Supporting Statement Q12 & Q15 Burden List

Supporting Statement Q12 and Q15 Burden List-Final.pdf

Third-Party Disclosure Requirements in the IRS Regulations

Supporting Statement Q12 & Q15 Burden List

OMB: 1545-1466

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Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Burden Q12

Appendix A

SS, Q#12. #
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# of 
Recordkeepers 
per year
20,000.00
20,000.00
20,000.00
20,000.00
20,000.00
20,000.00
20,000.00
20,000.00
600.00
250.00
60.00
5,000.00
50,000.00
50,000.00
5,000.00
32,000.00
2,500.00
75,000.00
75,000.00
228.00
600.00
1,000.00
10,000,000.00
2,500,000.00
5,000,000.00
2,500,000.00
200,000.00
10,000,000.00
600.00
50.00
50.00
50.00
50.00
50.00
50.00
4.00
7,500.00
2,000.00
1,000.00
5,000.00

Regulations
1.25‐3T(d)(2) 
1.25‐3T(e)(3) 
1.25‐3T(f)(2) 
1.25‐3T(g)(2) 
1.25‐3T(i)(2) 
1.25‐3T(j)(5) 
1.25‐3T(k) 
1.25‐3T(n) 
1.25‐4T(d) 
1.41‐7(d)(3)
1.42‐2(b)(3) 
1.47‐3(h)(2) 
1.83‐2( c ) 
1.83‐2(d) 
1.83‐5(b)(2) 
5f.103‐1(temp) 
5f.1.103‐2(temp) 
6a.103A‐2( c )(1)(ii)(temp) 
6a.103A‐2(d)(temp) 
6a.103A‐2(h)(1)(ii)(temp) 
6a.103A‐3(h)(1)(ii)(temp) 
1.125‐1 Q&A‐7 and 1.125 Q&A‐5( c )(3) 
1.125‐1 Q&A‐8 and 1.125‐2 Q&A‐6 
1.125‐2 Q&A‐7(b)(3) 
1.125‐2 Q&A‐7(b)(5) 
1.125‐2 Q&A‐7(b)(8) 
1.127‐2(i) 
1.132‐5(a)(1)(ii) 
1.162‐27(f)(1)
1.163‐5(c)(2)(i)(B)(2)(B) 
1.163‐5(c)(2)(i)(B)(3) 
1.163‐5(c)(2)(i)(B)(4) 
1.163‐5(c)(2)(i)(C)(4) 
1.163‐5(c)(2)(i)(D)(3) 
1.166‐2(d)(1) ‐ state recordkeepers
1.166‐2(d)(1) ‐ federal recordkeepers
1.170A‐4A(b)(4)(ii) 
1.170A‐13( c )(4)(iv)(E) 
1.170A‐14(g)(5) 
1.179‐2(b)(7) 

1/13

 Filings Per 
Respondent 
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
             30.00
        2,000.00
                1.00
                1.00
                1.00
                1.00

9/20/2018

 # of responses 
             20,000.00
             20,000.00
             20,000.00
             20,000.00
             20,000.00
             20,000.00
             20,000.00
             20,000.00
                  600.00
                  250.00
                     60.00
               5,000.00
             50,000.00
             50,000.00
               5,000.00
             32,000.00
               2,500.00
             75,000.00
             75,000.00
                  228.00
                  600.00
               1,000.00
     10,000,000.00
       2,500,000.00
       5,000,000.00
       2,500,000.00
           200,000.00
     10,000,000.00
                  600.00
                     50.00
                     50.00
                     50.00
                     50.00
                     50.00
               1,500.00
               8,000.00
               7,500.00
               2,000.00
               1,000.00
               5,000.00

 Time per 
response in 
hours 
                0.25
                0.25
                0.25
                0.25
                0.25
                0.25
                0.25
                0.25
                2.00
                0.25
                2.00
                0.20
                0.50
                0.17
                0.50
             12.00
             10.00
                0.50
                0.50
                5.00
                0.50
                0.25
                0.50
                0.25
                0.50
                0.25
                1.00
                0.50
             50.00
             10.00
             10.00
             10.00
             10.00
             10.00
                0.20
                0.20
                0.17
                0.25
                0.17
                1.00

 Total Burden 
Hours 
             5,000.00
             5,000.00
             5,000.00
             5,000.00
             5,000.00
             5,000.00
             5,000.00
             5,000.00
             1,200.00
                   63.00
                120.00
             1,000.00
           25,000.00
             8,333.00
             2,500.00
         384,000.00
           25,000.00
           37,500.00
           37,500.00
             1,140.00
                300.00
                250.00
     5,000,000.00
         625,000.00
     2,500,000.00
         625,000.00
         200,000.00
     5,000,000.00
           30,000.00
                500.00
                500.00
                500.00
                500.00
                500.00
                300.00
             1,600.00
             1,250.00
                500.00
                167.00
             5,000.00

Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Burden Q12

Appendix A

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# of 
Recordkeepers 
per year
50.00
50,749.00
53,420.00
534.00
1,753.00
600.00
9,567,000.00
9,567,000.00
200.00
2,000.00
2,000.00
1,000.00
2.00
3,000.00
250.00
250.00
700,000.00
3,000.00
10.00
10,000.00
100.00
20,000.00
1,000.00
800,000.00
200,000.00
500,000.00
750,000.00
25,000.00
8,900,000.00
15.00
75,000.00
75,000.00
50,000.00
700,000.00
400,000.00
75,000.00
100,000.00
100.00
10,000.00
10,000.00

Regulations
1.194‐2(b)(4) 
601.201(e)(7) 
601.201(o)(3)(ii) and (xiv‐xxi) 
601.201(o)(5) 
601.201(q)(1) 
1.216(d)(2)(ii)
1.219‐1(d)(2) 
1.219(a)‐2( c )(5) 
1.280G‐1 Q&A 7
1.305‐5(b)(5) 
1.316‐1(b)(5) 
1.341‐7(c)(1) and (d) 
1.367(e)‐1 
1.382‐2T(k)(1) 
1.382‐9(d)(2) 
1.382‐9(d)(4)(iv) 
1.401‐1(a)(2) 
1.401(a)‐3(b) 
1.401(a)(5)‐1(e)(4)(i) 
1.401(a)(9)‐1 Q&A C‐3
1.401(a)(9)‐1 Q&A D‐5 
1.401(a)(9)‐1 Q&A E‐8 
1.401(a)(9)‐1 Q&A H‐3 
1.401(a)‐13(e)
1.401(a)‐14(b) 
1.401(a)‐20 Q&A 24 
1.401(a)‐20 Q&A 34‐37 
1.401(a)‐20 Q&A 45‐47 
1.401(a)(31)‐1T Q&A 1‐4 
1.401(a)‐50 
1.401(k)‐1(d)(2)(iii) & (iv) 
1.401(m)‐1(c)(2) 
1.401(m)‐1(f)(6) 
1.402(e)‐2(f) 
1.402(f)‐1 
1.402(g)‐1(e)(2) 
1.402(g)‐1(e)(3) 
1.403(b)‐2T Q&A‐3 
1.408‐5 
1.408‐6 

2/13

 Filings Per 
Respondent 
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00

9/20/2018

 # of responses 
                     50.00
             50,749.00
             53,420.00
                  534.00
               1,753.00
                  600.00
       9,567,000.00
       9,567,000.00
                  200.00
               2,000.00
               2,000.00
               1,000.00
                       2.00
               3,000.00
                  250.00
                  250.00
           700,000.00
               3,000.00
                     10.00
             10,000.00
                  100.00
             20,000.00
               1,000.00
           800,000.00
           200,000.00
           500,000.00
           750,000.00
             25,000.00
       8,900,000.00
                     15.00
             75,000.00
             75,000.00
             50,000.00
           700,000.00
           400,000.00
             75,000.00
           100,000.00
                  100.00
             10,000.00
             10,000.00

 Time per 
response in 
hours 
                0.50
                0.50
                2.00
                0.50
                2.00
                0.50
                1.00
                1.00
           200.00
                0.17
                0.50
                0.25
                2.00
                0.33
                0.25
                0.25
                0.70
                0.10
                1.40
                0.15
                0.05
                0.15
                0.10
                0.17
                0.25
                0.17
                0.50
                0.40
                0.02
                0.50
                4.00
                0.50
                0.50
                1.00
                0.58
                0.50
                0.25
             50.00
             10.00
           250.00

 Total Burden 
Hours 
                   25.00
           25,375.00
         106,840.00
                267.00
             3,506.00
                300.00
         159,400.00
         159,400.00
           40,000.00
                333.00
             1,000.00
                250.00
                     4.00
             1,000.00
                   63.00
                   63.00
         490,000.00
                300.00
                   14.00
             1,500.00
                     5.00
             3,000.00
                100.00
         133,333.00
           50,000.00
           83,333.00
         375,000.00
           10,000.00
     1,335,000.00
                     8.00
         300,000.00
           37,500.00
           25,000.00
         700,000.00
         233,333.00
           37,500.00
           25,000.00
             5,000.00
         100,000.00
     2,500,000.00

Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Burden Q12

Appendix A

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# of 
Recordkeepers 
per year
10,000.00
500.00
10,000.00
5,000.00
50,000.00
5,000.00
4,000.00
11,300,000.00
3,000.00
1,500.00
6.00
1.00
500.00
1,000.00
750,000.00
10,000.00
5,000.00
500.00
500.00
5,000.00
500.00
36,000.00
100,000.00
400,000.00
50,000.00
40.00
6,000.00
3,000.00
40.00
50.00
50.00
50.00
50.00
50.00
50.00
500.00
147,000.00
10,000.00
4,000.00
4,000.00

Regulations
1.408‐6(b) 
1.408‐6(d)(4)(ii)(c)
1.408‐7  
1.408‐9(a)  
1.408‐9(b)  
1.411(a)‐4(b)(6) 
1.411(a)‐8T(b) 
1.411(a)‐11( c ) 
1.411(d)‐4 Q&A‐2(d)(iv)(3)  
1.411(d)‐4 Q&A‐3(b)(1) 
1.412(c)(1)‐3(c ),(e )& (i) ‐ restoration
1.412(c)(1)‐3(c ),(e )& (i ) ‐ actuarial
11.412(c)‐7 (temp)  
1.414(1)‐1(h)(4)(i)(2)  
1.417(e)‐1(b)(2)  
1.421‐1(a)(1) 
1.422‐5  
14a.422A‐1Q&A‐30(temp)  
1.422A‐2(b)(3)(iv)(temp)  
1.423‐2(c)(1)  
1.423‐2(c)(4)  
1.457‐2(b)  
1.457‐2(h)(1) 
1.457‐2(i)(2)  
1.457‐2(k) 
1.509(a)‐4(i)(4) 
1.854‐2(a)  
1.854‐2(b)   
1.860E‐2(a)(5)  
1.936‐10(c)(11)(i) 
1.936‐10(c)(11)(ii)  
1.936‐10(c)(12)  
1.936‐10(c)(13)(i) 
1.936‐10(c)13)(ii) 
1.936‐10(c)(13)(iii)(B)  
1.1015‐1(a)(3) 
1.1015‐1(g)  
1.1092(b)‐3T(d)(2)and(4)  
18.1377‐1  
1.1377‐1(b)(1)  

3/13

 Filings Per 
Respondent 
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00

9/20/2018

 # of responses 
             10,000.00
                  500.00
             10,000.00
               5,000.00
             50,000.00
               5,000.00
               4,000.00
     11,300,000.00
               3,000.00
               1,500.00
                       6.00
                       1.00
                  500.00
               1,000.00
           750,000.00
             10,000.00
               5,000.00
                  500.00
                  500.00
               5,000.00
                  500.00
             36,000.00
           100,000.00
           400,000.00
             50,000.00
                     40.00
               6,000.00
               3,000.00
                     40.00
                     50.00
                     50.00
                     50.00
                     50.00
                     50.00
                     50.00
                  500.00
           147,000.00
             10,000.00
               4,000.00
               4,000.00

 Time per 
response in 
hours 
             10.00
             10.00
             20.00
                2.00
                1.00
                1.00
                2.00
                0.05
                0.50
                0.50
                5.00
                3.00
                2.00
                1.00
                0.50
             40.00
             20.00
             20.00
             20.00
             20.00
             20.00
             50.00
                0.50
                0.05
                0.25
                4.00
                1.00
                0.25
                2.00
                0.75
                1.00
                1.25
                1.00
                0.50
                1.00
                0.50
                0.50
                1.00
                0.25
                0.25

 Total Burden 
Hours 
         100,000.00
             5,000.00
         200,000.00
           10,000.00
           50,000.00
             5,000.00
             8,000.00
         565,000.00
             1,500.00
                750.00
                   30.00
                     3.00
             1,000.00
             1,000.00
         375,000.00
         400,000.00
         100,000.00
           10,000.00
           10,000.00
         100,000.00
           10,000.00
     1,800,000.00
           50,000.00
           20,000.00
           12,500.00
                160.00
             6,000.00
                750.00
                   80.00
                   38.00
                   50.00
                   63.00
                   50.00
                   25.00
                   50.00
                250.00
           73,500.00
           10,000.00
             1,000.00
             1,000.00

Appendix A

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Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Burden Q12
# of 
Recordkeepers 
per year
4,000.00
4,000.00
300.00
300.00
1,000.00
6,000,000.00
1,000.00
1,200.00
1,500,000.00
1,420.00
25,000.00
10,400.00
50.00
5,000.00
5.00
6,000.00
6,000.00
250,000.00
10,160,000.00
2,000,000.00
1,000,000.00
3,000,000.00
1,000.00
100.00
1,000.00
1,000.00
60,000.00
500.00
200.00
150.00
1,000.00
100.00
1,200.00
100.00
100.00
100,000.00
1,000,000.00
1,000,000.00
50,000.00
1,000.00

Regulations
1.1398‐2(f)(2)(v)  
1.1398‐2(f)(2)(v)   
1.1441‐4(b)(iii) 
1.1441‐4(b)(4)(i) 
1.1443‐1(b)(4) 
1.1445‐8(e)  
1.1445‐2( c)(3) and 1.1445‐5(b)(4)(iii), ( c)(2)(iii)and (d)(2)(i)  
1.1445‐9T and 1.1445‐10T  
1.1461‐2(c )(3)(ii) 
1.1502‐95T(e)(3) 
31.3121(b)(3)‐1(b) 
31.3121(b)(12)‐1 
31.3302(a)‐3(a) 
31.3401(a)‐1(b)(12) 
31.3401(a)‐1(b)(8)(ii)(c)
31.3401(a)(6)‐1(d) 
31.3401(a)(8)( c)‐1(b)(2) 
31.3402(h)(3)‐1 
35.3405‐1(temp) 
31.3508‐1(b)(iii) 
31.3508‐1( c)(iii)
31.3508‐1(e) 
48.4041‐5 
48.4041‐10
48.4041‐15
48.4041‐17
145.4052‐1(a) 
48.4081‐2( c)(3)
48.4081‐3(e)(2)(ii)
48.4081‐3(f)(2)(ii) 
48.4081‐4(b)(2)(ii)
48.4081‐4( c)
48.4081‐6( c)(1)(ii) 
49.4253‐3 & 49.4253‐11 
49.4253‐4 & 49.4253‐11 
49.4261‐4(c )
49.4261‐4(d)
49.4261‐6(c )
49.4261‐6(d)
49.4261‐6(e) 

4/13

 Filings Per 
Respondent 
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00

9/20/2018

 # of responses 
               4,000.00
               4,000.00
                  300.00
                  300.00
               1,000.00
       6,000,000.00
               1,000.00
               1,200.00
       1,500,000.00
               1,420.00
             25,000.00
             10,400.00
                     50.00
               5,000.00
                       5.00
               6,000.00
               6,000.00
           250,000.00
     10,160,000.00
       2,000,000.00
       1,000,000.00
       3,000,000.00
               1,000.00
                  100.00
               1,000.00
               1,000.00
             60,000.00
                  500.00
                  200.00
                  150.00
               1,000.00
                  100.00
               1,200.00
                  100.00
                  100.00
           100,000.00
       1,000,000.00
       1,000,000.00
             50,000.00
               1,000.00

 Time per 
response in 
hours 
                0.08
                0.08
             10.00
                5.00
           300.00
                0.25
                0.25
                0.50
                0.17
                0.25
                0.25
                2.00
                1.00
                0.08
                0.17
                0.25
                0.25
                0.50
                0.02
                0.08
                0.08
                0.08
                0.10
                0.10
                0.10
                0.10
                0.60
                0.10
                0.10
                0.10
                0.10
                0.10
                0.10
                0.50
                0.50
                0.01
                0.01
                0.01
                0.01
                1.00

 Total Burden 
Hours 
                333.00
                333.00
             3,000.00
             1,500.00
             3,000.00
     1,500,000.00
                250.00
                600.00
           25,000.00
                355.00
             6,250.00
           20,800.00
                   50.00
                417.00
                     1.00
             1,500.00
             1,500.00
         125,000.00
         169,333.00
         166,667.00
           83,333.00
         250,000.00
                100.00
                   10.00
                100.00
                100.00
           36,000.00
                   50.00
                   20.00
                   15.00
                100.00
                   10.00
                120.00
                   50.00
                   50.00
             1,000.00
           10,000.00
           10,000.00
                500.00
             1,000.00

Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Burden Q12

Appendix A

SS, Q#12. #
161
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200

# of 
Recordkeepers 
per year
1,000.00
200.00
100.00
500.00
300.00
300.00
100.00
200.00
4,000.00
4,000.00
5,000.00
250.00
5,000.00
500.00
45,616.00
7,500.00
500.00
3,000.00
450,000.00
900,000.00
450,000.00
500.00
3,250.00
25,000.00
200,000.00
1,750.00
5,300.00
35,000.00
100.00
350.00
1,000.00
11,500.00
11,500.00
11,500.00
12,700.00
100.00
25,000.00
400.00
500.00
50,000.00

Regulations
49.4264(c )‐1(a)(2)
52.4682‐2(b) 
52.4682‐2(b)(3)&(4) 
52.4682‐5(d)&(f)(3)
56.4911‐10(f)(2) 
56.4911‐10(f)(3) 
53.4942(a)‐3(c )(ii) 
53.4945
54.4975‐7(b)(9) 
54.4975‐7(b)(10)and(12) 
1.6031( c)‐1T(a)(1) 
1.6031( c)‐1T(a)(3) 
1.6031( c)‐1T(e) 
1.6031( c)‐1T(h) 
1.6033‐3(b) 
1.6041‐5 
5f.6045‐1( c)(3)(i)(B)(temporary) 
1.6045‐4(d)(2) and (3) 
1.6047‐1(a)(3) 
1.6047‐1(a)(4) 
1.6047‐1(b) 
1.6049‐4( c)(1)(iii) 
1.6049‐5 
1.6049‐5(b)(2) 
1.6050K‐1(d) 
31.6091‐1(d) 
301.6111‐1T,Q & A #41 
301.6111‐1T,Q & A #51‐54 
301.6112‐1T,Q & A #11‐13 
301.6112‐1T,Q & A #15 
301.6223(c)‐1T(d) 
301.6223(g)‐1T(a)(1) 
301.6223(g)‐1T(a)(2) 
301.6223(g)‐1T(b) 
301.6223(h)‐1T 
301.6402‐7 
31.6413(a)‐1(a)(1)  
48.6416(b)(3)‐3 
1.7704‐1(f)(1)
1.7872‐5T(b)(6) 

5/13

 Filings Per 
Respondent 
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00

9/20/2018

 # of responses 
               1,000.00
                  200.00
                  100.00
                  500.00
                  300.00
                  300.00
                  100.00
                  200.00
               4,000.00
               4,000.00
               5,000.00
                  250.00
               5,000.00
                  500.00
             45,616.00
               7,500.00
                  500.00
               3,000.00
           450,000.00
           900,000.00
           450,000.00
                  500.00
               3,250.00
             25,000.00
           200,000.00
               1,750.00
               5,300.00
             35,000.00
                  100.00
                  350.00
               1,000.00
             11,500.00
             11,500.00
             11,500.00
             12,700.00
                  100.00
             25,000.00
                  400.00
                  500.00
             50,000.00

 Time per 
response in 
hours 
                0.01
                0.10
                0.10
                0.10
                1.00
                1.00
                1.00
                1.00
                0.50
                0.50
                1.00
                0.50
                0.25
                1.00
                1.00
                0.08
                2.00
                0.17
                0.50
                0.50
                0.50
                0.08
                0.08
                0.08
                0.10
                0.03
                0.25
                0.10
                0.10
                0.10
                1.00
                3.00
                3.00
                6.00
                3.00
                0.25
             20.00
                0.10
                0.50
                5.00

 Total Burden 
Hours 
                   10.00
                   20.00
                   10.00
                   50.00
                300.00
                300.00
                100.00
                200.00
             2,000.00
             2,000.00
             5,000.00
                125.00
             1,250.00
                500.00
           45,616.00
                625.00
             1,000.00
                500.00
         225,000.00
         450,000.00
         225,000.00
                   42.00
                271.00
             2,083.00
           20,000.00
                   58.00
             1,325.00
             3,500.00
                   10.00
                   35.00
             1,000.00
           34,500.00
           34,500.00
           69,000.00
           38,100.00
                   25.00
         500,000.00
                   40.00
                250.00
             4,167.00

Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Burden Q12

Appendix A

SS, Q#12. #
201
202
203
204
205
206

# of 
Recordkeepers 
per year
25,000,000.00
50.00
1,000,000.00
1,000.00
100.00
50.00

Regulations
35a.999‐3(7805) 
35a.9999‐5(a)Q&A5 
35a.9999‐5(b)Q&A8 
35a.9999‐5(b)Q&A12,14,15 
35a.9999‐5(b)Q&A13 
35a.9999‐5(b)Q&A19 
Totals of items above

130,718,403.00

6/13

 Filings Per 
Respondent 
                1.00
                1.00
                1.00
                1.00
                1.00
                1.00

9/20/2018

 # of responses 
     25,000,000.00
                     50.00
       1,000,000.00
               1,000.00
                  100.00
                     50.00
   130,727,849.00

 Time per 
response in 
hours 
                1.00
                1.00
                4.00
                2.00
                2.00
                2.00

 Total Burden 
Hours 
         416,667.00
                   50.00
     4,000,000.00
             2,000.00
                200.00
                100.00
   33,931,750.00

Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Non‐Burden Q15

Appendix B

SS, Q#15. #

# of 
Recordkeepers 
per year

 Filings Per 
Respondent   # of responses 

 Time per 
response in 
hours 

 Total Burden 
Hours 

Regulations

OMB #

1

32.1(e)temp 

1545‐0008
1545‐0029
1545‐2007

W‐2
941
944

7,500.00            200.00       1,500,000.00                0.08         125,000.00

2

32.1(g)(3) temp 

32.2(e)temp 

4

32.2(g)(3)temp 

5

1.25‐8T 

6
8

1.41‐7(d)(2) inactive
1.42‐1T(d)(8)(ii) 
1.42‐5(c)  

9

1.42‐5(e) 

10

1.42‐6(c)(2) 

11

1.42‐8(a)(6) 

12

1.42‐8(b)(4) 

13

17

1.42‐14(d)(3) 
1.46‐8(d)(8)(ii) 
1.47‐4(b)(2) 
1.48‐12(d) 
1.51‐1(d)(1) 

18

1.61‐21( c ) 

19

1.62‐2 

20

1.62‐2(d)(1) 

W‐2
941
944
CT‐1
941
944
CT‐1
941
944
8329
8330
N/A
8609
8609
8877
8609
8610
8823
8586
8609
8610
8586
8609
8610
8586
8609
8610
8610
5309
4255
3468
8850
5884
5884‐C
W‐2
941
944
W‐2
2106
W‐2

5,000.00            200.00       1,000,000.00                0.08           83,333.00

3

1545‐0008
1545‐0029
1545‐2007
1545‐0001
1545‐0029
1545‐2007
1545‐0001
1545‐0029
1545‐2007
1545‐0922
1545‐0922
N/A
1545‐0988
1545‐0988
1545‐1882
1545‐0988
1545‐0990
1545‐1204
1545‐0984
1545‐0988
1545‐0990
1545‐0984
1545‐0988
1545‐0990
1545‐0984
1545‐0988
1545‐0990
1545‐0990
1545‐0284
1545‐0166
1545‐0155
1545‐1500
1545‐0219
1545‐2226
1545‐0008
1545‐0029
1545‐2007
1545‐0008
1545‐0074
1545‐0008

7

14
15
16

Form or Comment

9/20/2018

7/13

3,300.00            212.00          699,600.00                0.08           58,300.00

1,000.00            100.00          100,000.00                0.08              8,333.00

6,000.00                1.00               6,000.00                2.00           12,000.00
250.00                1.00                  250.00                0.25                   63.00
3,500.00                1.00               3,500.00                1.00              3,500.00
500,000.00                1.00          500,000.00                0.25         125,000.00
400.00                1.00                  400.00                1.00                 400.00

2,000.00                1.00               2,000.00                2.00              4,000.00

500.00                1.00                  500.00                0.50                 250.00

50.00                1.00                    50.00                0.50                   25.00

100.00
100.00
3,000,000.00
600.00
600,000.00

               1.00
               1.00
               1.00
               1.00
               1.00

                 100.00
                 100.00
      3,000,000.00
                 600.00
         600,000.00

               2.00
               1.00
               0.10
               0.75
               1.00

                200.00
                100.00
        300,000.00
                450.00
        600,000.00

1,000,000.00                5.00       5,000,000.00                0.08         416,667.00

10,000,000.00                1.00     10,000,000.00                0.50      5,000,000.00
1,000,000.00                1.00       1,000,000.00                0.17         166,667.00

Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Non‐Burden Q15

Appendix B

SS, Q#15. #

Regulations

OMB #

24

1.67‐3T(f) 
1.72‐17(e)(1)(ii)(b) 
1.72‐18(b)(2)(ii) 
1.83‐6(a)(2) 

25

1.105‐1( c )(4) 

26

1.105‐5(a) 
1.107‐1(b) 

1545‐0123
1545‐0074
1545‐0074
1545‐0008
1545‐0115
1545‐0008
1545‐2251
1545‐0008
1545‐0008
1545‐0074
1545‐0090
N/A
1545‐0123
1545‐1896
1545‐0123
1545‐0026
1545‐0172
1545‐1800
1545‐0645
1545‐0645
1545‐0172
1545‐0123
1545‐0747
N/A
1545‐0047
1545‐0956
1545‐0954
1545‐0047
1545‐1150
1545‐0047
1545‐1150
1545‐0047
1545‐1150
1545‐0118
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0092
1545‐0092
1545‐0092
1545‐1593
1545‐0052

21
22
23

27

28
29
30
31
32

1.125‐1 Q&A‐6 proposed
1.162‐27(e)(4) 
1.165‐12(c)(1)(iv) 
1.166‐2(d)(1) bank recordkeepers 
1.168(d)‐1(b)(7)(iii) 

38

5c.168(f)(8)‐2(a)(5) 
5c.168(f)(8)‐2(a)(6) 
1.169‐4(a)(1)(ix) 
1.338‐2(d) 
1.408‐5 
1.457‐1(b)(1) inactive

39

1.457‐2(g) 

40
41

1.468A‐3(h) 
1.501(e)‐1 

42

1.509(a)‐3(c)(1)(b)  

43

1.509(a)‐4(i)(3)(d) 

44

1.521‐1(f) 
1.585‐2(c)(2)bank recordkeepers  
1.585‐2( c)(2)federal record keepers 
1.597‐4(g)(5)
1.613A‐3(k)(1) 

33
34
35
36
37

45
46
47
48

49
50
51
52

1.642(c)‐2(b)(3)(ii)(B)
1.642(c)‐2(e) 
1.642(i)‐1(d) 
1.664‐2(a)(iii)  

Form or Comment
1066
5329
5329
W‐2
1099 ‐ Misc.
W‐2
1095‐C
W‐2
W‐2
1040
1040‐SS
N/A
1125‐E
13551
1120‐F 
926
4562
8886
6793
6793
4562
8023
5498
N/A
990
5500‐EZ
1120‐ND
990
990‐EZ
990
990‐EZ
990
990‐EZ
1099‐PATR
1120
1120
1120
1120S, K‐1
1065, K‐1
1041, K‐1
1041
1041
1041‐QFT
990‐PF

8/13

9/20/2018

# of 
Recordkeepers 
per year
200.00
100.00
200.00
1,000.00

 Filings Per 
Respondent   # of responses 
               1.00
               1.00
               1.00
               1.00

                 200.00
                 100.00
                 200.00
              1,000.00

 Time per 
response in 
hours 
               0.25
               0.50
               0.50
               2.00

 Total Burden 
Hours 
                  50.00
                  50.00
                100.00
             2,000.00

50,000.00                1.00             50,000.00                0.25           12,500.00
10,000.00                1.00             10,000.00                0.25              2,500.00
125,100.00                1.00          125,100.00              20.00           41,700.00

10,000,000.00
2,400.00
15,000.00
9,500.00
1,000.00

               1.00
               1.00
               1.00
               1.00
               1.00

    10,000,000.00
              2,400.00
            15,000.00
              9,500.00
              1,000.00

               0.25
             50.00
               0.08
               7.00
               0.25

     2,500,000.00
        120,000.00
             1,250.00
             1,108.00
                250.00

10,000.00
5,000.00
100.00
100.00
10,000.00
600,000.00
35,000.00

               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00

            10,000.00
              5,000.00
                 100.00
                 100.00
            10,000.00
         600,000.00
            35,000.00

               1.00
               2.00
               5.00
             10.00
             20.00
               0.05
               6.00

          10,000.00
          10,000.00
                500.00
             1,000.00
        200,000.00
          30,000.00
        210,000.00

200.00                1.00                  200.00                5.00              1,000.00
1,500.00                1.00               1,500.00                1.00              1,500.00
400.00                1.00                  400.00                3.00              1,200.00
200.00                1.00                  200.00                3.00                 600.00
1,000.00
300.00
1.00
200.00
2,500.00

               1.00
               1.00
           300.00
               1.00
               1.00

              1,000.00
                 300.00
                 300.00
                 200.00
              2,500.00

               1.00
               7.00
             23.00
               1.00
               0.25

             1,000.00
                  35.00
                115.00
                200.00
                625.00

30.00
600.00
100.00
50.00

               1.00
               1.00
               1.00
               1.00

                   30.00
                 600.00
                 100.00
                   50.00

               1.00
               0.50
               0.50
               1.00

                  30.00
                300.00
                  50.00
                  50.00

Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Non‐Burden Q15

Appendix B

SS, Q#15. #

Regulations

53

1.671‐4(b)

54

1.761‐2(b)(3)(i)  
1.761‐2(b)(3)(ii)  
1.817‐5(h)(4)  
1.823‐6(c)(2)(v)  
1.826‐3(c)(2)  
1.826‐6(a)  
1.832‐4(d)(2)  
1.848‐2(g)(8)(iii)  

55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74

1.852‐6(c) RIC recordkeepers
1.852‐6(c) shareholder recordkeepers
1.853‐3(a)  
1.853‐3(b)  
1.857‐8(d) Shareholder respondent
1.857‐8(d) REIT Respondent
1.860D‐1(b)(5)  
1.871‐3  
1.874‐1(a)  
1.884‐5(b)(3)  
1.897‐2(b),(c),(g) and (h)  
1.897‐3(c)(4)  
1.964‐1(c)(3)(iii)  

76

1.985‐2(c)(2)(ii)  
1.1014‐4( c)  

77

1.1041‐1T  

78
80

1.1042‐1T,A‐2(4)  
1.1254‐5(d)(2)  
1.1275‐2(e)  

81

1.1362‐1(a)  

82

1.1362‐2(a)(1)  

83

1.1362‐2(a)(4) 

84

1.1362‐3(b)(1)  

75

79

OMB #

Form or Comment

1545‐0196
N/A
1545‐0092
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐1482
1545‐0074
1545‐0123
1545‐0096
1545‐0123
1545‐0134
1545‐0152
1545‐0704
1545‐0123
1545‐2264
1545‐0092
1545‐0074
1545‐0074
1545‐0123
1545‐0123
1545‐0074
1545‐0074
1545‐0117
1545‐0123

5227
W‐9
1041
1065
1065
1120‐PC
1120‐PC
1120‐PC
1120‐PC
1120‐PC
1120‐PC
1120‐L
1120‐RIC
1120‐RIC
1120‐RIC
1120‐RIC
1120‐REIT
1120‐REIT
1066
1078
W‐4
1120‐F
1042
1120‐F
1128
3115
5471
8819
8971
1041
1040
8949
1120S
1065, K‐1
1040
8949
1099‐OID
2553

1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123

1120S
2553
1120S
2553
1120S

9/13

9/20/2018

# of 
Recordkeepers 
per year

 Filings Per 
Respondent   # of responses 

 Time per 
response in 
hours 

 Total Burden 
Hours 

1,840,000.00                1.00       1,840,000.00                0.10         184,000.00
10.00
1.00
12.00
75.00
30.00
30.00
500.00
1,500.00

               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00

                   10.00
                      1.00
                   12.00
                   75.00
                   30.00
                   30.00
                 500.00
              1,500.00

           200.00
               2.00
               3.00
           150.00
               4.00
               2.00
               3.00
               3.00

                  20.00
                    2.00
                  36.00
          11,250.00
                120.00
                  60.00
             1,500.00
             4,500.00

60.00
240.00
1,200.00
600.00
15,000.00
310.00
800.00
100.00
500,000.00
1,000.00
1,000.00
12.00
3,354.00

               4.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00

                 240.00
                 240.00
              1,200.00
                 600.00
            15,000.00
                 310.00
                 800.00
                 100.00
         500,000.00
              1,000.00
              1,000.00
                   12.00
              3,354.00

               4.00
               0.25
               1.00
               0.25
               0.25
             10.00
               0.25
               0.25
               1.00
               2.00
               5.00
               1.00
               1.00

                  16.00
                  60.00
             1,200.00
                150.00
             3,750.00
                  52.00
                200.00
                  25.00
        500,000.00
             2,000.00
             5,000.00
                  12.00
             3,354.00

500.00                1.00                  500.00                1.00                 500.00
73,000.00                1.00             73,000.00                0.50           36,500.00
5,000,000.00                1.00       5,000,000.00                0.08         416,667.00
200.00                1.00                  200.00                1.00                 200.00
100.00                1.00                  100.00                5.00                 500.00
100,000.00                1.00          100,000.00                0.75           75,000.00

300,000.00                1.00          300,000.00                0.25           75,000.00
10,000.00                1.00             10,000.00                0.25              2,500.00
300.00                1.00                  300.00                0.25                   75.00
15,000.00                1.00             15,000.00                0.25              3,750.00

Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Non‐Burden Q15

Appendix B

SS, Q#15. #

Regulations

85

1.1362‐4(e)  

86

1.1368‐1(f)(5)(i)  
1.1368‐1(f)(5)(ii)  
1.1368‐1(g)(2)  
18.1371‐1 
1.1382‐2(b)  
1.1402(a)‐11  
1.1402(a)‐17  

87
88
89
90
91
92
93
94
95
96
97

1.1402(e)‐5A(b)(1)(ii)  
1.1441‐4(b)(2)(i)  
1.1441‐4(b)(2)(iii)  
1.1441‐4(b)(2)(iv)  
1.1441‐4(b)(4)(iii)  
1.1441‐4(b)(4)(iii)  NOTE:  This regulation is appearing twice.

98

1.1443‐1(b)(2)  

99

106

1.1445‐1(c)(2)  
1.1445‐2(d)(3)  
1.1445‐2(d)(7), 1.1445‐5( c)(2)(iv), (d)(2)(ii) and (e)(2)(iv), and 1.1445‐10T  
1.1445‐4(a) and (b)  
1.1445‐8(b)(3)  
1.1445‐10T  
1.1445‐11T(d)(2)  
1.1461‐1(a)  

107

1.1461‐1(b)(2)  

108

1.1502‐5(a)(i)  
20.2011‐1( c)(2)  
20.2014‐5  
20.2032A‐4(a)  
20.2032A‐8(a)(1)  
20.2032A‐8( c)  
20.2044‐1( c)  
20.2056A‐2(d)(1)(B)  

100
101
102
103
104
105

109
110
111
112
113
114
115
116
117
118
119

20.2056A‐4(a)  
25.2518‐2(a)(3)  
31.3121(a)‐3(b)(1)(i)  
31.3121( r)‐1(b)(4)  

OMB #

Form or Comment

1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0123
1545‐0074
1545‐1430
1545‐0119
1545‐0074
1545‐0795
1545‐0795
1545‐0795
1545‐0795
1545‐0795
1545‐0096
1545‐0096
1545‐1060
1545‐0902
1545‐1060
1545‐0902
1545‐0902
1545‐0902
1545‐0902
1545‐0096
1545‐0096
1545‐0096
1545‐0096
1545‐0123
1545‐0015
1545‐0260
1545‐0015
1545‐0015
1545‐0015
1545‐0015
1545‐0015
1545‐1212
1545‐1212
1545‐0020
1545‐0008
N/A

10/13

2553
1120S
2553
1120S, K‐1
1120S, K‐1
1120S, K‐1
1120S, K‐1
1120‐C
1040
945
1099‐R
4361
8233
8233
8233
8233
8233
1042
1042‐S
8288‐B
8288
8288‐B
8288
8288
8288
8288
1042
1042‐S
1042
1042‐S
851
706
706‐CE
706
706
706
706
706
706‐QDT
706‐QDT
709
W‐2
SS‐16

9/20/2018

# of 
Recordkeepers 
per year

 Filings Per 
Respondent   # of responses 

 Time per 
response in 
hours 

 Total Burden 
Hours 

180.00                1.00                  180.00                0.25                   45.00
10,400.00
26,000.00
4,000.00
1,500.00
30,000.00
200,000.00
2,000,000.00

               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00

            10,400.00
            26,000.00
              4,000.00
              1,500.00
            30,000.00
         200,000.00
      2,000,000.00

               0.25
               0.25
               0.25
               0.25
               1.00
               0.25
               0.17

             2,600.00
             6,500.00
             1,000.00
                375.00
          30,000.00
          50,000.00
        333,333.00

200,000.00
500,000.00
500,000.00
500,000.00
300.00
300.00
1,500,000.00

               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00

         200,000.00
         500,000.00
         500,000.00
         500,000.00
                 300.00
                 300.00
      1,500,000.00

               0.03
               0.50
               0.25
               0.10
               0.25
               0.25
               0.50

             6,667.00
        250,000.00
        125,000.00
          50,000.00
                  75.00
                  75.00
        750,000.00

               1.00               4,000.00
               1.00                  200.00
              7,500.00
               1.00                    10.00
               1.00                  100.00
               1.00                    10.00
               1.00               2,000.00
               1.00                    10.00

               0.50
             10.00
               0.25
               1.00
               1.00
               3.00
               1.00
               0.25

             2,000.00
             2,000.00
             1,875.00
                  10.00
                100.00
                  30.00
             2,000.00
                    3.00

4,000.00
200.00
7,500.00
10.00
100.00
10.00
2,000.00
10.00

1,000.00                1.00               1,000.00                0.25                 250.00
74,000.00
73,000.00
1,460.00
1,500.00
1,500.00
1,500.00
1,800.00
1,000.00

               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00

            74,000.00
            73,000.00
              1,460.00
              1,500.00
              1,500.00
              1,500.00
              1,800.00
              1,000.00

               1.00
               0.50
               1.00
             10.00
               1.00
               1.00
               1.00
               2.00

          74,000.00
          36,500.00
             1,460.00
          15,000.00
             1,500.00
             1,500.00
             1,800.00
             2,000.00

750.00
500.00
1,000,000.00
5.00

               1.00
               1.00
               1.00
               1.00

                 750.00
                 500.00
      1,000,000.00
                      5.00

               3.00
               1.00
               1.00
               1.00

             2,250.00
                500.00
     1,000,000.00
                    5.00

Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Non‐Burden Q15

Appendix B

SS, Q#15. #

120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152

Regulations

31.3306(b)‐2  
31.3306( c)(12)‐1(a)  
31.3401(a)(6)‐1( c)  
31.3401(a)(6)‐1(e)  
31.3402(n)‐1  
31.3402(o)‐1  
31.3402(o)‐2(b) and ( c)  
31.3402(o)‐2(f)  
31.3402(o)‐3  
31.3402(p)‐1  
31.3402(q)‐1(d) and (e)  
31.3402( r)‐1T(a)(1) 
31.3405( c)‐1T Q&A 1‐13  
31.3406(d)‐5(f) and (g)  
48.4081‐7  
48.4221‐1(b) 
48.4221‐1(c)  
48.4221‐2  
48.4221‐3  
48.4221‐4  
48.4221‐5  
48.4221‐6  
48.4221‐7  
48.4221‐8  
49.4253‐2  
49.4264(b)‐1  
49.4271‐1(c )  
41.4481‐2(b)  
41.4483‐3(f)  
54.4979‐1(a)(4)  
41.6001‐2  
41.6001‐3  
1.6011‐3  

154

1.6017‐1( c)  
1.6033‐3( c) 

155

1.6039‐2(a), (b) and ( c)(prop)  

153

OMB #

Form or Comment

1545‐0029
1545‐0029
1545‐0008
1545‐0008
1545‐0096
1545‐0096
1545‐0074
1545‐0074
1545‐0074
1545‐0008
1545‐0074
1545‐0074
1545‐0238
1545‐0239
1545‐0074
1545‐0119
1545‐0747
N/A
1545‐1420
1545‐0014
1545‐0014
1545‐0014
1513‐0128
1545‐0014
N/A
1545‐0014
1545‐0014
1513‐0128
1545‐0014
N/A
1545‐0023
1545‐0685
1545‐0143
1545‐0143
1545‐0575
1545‐0143
1545‐0143
1545‐0238
1545‐0239
0960‐0066
1545‐0052
1545‐0052
1545‐2129

941
941‐X
W‐2
W‐2
1042‐S
1042‐S
W‐4
W‐4
W‐4P
W‐2P
W‐4S
W‐4
W‐2G
5754
W‐4
1099‐R
5498
W‐9
8849
637
637
637
Mfr. Vendee
637
Exemption Certificate
637
637
Mfr. Vendee
637
Exemption Certificate
720
1363
2290
2290
5330
2290
2290
W‐2G
5754
SS‐5
4720
990‐PF
3921

11/13

9/20/2018

# of 
Recordkeepers 
per year

1,000,000.00
10,400.00
40,000.00
800,000.00
10,000,000.00
2,000,000.00
100,000.00
100,000.00
2,000,000.00
250,000.00
15,000,000.00

 Filings Per 
Respondent   # of responses 

               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
           150.00
               1.00
               1.00
               1.00

      1,000,000.00
            10,400.00
            40,000.00
         800,000.00
    10,000,000.00
      2,000,000.00
         100,000.00
    15,000,000.00
      2,000,000.00
         250,000.00
    15,000,000.00

 Time per 
response in 
hours 

               1.00
               2.00
               0.25
               0.25
               0.25
               0.25
               0.08
               0.08
               0.08
               0.25
               0.02

 Total Burden 
Hours 

     1,000,000.00
          20,800.00
          10,000.00
        200,000.00
     2,500,000.00
        500,000.00
             8,333.00
     1,250,000.00
        166,667.00
          62,500.00
        250,000.00

100.00                1.00                  100.00                0.25                   25.00
10,160,000.00                1.00     10,160,000.00                0.02         169,333.00
1,750.00
60.00
400.00
1,000.00
1,000.00
200.00
10.00
10,000.00
2,000.00
500.00

               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00

              1,750.00
                   60.00
                 400.00
              1,000.00
              1,000.00
                 200.00
                   10.00
            10,000.00
              2,000.00
                 500.00

               0.50
               0.25
               0.10
               0.10
               0.10
               0.10
               0.10
               0.10
               0.10
               0.10

                875.00
                  15.00
                  40.00
                100.00
                100.00
                  20.00
                    1.00
             1,000.00
                200.00
                  50.00

800.00
4,000.00
5,000.00
10,000,000.00
66,000.00
66,000.00
50.00
250,000.00
15,000.00
2,250,000.00

               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00

                 800.00
              4,000.00
              5,000.00
    10,000,000.00
            66,000.00
            66,000.00
                   50.00
         250,000.00
            15,000.00
      2,250,000.00

               0.10
               0.50
               0.15
               0.01
               0.25
               0.25
               1.00
               0.10
               0.01
               0.03

                  80.00
             2,000.00
                750.00
        100,000.00
          16,500.00
          16,500.00
                  50.00
          25,000.00
                150.00
          75,000.00

12,500.00                1.00             12,500.00                0.08              1,042.00
45,616.00                1.00             45,616.00                1.00           45,616.00
40,000.00                1.00             40,000.00                0.25           10,000.00

Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Non‐Burden Q15

Appendix B

SS, Q#15. #
156
157
158

Regulations
1.6044‐5  
1.6045‐1(g)(1)  
1.6049‐6  

OMB #

Form or Comment

1545‐2129
1545‐0110
1545‐1621
1545‐0112
1545‐0096
1545‐1099
1545‐0112
1545‐0901
1545‐0901
1506‐0018
1506‐0018
1545‐0877
1545‐0123
1545‐0908
1545‐1424
1545‐0008
N/A
1545‐0074
1545‐0056
1545‐0056
N/A
1545‐0047
1545‐0049
1545‐1150
1545‐0052
1545‐0123

3922
1099‐DIV
W‐8BEN‐E
1099‐INT
1042‐S
8811
1099‐INT
1098
1098
8300
8300
1099‐A
8308
8282
1099‐C
W‐2
Notice 797
4070
1023
1023‐EZ
8976
990
990‐BL
990‐EZ
990‐PF
1065
Any return of tax or 
claim for refund of tax 
under the IRC 
completed by a tax 
return preparer 
Any return of tax or 
claim for refund of tax 
under the IRC 
completed by a tax 
return preparer
Every return, statement 
or other document 
requiring a taxpayer 
identifying a number of 
a person other than the 
filer

172

1.6049‐7(e)  
1.6049‐7(f)  
1.6050H‐1(a),( c) &(d)  
1.6050H‐2(b) 
1.6050I‐1(f)  
1.6050I‐2T(d)  
1.6050J‐1T  
1.6050K‐( c)  
1.6050L‐1(d)  
1.6050P‐1(f)  
31.6051‐1(a),(b),(c),(e),&(g)  
31.6051‐1(h)  
31.6053‐1(a) 
301.6104(d)‐1  

173

1.6107‐1   

N/A

174

1.6109‐2   

N/A

175

301.6109‐1(b)  

N/A

159
160
161
162
163
164
165
166
167
168
169
170
171

12/13

9/20/2018

# of 
Recordkeepers 
per year

 Filings Per 
Respondent   # of responses 

 Time per 
response in 
hours 

 Total Burden 
Hours 

1,000.00                1.00               1,000.00                0.08                   83.00
100,000.00                1.00          100,000.00                2.00         200,000.00
500,000.00                1.00          500,000.00                0.08           41,667.00
4,500.00
300.00
1,000.00
1,000.00
75,000.00
250,000.00
10,250.00
400,000.00
1,000.00
1,500.00
2,250,000.00
250,000.00
3,618,000.00
45,616.00

               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
               1.00
             12.00
               1.00

              4,500.00
                 300.00
              1,000.00
              1,000.00
            75,000.00
         250,000.00
            10,250.00
         400,000.00
              1,000.00
              1,500.00
      2,250,000.00
         250,000.00
    43,416,000.00
            45,616.00

               2.00
             10.00
               0.50
               0.50
               0.05
               0.08
               0.08
               0.10
               0.17
               0.75
               1.00
               0.25
               0.17
               1.00

             9,000.00
             3,000.00
                500.00
                500.00
             3,750.00
          20,833.00
                854.00
          40,000.00
                167.00
             1,125.00
     2,250,000.00
          62,500.00
     7,236,000.00
          45,616.00

15,000.00                1.00             15,000.00                1.00           15,000.00

15,000.00                1.00             15,000.00                1.00           15,000.00

500,000.00                1.00          500,000.00                0.02              8,333.00

Supporting Statement Q12 &Q15 Burden List  ‐ Finalizedv1
Final Summary ‐ Non‐Burden Q15

Appendix B

SS, Q#15. #

Regulations

OMB #

179

301.6109‐2   
31.6402(a)‐2(a)(2)   
48.6412‐1  
48.6416(a)‐2(b)  

180

48.6416(a)‐3(b)  

181

48.6416(b)(2)‐3  

182

48.6416(b)(2)‐4 

183

48.6416(e)‐1 

N/A
1545‐0024
1545‐0023
1545‐0023
1545‐1420
1545‐0023
1545‐0014
1545‐0023
1545‐0014
1545‐0014
1545‐0023
1545‐0023

184
185

48.6420‐4(i) 
48.6427‐9 

186
187
188
189

301.6724‐1(f) 
1.415‐6(e)(6)  inactive
1.1502‐20T(I) inactive
Mathematical Error
Totals of items above

176
177
178

N/A
1545‐1420
1545‐0162
1545‐0014
N/A
N/A
N/A
N/A

Form or Comment
Supplemental Nutrition 
Assistance Program’s 
Online Store and 
Farmers Market 
Application
843
720
720
8849
720
637
720
637
637
720
720
Waiver from ultimate 
purchaser

13/13

8849
4136
637
W‐9
N/A
N/A
N/A

9/20/2018

# of 
Recordkeepers 
per year

10,000.00
7,500,000.00
150,000.00
100.00

 Filings Per 
Respondent   # of responses 

               1.00
               1.00
               1.00
               1.00

            10,000.00
      7,500,000.00
         150,000.00
                 100.00

 Time per 
response in 
hours 

               0.17
               0.25
               0.10
               0.10

 Total Burden 
Hours 

             1,667.00
     1,875,000.00
          15,000.00
                  10.00

100.00                1.00                  100.00                0.10                   10.00
100,000.00                1.00          100,000.00                0.10           10,000.00
10.00                1.00                    10.00                0.10                     1.00
200.00                1.00                  200.00                0.10                   20.00
10,000.00                1.00             10,000.00                0.10              1,000.00
290,000.00                1.00          290,000.00                0.10           29,000.00

2,500,000.00                1.00       2,500,000.00                1.00      2,500,000.00
1,000.00                1.00               1,000.00                0.50                 500.00
1,000.00                1.00               1,000.00                2.00              2,000.00
                  97.00
114,355,502.00
  176,336,781.00
   34,953,433.00


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