10 CFR Part 30 32 35 supporting statement REVISED 5-30

10 CFR Part 30 32 35 supporting statement REVISED 5-30.docx

10 CFR 35, Medical Use of Byproduct Material

OMB: 3150-0010

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SUPPORTING STATEMENT

FOR 10 CFR PARTS 30, 32, AND 35 -

MEDICAL USE OF BYPRODUCT MATERIAL
MEDICAL EVENT DEFINITIONS, TRAINING AND EXPERIENCE,

AND CLARIFYING AMENDMENTS,

FINAL RULE


(3150-0010, 3150-0017, and 3150-0120)



Description of the Information Collection


This Supporting Statement is for information collection requirements that will result from
a final rule amending the existing Title 10 of the
Code of Federal Regulations (10 CFR)
Parts 30, 32, and 35. The final rule will amend the U.S. Nuclear Regulatory Commission (NRC) regulations related to the training and experience (T&E) requirements for authorized users (AUs), medical physicists, Radiation Safety Officers (RSOs), and nuclear pharmacists; testing for and reporting of failed technetium and rubidium generators; and allowing Associate Radiation Safety Officers (ARSOs) to be named on a medical use license.
The final rule will also complete action on a petition for rulemaking (PRM-35-20) and will modify the written directive (WD) requirements in 10 CFR 35.40 and medical event (ME) definitions in 10 CFR 35.3045 for permanent implant brachytherapy. Other revisions include numerous minor amendments to Part 35, and conforming changes to Parts 30 and 32.


Currently there are 1,029 NRC and 6,074 Agreement State medical use licensees which include 33 NRC and 195 Agreement State radiopharmacy licensees that will be affected by this final rule. These modifications, which are discussed in detail below, are required to protect the public health and safety. The details of the modifications to the recordkeeping and reporting sections are described in the justification section.


The information included in the license applications, and reports and records required by the final rule will be reviewed by the NRC and Agreement State staff to assess the adequacy of the applicant’s or licensee’s physical plant, equipment, organization, training, experience, procedures and plans for protection of public health and safety. The NRC review and the findings derived there from form the basis for NRC licensing and inspection decisions. Information concerning the requirements imposed by specific sections is provided below.


A. JUSTIFICATION


  1. Need for and Practical Utility of the Information Collection


Agreement States are required to adopt the NRC regulations within three years after they go into effect. Although each state has their own regulations with unique sections and numbering systems, for the purpose of this information collection, the NRC section and numbering system is used.


Section 30.34(g) requires licensees to report to the NRC the results of any test that exceeds the permissible concentration listed in § 35.204(a). Reporting will be in accordance with the reporting and notifications in § 35.3204. While this reporting requirement is new, the requirement for licensees to test eluates to ensure that they do not exceeds the permissible concentration listed in § 35.204(a) and record the results of these tests are already required. This change is made to provide the information to allow the NRC to assess the situation quickly and efficiently when issues occur with generators that may cause unwarranted radiation exposure to patients.


Section 32.72 (a)(4) is not a new requirement. The change clarifies that applicants commit to following the label requirements rather than satisfying the label requirements.


Section 32.72(b)(5)(i) removes the requirement for individuals seeking to be named as an authorized nuclear pharmacist (ANP) to obtain a written attestation if they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. This is a conforming change to the removal of the attestation requirement in § 35.55(a) for a board certified ANP.


Section 32.72(d) is not a new requirement. The change clarifies that the labeling requirements that applicants commit to in paragraph (a) of this section are also applicable to current licensees.


Section 35.12 (b)(1) removes the requirement to submit a copy of the NRC Form 313 when applying for a license. The change will reduce the burden on the applicant by requiring less paperwork to be submitted.


Section 35.12 (b)(1) requires applicants to submit T&E qualifications for an individual seeking to be identified as an ARSO on the license. The information is required so that the NRC can determine whether the individual has adequate training and experience to serve as an ARSO.


Section 35.12(c)(1) removes the requirement to submit a copy of the NRC Form 313 or a letter containing information required by the NRC Form 313 for license amendments or renewals. This change will reduce the burden on the licensee by requiring less paperwork to be submitted.


Section 35.13(d) requires a licensee to apply for and receive a license amendment prior to permitting an individual to work as an ARSO or before the RSO assigns different tasks and duties to an ARSO currently authorized on the license. The information is required so that the NRC can determine whether the individual has adequate T&E to serve as an ARSO.


Section 35.13(i) removes the requirement that licensees must have a license amendment before receiving certain sealed sources. Specifically, a licensee will be able to receive sealed sources from a new manufacturer or a new model number for a sealed source listed in the Sealed Source and Device Registry (SSDR) used for manual brachytherapy for quantities and isotopes already authorized by their license. This change will make it easier for the licensee to obtain the sealed sources necessary for patient treatments in a timely manner.


Section 35.14 (b)(1) requires a licensee to notify the Commission within 30 days of when an ARSO discontinues performance of duties under the license or has a name change. The report is required in order to maintain the license file with a current record of individuals responsible for the safe use of byproduct material.


Section 35.14(b)(6) requires a licensee to notify the NRC if it receives certain sealed sources without first obtaining a license amendment. Specifically, a licensee will have to notify the NRC no later than 30 days after receiving a sealed source from a new manufacturer or a new model number for a sealed source listed in the SSDR used for manual brachytherapy for quantities and isotopes already authorized by the license. The notification is used in lieu of a license amendment requirement which was removed under § 35.13(i). This notification is required in order for the NRC to have an accurate record of sealed sources possessed by a licensee.


Section 35.24(b) requires a licensee’s management to appoint any individual it may want to serve as an ARSO and maintain a record of it. These appointed ARSOs will have to be currently identified on a medical license or permit for the types of use of byproduct material for which the RSO will assign tasks and duties. Management approval is necessary to ensure that actions affecting the radiation protection program have been reviewed by responsible licensee officials. The recordkeeping burden is captured in § 35.2024(c).


Section 35.40(b)(6) is not a new requirement. This new paragraph clarifies the specific information that must be recorded on a WD for permanent implant brachytherapy.


Section 35.41(a) is not being amended in this final rule. However, it is impacted due to the added procedures required in § 35.41(b)(5) and (6).


Section 35.41(b)(5) requires licensees to develop, implement, and maintain written procedures for any administration requiring a WD to determine if a medical event, as defined in § 35.3045, has occurred. A licensee will retain a copy of these procedures in accordance with § 35.2041. These written procedures are necessary to provide high confidence that each administration is in accordance with the WD to ensure patient safety.


Section 35.41(b)(6) requires licensees to develop, implement, and maintain written procedures for permanent implant brachytherapy. The procedures must include determining within 60 calendar days from the date the implant was performed, the total source strength administered outside of the treatment site compared to the total source strength documented in the post-implantation WD. A licensee will retain a copy of these procedures in accordance with § 35.2041. These written procedures are necessary to provide high confidence that each administration is in accordance with the WD to ensure patient safety.


Section 35.50(a) removes the requirement for individuals seeking to be named as an RSO or ARSO to obtain a written attestation provided they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. The change will reduce the burden on the applicant by requiring less paperwork to be submitted.


Section 35.50(c)(1) removes the requirement for medical physicists seeking to be named as an RSO or ARSO to obtain a written attestation provided they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. The change of burden is a subset of § 35.50(a).


Section 35.51(a) removes the requirement for individuals seeking to be named as an authorized medical physicist (AMP) to obtain a written attestation provided they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. The change will reduce the burden on the applicant by requiring less paperwork to be submitted.


Section 35.55(a) removes the requirement for individuals seeking to be named as an authorized nuclear pharmacist (ANP) to obtain a written attestation if they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. The change will reduce the burden on the applicant by requiring less paperwork to be submitted.


Section 35.57(a)(1) removes the requirement for AMPs and ANPs identified on a Commission or Agreement State license or a permit issued by a Commission or Agreement State broad scope licensee or master material license permit or by a master material license permittee of broad scope on or before 180 days after the date the rule is published in the Federal register, to comply with the training requirements of §§ 35.50, 35.51, or 35.55, respectively. This reduces the paperwork burden for these individuals when applying to be named on a medical license.


Section 35.57(a)(2) removes the requirement for individuals certified by the named boards in the now removed Subpart J of Part 35 on or before October 24, 2005, to comply with the training requirements of § 35.50 in order to be identified as a RSO on a Commission or Agreement State license or Commission master material license permit for those materials and uses that these individuals performed on or before October 24, 2005. This reduces the paperwork burden for these individuals when applying to be named on a medical license.


Section 35.57(a)(3) removes the requirement for individuals certified by the named boards in the now removed Subpart J of Part 35 on or before October 24, 2005, to comply with the training requirements of § 35.51 in order to be identified as a AMP on a Commission or Agreement State license or Commission master material license permit for those materials and uses that these individuals performed on or before October 24, 2005. Removal of Subpart J from 10 CFR Part 35 was effective on October 24, 2005. This reduces the paperwork burden for these individuals when applying to be named on a medical license.


Section 35.57(b)(1) removes the requirement for AUs to comply with the training requirements of Subparts D through H of Part 35 provided they were identified on a Commission or Agreement State license, a permit issued by a Commission master material licensee, a permit issued by a Commission or Agreement State broad scope licensee, or a permit issued by a Commission master material license broad scope permittee on or before 180 days after the date the rule is published in the Federal Register and only perform those medical uses for which they were authorized on or before that date. This reduces the paperwork burden for these individuals when applying to be named on a medical license.


Section 35.57(b)(2) removes the requirement for physicians, dentists, or podiatrists not identified on a medical use license to comply with the training requirements of Subparts D through H of Part 35 provided they were certified by the named boards in the now removed Subpart J of Part 35 on or before October 24, 2005, and only perform those medical uses for which they were authorized on or before that date. This reduces the paperwork burden for these individuals when applying to be named on a medical license.


Section 35.65(b)(2) prohibits the bundling or aggregating of single sealed sources to create a sealed source with an activity greater than the maximum activity authorized by § 35.65. Such bundled or aggregated sources will be treated as one single source and the licensee will have to meet all the regulatory requirements for that single source including, if appropriate, listing the source on a specific medical license, leak testing, and satisfying security requirements. This requirement is necessary so the NRC can ensure that adequate controls for security and radiation safety are applied to these larger sources.


Section 35.190(a) removes the requirement for individuals seeking to be named as an AU of unsealed byproduct material for uses authorized under § 35.100 to obtain a written attestation if they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. The change will reduce the burden on the applicant by requiring less paperwork to be submitted.

Section 35.204(b) requires licensees to measure the molybdenum-99 (Mo-99) concentration after each eluate from a Mo-99/technetium-99m (Tc-99m) generator. Generator manufacturers recommended testing each elution prior to use in humans. Mo-99 break-through measurements which exceed the permissible concentration listed in § 35.204(a) may cause unnecessary radiation exposures to patients.


Section 35.204(e) requires licensees to report any measurement that exceeded the limits specified in § 35.204(a) for Mo-99/Tc-99m and strontium-82 (Sr-82)/rubidium-82 (Rb-82) generators. Although current regulations require licensees to measure Mo-99, Sr-82, and strontium-85 (Sr-85) concentrations and record the results, there is no provision to report when a result exceeds the regulatory limits. Reporting will be in accordance with the new reporting and notification requirements in § 35.3204. This reporting requirement will provide information that will allow the NRC to respond to the potential patient safety issue in a timely manner.


Section 35.290(a) removes the requirement for individuals seeking to be named as an AU of unsealed byproduct material for uses authorized under § 35.200 to obtain a written attestation provided they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. The change will reduce the burden on the applicant by requiring less paperwork to be submitted.


Section 35.390(a) removes the requirement for individuals seeking to be named as an AU of unsealed byproduct material which requires a WD for uses authorized under § 35.300 to obtain a written attestation provided they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. The change will reduce the burden on the applicant by requiring less paperwork to be submitted.


Section 35.390(b)(1)(ii)(G) does not add any additional burden. This paragraph clarifies the categories of parenteral administrations of radionuclides in which work experience is required for an individual seeking to be an AU for uses under § 35.300.


Section 35.392(a) removes the requirement for individuals seeking to be named as an AU for the oral administration of sodium iodide I-131 requiring a WD in quantities less than or equal to 1.22 Gigabecquerels (33 millicuries) to obtain a written attestation provided they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. The change will reduce the burden on the applicant by requiring less paperwork to be submitted.


Section 35.394(a) removes the requirement for individuals seeking to be named as an AU for the oral administration of sodium iodide I-131 requiring a WD in quantities greater than 1.22 Gigabecquerels (33 millicuries) to obtain a written attestation provided they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. The change will reduce the burden on the applicant by requiring less paperwork to be submitted.


Section 35.433(a)(2) does not add burden as it retains the ability for an AMP to continue to support ophthalmic treatments using strontium-90 sealed sources. It adds T&E requirement for individuals who are not AMPs who want to be involved with ophthalmic treatments. These requirements are similar to the T&E requirements for an AMP but include only those requirements related to brachytherapy programs. This will increase the number of qualified individuals available to support the use of strontium-90 sources for ophthalmic treatments. Often, AUs who work in remote areas do not have ready access to an AMP to perform the necessary calculations to support ophthalmic treatments. This change will make the procedure involving the use of strontium-90 sources for ophthalmic treatments available to more patients located in remote areas.


Section 35.490(a) removes the requirement for individuals seeking to be named as an AU of unsealed byproduct material for uses authorized under § 35.400 to obtain a written attestation provided they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. The change will reduce the burden on the applicant by requiring less paperwork to be submitted.


Section 35.610(d)(1) requires all individuals who will operate remote afterloader units, teletherapy units, and gamma stereotactic radiosurgery units to receive vendor operational and safety training prior to the first use for patient treatment of a new unit or an existing unit with a manufacturer upgrade that affects the operation and safety of the unit. The training must be provided by the device manufacturer or by individuals certified by the device manufacturer to provide the training. This training is necessary to ensure that operators of these devices have adequate training to protect patient safety.


Section 35.655(a) is not a new requirement. The amended paragraph clarifies the requirement for fully inspecting and servicing intervals to assure proper functioning of the source exposure mechanism for gamma stereotactic radiosurgery units is 7 years.


Section 35.690(a) removes the requirement for individuals seeking to be named as an AU of sealed byproduct material for uses authorized under § 35.600 to obtain a written attestation provided they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. The change will reduce the burden on the applicant by requiring less paperwork to be submitted.


Section 35.2024(c) requires the licensee to keep the written documents signed by the licensee’s management for each ARSO appointed under § 35.24(b) for 5 years after the ARSO is removed from the license. These records are important to show that the ARSO had sufficient authority, time, resources, and management prerogative to ensure that radiation safety activities were being performed in accordance with licensee-approved procedures and regulatory requirements.


Section 35.2041 burden is increased due to the new requirements in 35.41(b)(5) and (b)(6) for licensees to maintain written procedures for any administration requiring a WD related to MEs and permanent implant brachytherapy.


Section 35.2310 is not a new requirement. The change clarifies that the operational and safety instructions required by § 35.610 must be included in the record.


Section 35.2655 is amended to conform to the clarifying changes in § 35.655(a).


Section 35.3045(a)(1) is not a new requirement. This new paragraph has the criteria for reporting an ME for administrations other than permanent implant brachytherapy. The criteria for reporting an ME for administrations that require a WD for permanent implant brachytherapy are now in paragraph (a)(2) of this section. The reporting burden from this paragraph does not change the reporting burdens in § 35.3045(c), (d) or (e).


Section 35.3045(a)(2) is not a new requirement. In this new paragraph, the criteria for reporting an ME for administrations that require a WD for permanent brachytherapy procedures are set out separate from all other brachytherapies. The new requirements will not capture events that are not significant and will reduce the number of reportable MEs related to permanent implant brachytherapy with reporting burden reduction in § 35.3045(c), (d) or (e).


Section 35.3045(c) telephone reporting burdens to the NRC are reduced because the requirements for reporting an ME for permanent implant brachytherapy are changed in § 35.3045(a)(2). The new requirements will not capture events that are not significant and thus will reduce the number of reportable MEs related to permanent implant brachytherapy.


Section 35.3045(d) written reporting burdens to the NRC are reduced because the requirements for reporting an ME for permanent implant brachytherapy are changed in § 35.3045(a)(2). The new requirements will not capture events that are not significant and thus will reduce the number of reportable MEs related to permanent implant brachytherapy.


Section 35.3045(e) licensee reporting burdens to the physician and patients are reduced because the requirements for reporting an ME for permanent implant brachytherapy are changed in § 35.3045(a)(2). The new requirements will not capture events that are not significant and thus will reduce the number of reportable MEs related to permanent implant brachytherapy.


Section 35.3204(a) requires radiopharmacy and medical use licensees to notify both the NRC Operations Center and the distributor of the generator by telephone within 7 days after discovery that an eluate exceeds the permissible concentration listed in § 35.204(a). Breakthrough of Mo-99 and contamination of Sr-82 and Sr-85 can lead to unnecessary exposure to radiation to patients. This notification requirement will allow the NRC to assess the situation so that appropriate actions may be taken to avoid unwarranted radiation exposure to patients.


Section 35.3204(b) requires radiopharmacy and medical use licensees to submit a written report to the appropriate NRC Regional Office listed in § 30.6 within 30 days after discovery of an eluate exceeding the permissible concentration listed in § 35.204(a). This report is a follow up on the requirement under § 35.3204(a) to notify the NRC within 7 days after discovery that an eluate exceeds the permissible concentration listed in § 35.204(a). This reporting requirement will allow the NRC to determine appropriate actions to take to avoid unwarranted radiation exposure to patients.



  1. Agency Use of the Information


Information required to be submitted with license applications or with applications for amendments to those licenses is used by the NRC in evaluating compliance with licensing requirements.


The records that 10 CFR Parts 30, 32, and 35 require the licensees to maintain are reviewed during inspections, license renewals, and license amendment reviews to evaluate compliance with NRC requirements.


Reports of significant safety events are used by the agency in evaluating the protective actions required to avoid exposures to patients and the public that could exceed regulatory limits and, therefore, impact public health and safety and the environment. Additionally, certain events are of such significance that they must be reported to the NRC, to patients or human research subjects, and to referring physicians. Collection of this information enables the NRC to determine what steps must be taken by other licensees to prevent such events, whether required notifications have been made, and whether corrective actions have been taken. The NRC also has the responsibility, pursuant to section 208 of the Energy Reorganization Act of 1974, as amended, to inform Congress and the public of those events constituting "abnormal occurrences" and to also inform NRC medical use licensees of generic issues identified by the NRC review of medical events.


3. Reduction of Burden Through Information Technology


The NRC has issued Guidance for Electronic Submissions to the NRC which provides direction for the electronic transmission and submittal of documents to the NRC.  Electronic transmission and submittal of documents can be accomplished via the following avenues: the Electronic Information Exchange (EIE) process, which is available from the NRC's “Electronic Submittals” Web page, by Optical Storage Media (OSM) (e.g. CD-ROM, DVD), by facsimile or by e-mail.  It is estimated that approximately 10% of the responses are filed electronically.



4. Effort to Identify Duplication and Use Similar Information


No sources of similar information are available. There is no duplication of requirements. NRC has in place an ongoing program to examine all information collections with the goal of eliminating all duplication and/or unnecessary information collections.



5. Effort to Reduce Small Business Burden


While a number of medical licensees are considered small businesses under the NRC's current definitions, the health and safety consequences of improper use of byproduct material are the same for large and small entities.  It is not possible to reduce the burden on small businesses by less frequent or less complete reporting, recordkeeping, or accounting and control procedures while maintaining the required level of public health and safety and common defense and security.  The NRC estimates that 23% of the impacted respondents are small businesses.



6. Consequences to Federal Program of Policy Activities if the Collection is Not Conducted or

is Conducted Less Frequently


Required reports are collected and evaluated on a continuing basis as events occur. An application for a new license or an amendment to an existing license is submitted only once. Applications for renewal of licenses are generally submitted every ten years. Information submitted in previous applications may be referenced without being resubmitted. The schedule for collecting the information is the minimum frequency necessary, currently not exceeding 10 years, to assure that licensees will continue to conduct programs in a manner that will assure adequate protection of the public health and safety.


7. Circumstances Which Justify Variation from OMB Guidelines


Record Retention The final rule will require licensees to maintain certain records until termination of the license; although, OMB Guidelines are three years. These are records that will be used by inspectors to assess regulatory compliance and in cases where historic information is used to assess patient exposures to radiation.


8. Consultations Outside the NRC


An opportunity for public comment on the information collection requirements was published in a proposed rule on July 21, 2014 (79 FR 42410), for a 120-day public comment period to address these issues.  The NRC developed this final rule based on the comments received on the proposed rule.  The comments are discussed in Section V., Public Comment Analysis, of this document. There were 68 comments received. There were no comments related to information collections received.


9. Payment or Gift to Respondents


Not applicable.


10. Confidentiality of Information


Confidential and proprietary information is protected in accordance with NRC regulations at 10 CFR 9.17(a) and 10 CFR 2.390(b).


11. Sensitive Questions


None.



12. Estimated Burden and Burden Hour Cost


The cost to licensees and applicants is calculated at a rate of $268 per hour for professional staff for the technical reports, recordkeeping, and records prepared in response to the 10 CFR Part 30, 32, and 35 information collection requirements. This rate is based on NRC's fully recoverable fee rate.


Currently there are 1029 NRC and 6074 Agreement State medical use licensees which include 33 NRC and 195 Agreement State radiopharmacy licensees that will be affected by this final rule. The final rule will affect three OMB information collection clearances, OMB 3150-0010 (Part 35), OMB 3150-0017 (Part 30), and OMB 3150-0120 (NRC Form 313).


The total burden for the final rule is 29,322.08 hours at a cost of $7,858,318 (29,322.08 hours x $268/hr). Burden totals are as follows:


 

Reporting Burden

Recordkeeping Burden

3rd Party Disclosure Burden

Total

Cost at $268/hr

10 CFR Part 30

3.50

2,964.00

0.00

2,967.50

$795,290

10 CFR Part 35

1,649.00

29,742.83

-32.50

31,359.33

$8,404,301

Form 313

-5,004.75

0.00

0.00

-5,004.75

-$1,341,273

Total:

-3,352.25

32,706.83

-32.50

29,322.08

$7,858,318


Further burden detail can be found in Tables 1-25. Burden for this final rule is broken down according to whether it is incurred on an ongoing annual basis (Table 19) or as a one-time implementation burden which is annualized for a three-year OMB clearance period (Table 22). Burden is further broken down according to the type of respondent (NRC licensee or Agreement State licensee).


13. Estimate of Other Additional Costs


NRC has determined that the records storage cost is roughly proportional to the recordkeeping burden cost. Based on a typical clearance, the recordkeeping storage cost has been estimated to be equal to .0004 percent of the annual recordkeeping burden. Therefore, the additional annual recordkeeping storage cost for the final rule is estimated to be $3,506 (32,706.83 annual recordkeeping hours [Table 23] x $268 x .0004).


14. Estimate of Cost to the Federal Government and Agreement States


It is estimated in the regulatory analysis that there will be a reduction in annual cost for the NRC and Agreement States of approximately $400,000 ($75,000 NRC / $325,000 Agreement State). The total reduction in annual cost to the Federal Government is accounted for under 10 CFR Part 35, Medical Use of Byproduct Material. This reduction will result from the many changes to the regulations that will reduce the number of license amendments submitted, reports received, and other actions that are now being processed. There is no impact from the final rule on the NRC and the Agreement State cost to license and inspect the licensees affected by the new requirements.


15. Reasons for Change in Burden


The final rule will increase overall burden by 29,322 hours (Table 23). This increase is calculated by summing the changes in the burden of the impacted information collections. The changes in burden and responses for each specific information collection (Part 35, Part 30, and NRC Form 313) are as follows:



Part 35 (3150-0010)

BURDEN

 

Previously approved

Change due to rule

New total burden

Reporting

63,922.0

1,649.0

65,571.0

Recordkeeping

1,009,190.0

29,742.8

1,038,932.8

Third Party Disclosure

112.0

-32.5

79.5

TOTAL

1,073,224.0

31,359.3

1,104,583.3









Part 30 (3150-0017)

BURDEN

 

Previously approved

Change due to rule

New total burden

Reporting

126,527.0

3.5

126,530.5

Recordkeeping

132,706.0

2,964.0

135,670.0

Third Party Disclosure

14,758.0

0.0

14,758.0

TOTAL

273,991.0

2,967.5

276,958.5









Form 313 (3150-0120)

BURDEN

 

Previously approved

Change due to rule

New total burden

Reporting

65,708.0

-5,004.75

60703.25

Recordkeeping

0

0.00

0

Third Party Disclosure

0

0.00

0

TOTAL

65,708.00

-5,004.75

60,703.25









RESPONSES

 

Previously approved

Change due to rule

New total burden

Part 35 (3150-0010)

276,359

7,890

284,249

Part 30 (3150-0017)

179,423

235

179,658

Form 313 (3150-0120)

15,281

3,533

18,814





The amendments to 10 CFR Parts 30, 32, and 35 that affect the burden and/or cost for complying with the regulations constitute the elements of a safety program the NRC considers essential to provide a risk-informed, performance-based approach for regulating the medical use of byproduct material. This final rule will reduce the potential unwarranted radiation exposure to patients, provide greater flexibility to licensees, reduce the paperwork burden for licensees, and clarify current regulations. Examples are listed below.


Reducing the Potential Unwarranted Radiation Exposure to Patients


The final rule will add new requirements to test each elution of each generator rather than just the first one (a generator may be eluted multiple times) and report any result that exceeds the limits in § 35.204(a) and will add burden for recordkeeping and notifications. This change will provide the information to allow the NRC to assess the situation quickly and efficiently when issues occur with generators that may cause unwarranted radiation exposure to patients.


Another increase in burden related to reducing potential unwarranted radiation exposure to patients is requiring licensees to develop, implement, and maintain written procedures for any administration to determine if the treatment has resulted in a medical event. These procedures are generally therapeutic in nature with the greatest potential for causing harm to patients. Additionally, for permanent implant brachytherapy, licensees must make certain assessments to determine if a ME has occurred within 60 calendar days from the date the implant was performed. This is to ensure that the patient received the appropriate radiation therapy in the prescribed location.


Provide Greater Flexibility to Licensees


A new requirement that requires a licensee to notify the NRC when it receives certain sealed sources actually reduces burden. Current regulations require the licensee to first submit and have approved a license amendment prior to receiving these sealed sources. Under the final rule, a licensee who is authorized to possess certain sealed sources may notify the NRC when it receives the sealed sources not listed on the license rather than submitting a license amendment. The new sources must be approved in the SSDR and the activity must be within the authorized limit of the license. This reduces the burden and gives the licensee greater flexibility in acquiring new sources in a timely manner.


Changing the regulations to allow medical licensees to identify ARSOs on their license is a burden with benefits for the licensees. The burden is increased because the licensee will have to submit an amendment to name each ARSO. However, the licensee benefits by having qualified individuals to assist the RSO in the day-to-day oversight of the radiation safety program. Additionally, these identified ARSOs can serve as preceptors for other individuals seeking to be appointed as RSOs and ARSO’s


Another change to the regulations adds T&E requirement for individuals who are not AMPs who may support ophthalmic treatments using strontium-90 sealed sources. Licensees in remote areas do not have ready access to an AMP to support the ophthalmic treatment programs. Increasing the number of qualified individuals will make the ophthalmic treatments using strontium-90 available to more patients located in remote areas.


Reduce the Paperwork Burden for Licensees


The final rule will remove the requirement for submitting a written attestation for individuals seeking to be named as an RSO, ARSO, AU, AMP, or ANP provided they are certified by a specialty board whose certification process has been recognized by the NRC or Agreement State. This reduces the burden for licensees preparing paperwork for adding these individuals to their medical license.


Another change will remove the requirement for individuals certified by the named boards in the now removed Subpart J of Part 35 on or before October 24, 2005, to comply with the current training requirements to be identified as a RSO, AU, AMP, or ANP for those materials and uses that these individuals performed on or before October 24, 2005. This reduces the burden for licensees preparing paperwork for adding these individuals to their medical license.


Paperwork burden will also be reduced by removing the requirement that applicants and licensees submit additional copies of the NRC Form 313 when applying for a license or amendment.


Clarify Current Regulations


Multiple changes are made to clarify current regulations. These changes include clarifying the specific information that must be recorded on a WD for permanent implant brachytherapy, that licensees follow the label requirements rather than satisfy the label requirements, and the requirement for fully inspecting and servicing intervals for gamma stereotactic radiosurgery units is not to exceed 7 years.


16. Publication for Statistical Use


None.


17. Reason for Not Displaying Expiration Date


The requirements will be contained in a regulation. Amending the CFR to display information that, in an annual publication, could become obsolete would be unduly burdensome and too difficult to keep current.


18. Exceptions to the Certification Statement


None.


B. COLLECTION OF INFORMATION EMPLOYING STATISTICAL METHODS


Statistical methods are not used in this collection of information.

ANNUAL REPORTING



Table 1 – Reporting Burden for NRC Licensees for Part 35 (3150-0010)


Section

Number of Respondents

Responses Per Respondent

Total Number of Responses

Burden per Response (Hours)

Total Annual Burden (Hours)

Cost @ $268/Hr

35.14(b)(1)

36

1

36

0.25

9.00

$2,412

35.14(b)(6)

483

2

966

0.25

241.50

$64,722

35.204(e)

Burden covered in 35.3204(a) & (b)

 

 

 

 

$0

35.3045(a)(2)

Burden covered in 35.3045(c), (d) & (e)

 

 

 

 

$0

35.3045(c)

1

1

1

-0.50

-0.50

-$134

35.3045(d)

1

1

1

-8.00

-8.00

-$2,144

35.3045(e)

3

1

3

-2.00

-6.00

-$1,608

35.3204(a)

1

1

1

0.25

0.25

$67

35.3204(b)

1

1

1

2.00

2.00

$536

Total

551

 

1,009

 

238.25

$63,851





Table 2 – Reporting Burden for NRC Licensees Part 30 (3150-0017)


Section

Number of Respondents

Responses Per Respondent

Total Number of Responses

Burden per Response (Hours)

Total Annual Burden (Hours)

Cost @ $268/Hr

30.34(g)

1

1

1

0.50

0.50

$134

Total

1

 

1

 

0.50

$134




Table 3 – Reporting Burden for NRC Licensees for NRC Form 313 (3150-0120)


Section

Number of Respondents

Responses Per Respondent

Total Number of Responses

Burden per Response (Hours)

Total Annual Burden (Hours)

Cost @ $268/Hr

35.12(b)

31

1

31

0.25

7.75

$2,077

35.12(b)

31

1

31

-0.25

-7.75

-$2,077

35.12(c)(1)

103

1

103

-0.25

-25.75

-$6,901

35.12(c)(1)

1029

1

1,029

-0.25

-257.25

-$68,943

35.13(d)

31

1

31

0.50

15.50

$4,154

35.13(d)

103

1

103

0.50

51.50

$13,802

35.13(i)

483

2

966

-0.50

-483.00

-$129,444

35.50(a)

10

1

10

-0.50

-5.00

-$1,340

35.50(c)(1)

 

 

 

 

 

$0

35.50(c)(3)

1

1

1

-0.50

-0.50

-$134

35.51(a)

6

1

6

-0.50

-3.00

-$804

35.55(a)

1

1

1

-0.50

-0.50

-$134

35.57(a)(1)

6

1

6

-0.50

-3.00

-$804

35.57(a)(2)

10

1

10

-0.50

-5.00

-$1,340

35.57(a)(3)

6

1

6

-0.50

-3.00

-$804

35.57(b)(1)

309

1

309

-0.50

-154.50

-$41,406

35.57(b)(2)

26

1

26

-0.50

-13.00

-$3,484

35.65(b)(2)

2

1

2

0.50

1.00

$268

35.190(a)

8

1

8

-0.50

-4.00

-$1,072

35.290(a)

8

1

8

-0.50

-4.00

-$1,072

35.390(a)

4

1

4

-0.50

-2.00

-$536

35.392(a)

4

1

4

-0.50

-2.00

-$536

35.394(a)

4

1

4

-0.50

-2.00

-$536

35.433

 

 

 

 

 

$0

35.490(a)

4

1

4

-0.50

-2.00

-$536

35.690(a)

2

1

2

-0.50

-1.00

-$268

Total

2222

 

167

 

-902.50

-$241,870

NOTE: Grayed numbers indicate new responses to complete NRC Form 313. Other responses are a reduction in the time associated with completing the form for existing respondents.




Table 4 – Reporting Burden for Agreement States Licensees for Part 35 (3150-0010)


Section

Number of Respondents

Responses Per Respondent

Total Number of Responses

Burden per Response (Hours)

Total Annual Burden (Hours)

Cost @ $268/Hr

35.14(b)(1)

213

1

213

0.25

53.25

$14,271

35.14(b)(6)

2850

2

5,700

0.25

1,425.00

$381,900

35.204(e)

Burden covered in 35.3204(a) & (b)

 

 

 

 

$0

35.3045(a)(2)

Burden covered in 35.3045(c), (d) & (e)

 

 

 

 

$0

35.3045(c)

6

1

6

-0.50

-3.00

-$804

35.3045(d)

6

1

6

-8.00

-48.00

-$12,864

35.3045(e)

5

3

15

-2.00

-30.00

-$8,040

35.3204(a)

6

1

6

0.25

1.50

$402

35.3204(b)

6

1

6

2.00

12.00

$3,216

Total

3092

 

5,952

 

1,410.75

$378,081






Table 5 – Reporting Burden for Agreement States Licensees for Part 30 (3150-0017)


Section

Number of Respondents

Responses Per Respondent

Total Number of Responses

Burden per Response (Hours)

Total Annual Burden (Hours)

Cost @ $268/Hr

30.34(g)

1

6

6

0.50

3.00

$804

Total

1

 

6

 

3.00

$804




Table 6 – Reporting Burden for Agreement States Licensees for NRC Form 313 (3150-0120)


Section

Number of Respondents

Responses Per Respondent

Total Number of Responses

Burden per Response (Hours)

Total Annual Burden (Hours)

Cost @ $268/Hr

35.12(b)

182

1

182

0.25

45.50

$12,194

35.12(b)

182

1

182

-0.25

-45.50

-$12,194

35.12(c)(1)

607

1

607

-0.25

-151.75

-$40,669

35.12(c)(1)

6074

1

6,074

-0.25

-1,518.50

-$406,958

35.13(d)

182

1

182

0.50

91.00

$24,388

35.13(d)

607

1

607

0.50

303.50

$81,338

35.13(i)

2850

2

5,700

-0.50

-2,850.00

-$763,800

35.50(a)

55

1

55

-0.50

-27.50

-$7,370

35.50(c)(1)

 

 

 

 

 

$0

35.50(c)(3)

6

1

6

-0.50

-3.00

-$804

35.51(a)

35

1

35

-0.50

-17.50

-$4,690

35.55(a)

6

1

6

-0.50

-3.00

-$804

35.57(a)(1)

34

1

34

-0.50

-17.00

-$4,556

35.57(a)(2)

61

1

61

-0.50

-30.50

-$8,174

35.57(a)(3)

34

1

34

-0.50

-17.00

-$4,556

35.57(b)(1)

1822

1

1,822

-0.50

-911.00

-$244,148

35.57(b)(2)

152

1

152

-0.50

-76.00

-$20,368

35.65(b)(2)

9

1

9

0.50

4.50

$1,206

35.190(a)

45

1

45

-0.50

-22.50

-$6,030

35.290(a)

45

1

45

-0.50

-22.50

-$6,030

35.390(a)

22

1

22

-0.50

-11.00

-$2,948

35.392(a)

22

1

22

-0.50

-11.00

-$2,948

35.394(a)

22

1

22

-0.50

-11.00

-$2,948

35.433

 

 

 

 

 

$0

35.490(a)

25

1

25

-0.50

-12.50

-$3,350

35.690(a)

9

1

9

-0.50

-4.50

-$1,206

Total

13088

 

980

 

-5,318.75

-$1,425,425

NOTE: Grayed numbers indicate new responses to complete NRC Form 313. Other responses are a reduction in the time associated with completing the form for existing respondents.



RECORDKEEPING


Table 7 – Recordkeeping Burden for NRC Licensees for Part 35 (3150-0010)


Section

No. of NRC

Recordkeepers

 

Number of Records per Licensee


Total Number of Records

 


Burden Hours

per Record


Total Annual

Burden Hours

 


Cost @ $268/Hour

Record Retention

Period

 

35.24(b)

Burden covered in 35.2024(c)

 

 

 

 

 

 

35.41(a)

Burden covered in 35.2041

 

 

 

 

 

 

35.41(b)(5)

Covered in 35.41(a)

 

 

 

 

 

 

35.41(b)(6)

Covered in 35.41(a)

 

 

 

 

 

 

35.65(b)(2)

2

1

2

2.50

5.00

$1,340

Inventory and leak testing 3 years

35.204(b)

Covered under 35.2204

 

 

 

 

 

 

35.610(d)

Covered in 35.2310

 

 

 

 

 

 

35.2024(c)

31

1

31

1.00

31.00

$8,308

5 years after ARSO is removed from license

35.2041

31

1

31

9.00

279.00

$74,772

Duration of the license

35.2204

42

1

42

13.00

546.00

$146,328

3 years

35.2310

24

1

24

1.00

24.00

$6,432

3 years

Total

130

 

130

 

885.00

$237,180




Table 8 – Recordkeeping Burden for NRC Licensees for Part 30 (3150-0017)


Section

No. of NRC

Recordkeepers

Number of Records per Licensee

Total Number of Records

Burden Hours per Record

Total Annual

Burden Hours

Cost @ $268/Hour

Record Retention

Period

30.34(g)

33

33

13

429

$114,972

3 years 

Total

33

33

 

429

$114,972





Table 9 – Recordkeeping Burden for Agreement State Licensees for Part 35 (3150-0010)


Section

No. of Agreement State

Recordkeepers

 

Number of Records per Licensee

 

Total Number of Records

 

Burden Hours

per Record

 

Total Annual

Burden Hours

 


Cost @ $268/Hour

Record Retention

Period

 

35.24(b)

Burden covered in 35.2024(c)

 

 

 

 

 

 

35.41(a)

Burden covered in 35.2041

 

 

 

 

 

 

35.41(b)(5)

Covered in 35.41(a)

 

 

 

 

 

 

35.41(b)(6)

Covered in 35.41(a)

 

 

 

 

 

 

35.65(b((2)

9

1

9

2.50

22.50

$6,030

Inventory and leak testing 3 years

35.204(b)

Covered under 35.2204

 

 

 

 

 

 

35.610(d)

Covered in 35.2310

 

 

 

 

 

 

35.2024(c)

183

1

183

1.00

183.00

$49,044

5 years after ARSO is removed from license

35.2041

183

1

183

9.00

1,647.00

$441,396

Duration of the license

35.2204

250

1

250

13.00

3,250.00

$871,000

3 years

35.2310

142

1

142

1.00

142.00

$38,056

3 years

Total

767

 

767

 

5,244.50

$1,405,526

 





Table 10 – Recordkeeping Burden for Agreement State Licensees for Part 30 (3150-0017)


Section

No. of Agreement State

Recordkeepers

Number of Records per Licensee

Total Number of Records

Burden Hours per Record

Total Annual

Burden Hours

Cost @ $268/Hour

Record Retention

Period

30.34(g)

195

1

195

13

2,535.00

$679,380

3 years

Total

195

 

195

 

2,535.00

$679,380

 




ANNUAL THIRD PARTY DISCLOSURE BURDEN



Table 11Third-party Disclosure Burden for NRC Licensees (3150-0010)


Section

Number of Respondents

Responses Per Respondent

Total Number of Responses

Burden per Response (Hours)

Total Annual Burden (Hours)

Cost @ $268/Hr

35.3045(e)

1

3

3

-2.00

-6.00

-$1,608

35.3204(a)

2

1

2

0.25

0.50

$134

Total

3

4

5

 

-5.50

-$1,474







Table 12Third-party Disclosure Burden for Agreement State Licensees (3150-0010)


Section

Number of Respondents

Responses Per Respondent

Total Number of Responses

Burden per Response (Hours)

Total Annual Burden (Hours)

Cost @ $268/Hr

35.3045(e)

5

3

15

-2.00

-30.00

-$8,040

35.3204(a)

12

1

12

0.25

3.00

$804

Total

17

4

27

 

-27.00

-$7,236















ONE-TIME REPORTING BURDEN



Table 13 – One-Time Implementation Reporting Burden for NRC Licensees for NRC Form 313 (3150-0120)


Section

Number of Respondents

Responses Per Respondent

Total Number of Responses

Burden per Response (Hours)

Total Annual Burden (Hours)

Cost @ $268/Hr

35.13(d)

1029

1

1,029

0.50

514.50

$137,886

35.65(b)(2)

8

1

8

0.50

4.00

$1,072

Total

1037

 

1037

 

518.50

$138,958

Annualized Total

 

 

345.67

 

172.83

$46,319







Table 14 – One-Time Implementation Reporting Burden for Agreement State Licensees for NRC Form 313 (3150-0120)


Section

Number of Respondents

Responses Per Respondent

Total Number of Responses

Burden per Response (Hours)

Total Annual Burden (Hours)

Cost @ $268/Hr

35.13(d)

6074

1

6,074

0.50

3,037.00

$813,916

35.65(b)(2)

47

1

47

2.00

94.00

$25,192

Total

6121

 

6121

 

3,131.00

$839,108

Annualized Total

 

 

2040.33

 

1,043.67

$279,703















ONE-TIME RECORDKEEPING BURDEN



Table 15 – On-Time Implementation Recordkeeping Burden for Agreement State Licensees for Part 35 (3150-0010)


Section

No. of NRC

Recordkeepers

 

Number of Records per Licensee

Total Number of Records 

 


Burden Hours

per Record

 

Total Annual

Burden Hours

 


Cost @ $268/HR

Record Retention

Period

 

35.24(b)

Burden covered in 35.2024(c)

 

 

 

 

 

 

35.41(a)

Burden covered in 35.2041

 

 

 

 

 

 

35.41(b)(5)

Covered in 35.41(a) (3365)

 

 

 

 

 

35.41(b)(6)

Covered in 35.41(a) (2680)

 

 

 

 

 

 

35.41(c)

Covered in 35.2041

 

 

 

 

 

 

35.65(b)(2)

50

1

50

2.00

100.00

$26,800

Inventory and leak testing 3 years

35.2024(c)

6074

1

6,074

1.00

6,074.00

$1,627,832

5 years after ARSO is removed from license

35.2041

6045

1

6,045

9.00

54,405.00

$14,580,540

Duration of the license

Total

 

 

12,169.00

 

60,579.00

$16,235,172

 

Annualized Total

 

 

 

 

20,193.00

$5,411,724

 









Table 16 – One-Time Implementation Recordkeeping Burden for NRC Licensees for Part 35 (3150-0010


Section

No. of NRC

Recordkeepers

 

Number of Records per Licensee

Total Number of Records 

 


Burden Hours

per Record

 

Total Annual

Burden Hours

 


Cost @ $268/HR

Record Retention

Period

 

35.24(b)

Burden covered in 35.2024(c)

 

 

 

 

 

 

35.41(a)

Burden covered in 35.2041

 

 

 

 

 

 

35.41(b)(5)

Covered in 35.41(a) (570)

 

 

 

 

 

 

35.41(b)(6)

Covered in 35.41(a) (454)

 

 

 

 

 

 

35.41(c)

Covered in 35.2041

 

 

 

 

 

 

35.65(b)(2)

8

1

8

2.00

16.00

$4,288

Inventory and leak testing 3 years

35.2024(c)

1029

1

1,029

1.00

1,029.00

$275,772

5 years after ARSO is removed from license

35.2041

1024

1

1,024

9.00

9,216.00

$2,469,888

Duration of the license

Total

 

 

2,061.00

 

10,261.00

$2,749,948

 

Annualized Total

 

 

 

 

3,420.33

$916,649

 











TOTAL RECURRING ANNUAL BURDEN


Table 17 – Total Recurring Annual Burden in Hours for NRC Licensees

 

Reporting Burden

Recordkeeping Burden

3rd Party Disclosure Burden

Total

10 CFR Part 30

0.50

429.00

0.00

429.50

10 CFR Part 35

238.25

885.00

-5.50

1,117.75

Form 313

-902.50

0.00

0.00

-902.50

Total:

-663.75

1,314.00

-5.50

644.75



Table 18 – Total Recurring Annual Burden in Hours for Agreement State Licensees

 

Reporting Burden

Recordkeeping Burden

3rd Party Disclosure Burden

Total

10 CFR Part 30

3.00

2,535.00

0.00

2,538.00

10 CFR Part 35

1,410.75

5,244.50

-27.00

6,628.25

Form 313

-5,318.75

0.00

0.00

-5,318.75

Total:

-3,905.00

7,779.50

-27.00

3,847.50



Table 19 – Total Recurring Annual Burden in Hours for All Licensees

 

Reporting Burden

Recordkeeping Burden

3rd Party Disclosure Burden

Total

10 CFR Part 30

3.50

2,964.00

0.00

2,967.50

10 CFR Part 35

1,649.00

6,129.50

-32.50

7,746.00

Form 313

-6,221.25

0.00

0.00

-6,221.25

Total:

-4,568.75

9,093.50

-32.50

4,492.25




TOTAL ONE-TIME IMPLEMENTATION BURDEN


Table 20 – Total One-Time Burden in Hours for NRC Licensees (Annualized)

 

Reporting Burden

Recordkeeping Burden

Total

10 CFR Part 30

0.00

0.00

0.00

10 CFR Part 35

0.00

3,420.33

3,420.33

Form 313

172.83

0.00

172.83

Total:

172.83

3,420.33

3,593.17

Values from Tables 13 & 16



Table 21 – Total One-Time Burden in Hours for Agreement State Licensees (Annualized)

 

Reporting Burden

Recordkeeping Burden

Total

10 CFR Part 30

0.00

0.00

0.00

10 CFR Part 35

0.00

20,193.00

20,193.00

Form 313

1,043.67

0.00

1,043.67

Total:

1,043.67

20,193.00

21,236.67

Values from Tables 14 & 15


Table 22 – Total One-Time Burden in Hours for All Licensees (Annualized)

 

Reporting Burden

Recordkeeping Burden

Total

10 CFR Part 30

0.00

0.00

0.00

10 CFR Part 35

0.00

23,613.33

23,613.33

Form 313

1,216.50

0.00

1,216.50

Total:

1,216.50

23,613.33

24,829.83








BURDEN TOTALS (ANNUAL + ANNUALIZED ONE-TIME)


Table 23:TOTAL BURDEN FOR FINAL RULE

 

Reporting Burden

Recordkeeping Burden

3rd Party Disclosure Burden

Total

10 CFR Part 30

3.50

2,964.00

0.00

2,967.50

10 CFR Part 35

1,649.00

29,742.83

-32.50

31,359.33

Form 313

-5,004.75

0.00

0.00

-5,004.75

Total:

-3,352.25

32,706.83

-32.50

29,322.08

Values from Tables 19 & 22




Table 24 – Total Annual Responses for All Licensees


NRC Licensees

Agreement State Licensees

TOTAL

 

Responses

Recordkeepers

Total

Responses

Recordkeepers

Total

10 CFR Part 30 (OMB 3150-0017)

1

33

34

6

195

201

235

10 CFR Part 35 (OMB 3150-0010)

1,014

130

1,144

5,979

767

6,746

7,890

Form 313 (OMB 3150-0120)

513

0

513

3,020

0

3,020

3,533

Total:

 

 

1,691

 

 

9,967

11,658


The rule does not add any new respondents to the existing information collections in Parts 30, 35, and Form 313.  Requirements have been revised for existing respondents.




Table 25 – Total Respondents

 

Number of Respondents NRC

Number of Respondents Agreement States

Total

10 CFR Part 30 (OMB 3150-0017)

33

195

228

10 CFR Part 35 (OMB 3150-0010)

1,029

6,074

7,103

Form 313 (OMB 3150-0120)

1,029

6,074

7,103

*Unduplicated total:

 

 

7,331

*The respondents for Part 35 and Form 313 are the same licensees.










File Typeapplication/vnd.openxmlformats-officedocument.wordprocessingml.document
File TitleOMB SUPPORTING STATEMENT FOR Proposed Rule Amending 10 CFR Part 70 Domestic Licensing of Special Nuclear Material Revision (3150
AuthorEdward M. Lohr
File Modified0000-00-00
File Created2021-01-20

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