ports of Export (Ranked by Volume
of Pounds U3O8 equivalent)
Carriers Serving Port
Percentage of Total Imports of Uranium Products
1
2
3
4
5
6
7
8
9
10
If any of the ports listed above were to be closed, what
ports would your organization use to export uranium?
Describe any difficulties your organization has
encountered in complying with the Foreign Corrupt
Practices Act as pertains to the transportation and
export of uranium products.
Comments:
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
36
12/21/2018
Previous Page
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13: Employment
Record the total number of full time equivalent (FTE) employees and contractors for 2009, and again for the 2014 to 2018 period.
2009
A
2014
2015
2016
2018
2017
FTE Employees
FTE Contractors
Answer the following questions about employment difficulties, workforce age, educational requirements, vacancies, and changes in employment.
FTEs Impacted (2014‐2018)
Occupation
Difficulty
Engineering (Civil, Electrical, Mechanical, Chemical, Other)
Engineering (Nuclear)
Explanation for Difficulty, if If FTEs were impacted due to
changes in facility operations,
Applicable
Type of Employment Impact
indicate which types of
employees were impacted
Current Average Age of
Worker (2019)
No Formal
Educational
Credential
Hiring
B Non‐Nuclear Administrative Professions (Accountants, Financial, Lawyers)
Average Weeks Vacant
Explanation
No OJT Required
High School Diploma Less Than A Month
or Equivalent
Of OJT Required
Retaining
Nuclear‐Related Administrative Professions (Nuclear Planning, Nuclear Oversight)
Educational
On‐The‐Job Training Current Number of
Requirements
(Formal and On‐The‐ Requirements (OJT) Vacancies (2019)
Job)
Between 1 Month
Associate's Degree And 6 Months Of OJT
Required
Between 6 Months
Bachelor's Degree
To 1 Year Of OJT
Required
Between 1 And 2
Master's Degree
Years Of OJT
Required
Both
None
Nuclear Technicians & Radiation Workers (Radiation Protection Specialists, Reactor
Operators, Control Room Personnel)
Doctoral or
Professional Degree
Non‐Nuclear Technicans (Heavy Equipment Operators, Mechanics, Electricians)
Over 2 Years Of OJT
Required
Security Personnel (Guards, Emergency Management)
Skilled Trades (Carpenters, Masons, Pipefitters, Sheet metal workers, Welders)
(specify here)
Other
Does the industry experience any amount of workforce cross‐over between commercial and government nuclear power generation activities? Explain.
C
Yes
Are the skills associated with the workforce in your organization transferable to other industries? Explain.
D
Yes
Does the geographic location of your organization's facilities play any role in the challenges in hiring, retaining, and rehiring employees? Explain.
E
Yes
If one of your facilities were idled, how long do you reasonably anticipate being able to rehire workers laid off due to the idling?
F
If your organization utilizes or provides consulting services that assist in optimizing core business processes relating to your organization's role in the nuclear fuel cycle, describe the types of firms you work with, and the substance of the consulting work.
G
Comments:
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14a: Market Trends
From your organization's perspective, explain political support and public perception within United States and outside of the United States
of nuclear power has changed from 2009 to 2018. Explain any trends and describe the principal factors that have affected these changes in
perception.
Market
Overall Change
Explanation and Factors
A
Within the United States
Outside the United States
From 2009 to 2018, indicate whether uranium import competition has affected your U.S. operations, sales, employment, planned
expansions, investments, etc. with respect to the production nuclear power. Explain your answers.
Item
1
Manufacturing
Operations
Yes
2
Sales
Yes
3
Employment
Yes
4
5
Explain
Yes/No
Planned Expansions Yes
Other (specify)
Yes
From 2009 to 2018, has your organization experienced any negative effects on its return on investment or its
growth, investment, ability to raise capital, existing development and production efforts, or the scale of capital
investments as a result of imports of any type of uranium or nuclear fuel assemblies into the United States? Indicate
Yes/No to the right and explain below.
B.
1
Return on
Investment
Yes
2
Investments
Yes
3
4
5
6
Ability to Raise
Capital
Existing
Development/
Production Efforts
Scale of Capital
Investments
Other (specify)
Yes
Yes
Yes
Yes
Yes
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Does your organization anticipate any negative effects on its business due to future imports of any type of uranium
or nuclear fuel assemblies into the United States, particularly from countries with state‐owned enterprises such as
Russia, Kazakhstan, Uzbekistan, and China? Indicate Yes/No to the right and explain below.
1
Russia
Yes
2
Kazakhstan
Yes
3
Uzbekistan
Yes
4
China
Yes
5
Other (Specify)
Yes
Yes
Describe the top 5 most significant challenges to the competitive position of your organization's U.S. nuclear operations in the U.S. energy
market.
1
2
3
4
5
C
Describe the top 5 most significant challenges to the competitive position of your organization's non‐U.S. nuclear operations in the non‐
U.S. energy market.
1
2
3
4
5
Are there proposed regulatory or legislative initiatives at the federal or state level that would improve the financial
viability of your organization's nuclear power generation facilities? Explain below.
Yes
D
Comments:
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14b: Competitive Hardships
Please answer the following questions, then provide explanations for your answers.
Prices and Practices
A
1
Has your organization engaged in any cost‐cutting measures in order to
compete in the current energy market? Explain.
Yes
2
Has your organization made significant operational or strategic changes in
order to better compete in the energy market? Explain.
Yes
Does your organization incorporate national security considerations in its
3 assessment of reliability and risk as pertains to selection of uranium
suppliers?
Explain
‐Yes/No‐
Yes
Operational Practices
‐Yes/No‐
1
Do your organization's nuclear power facilities provide baseload generation
capacity?
Yes
2
Have any of your facilities had to reduce electrical output due to market or
other conditions? If yes, what factors contributed to this?
Yes
3
Is your organization considering a change in any of your facilities' operating
flexibility to respond to market conditions? Describe.
Yes
In the event of a disruption in fuel delivery to any of your facilities, would
4 your organization need to decrease output at that facility? If yes, how long
could that facility operate at full capacity without refueling?
Yes
Explain
B
Regulatory Factors and Competition
Has your organization experienced difficulties selling energy due to
1 competition from solar and wind producers, particularly those who sell
energy at zero or negative cost?
Explain
‐Yes/No‐
Yes
2
Have state Renewable Portfolio Standards had an impact on your facilities'
viability?
Yes
3
Have federal or state regulatory frameworks affected your organization's
ability to economically operate your power generation facilities?
Yes
4
Does your organization perceive that current energy pricing does not reflect
the value of nuclear energy?
Yes
5
Has low cost natural gas affected your organization's competitiveness?
Explain.
Yes
6
Does your organization receive any state or federal subsidies for facilities
involved in the generation of nuclear power? Explain.
Yes
7
Has the U.S. Department of Energy's program of selling off natural uranium
and LEU stocks affected your organization? Explain.
Yes
C
Excluding license extensions, has your organization performed mandated
8 regulatory upgrades since 1999? If so, does your organization believe that
these upgrades were warranted?
9
Does your organization believe that regulatory costs are more burdensome
than fuel costs?
Yes
Yes
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International Operations and Factors
D
Explain
‐Yes/No‐
Excluding direct government subsidies, do you believe that foreign uranium
1
producers operate at lower costs than U.S. producers? Explain.
Yes
Does your organization consider environmental, health, safety, and labor
2 standards in foreign countries when considering business with foreign
suppliers?
Yes
Does your organization purchase uranium products from Russia, China,
3 Kazakhstan, and Uzbekistan? If so, describe what factors your organization
considers in its risk analysis reports for these countries.
Yes
4
Will China's increasing presence in the nuclear fuel sector affect your
organization? Explain.
Yes
5
Has the 2011 Fukushima disaster impacted your organization's nuclear
power operations? Explain.
Yes
6
Have foreign suppliers offered to offset any potential costs imposed by a
potential remedy under Section 232? If so, explain.
Yes
7
Do nuclear power generators face challenges in complying with the Foreign
Corrupt Practices Act (FCPA) when purchasing imported uranium products
from foreign countries? Identify any specific countries where these
practices, as defined in the FCPA, are prevalent.
Yes
Do uranium producers operating in foreign market economies (e.g. Canada,
8 Australia) have competitive advantages (e.g. geology, business practices,
logistics chain) over U.S. producers?
9
Do regulatory or legislative frameworks give operators in foreign market
economies (e.g. Canada, Australia) advantages over U.S. producers?
10
Has your organization dealt with any supply disruptions from foreign
sources in the past five years? Explain.
Russian Presence on the Global Uranium Market
How have restrictions on imports of Russian uranium affected your
1
organization?
E 2
3
Yes
Explain
‐Yes/No‐
Yes
How would your organization's posture be affected by an increased Russian
presence in the U.S. market?
Yes
Would your organization plan to purchase more Russian‐origin uranium if
the suspension agreement ends in 2020?
Yes
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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15: Certification
The undersigned certifies that the information herein supplied in response to this questionnaire is complete and correct to the best of his/her
knowledge. It is a criminal offense to willfully make a false statement or representation to any department or agency of the United States Government
as to any matter within its jurisdiction (18 U.S.C. 1001 (1984 & SUPP. 1197)).
Once your organization has completed this survey, save a copy and submit it via email to [email protected]. Be sure to retain your survey for
your records and to facilitate any necessary edits or clarifications.
BIS Survey Website https://www.bis.doc.gov/nuclearoperator
Organization Name
Organization's Internet Address
Name of Authorizing Official
Title of Authorizing Official
E‐mail Address
Phone Number and Extension
Date Certified
In the box below, provide any additional comments or any other information you wish to include regarding this survey assessment.
How many hours did it take to complete this survey?
BUSINESS CONFIDENTIAL ‐ Per Section 705(d) of the Defense Production Act
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| File Type | application/pdf |
| File Title | Working Copy - Utilities - 12202018 - OMB.xlsx |
| Author | lvidovich |
| File Modified | 2018-12-21 |
| File Created | 2018-12-21 |