30 Day FRN

30-Day Notice - PRA 3038-0076 - 9-2018.pdf

Risk Management Requirements for Derivatives Clearing Organizations

30 Day FRN

OMB: 3038-0076

Document [pdf]
Download: pdf | pdf
Federal Register / Vol. 83, No. 187 / Wednesday, September 26, 2018 / Notices
Respondents/Affected Entities:
Derivatives clearing organizations
(DCOs).
Estimated annual number of
respondents: 16.5
Estimated average burden hours per
response: 10.6
Annual responses by each
respondent: 256.
Estimated total annual burden hours:
44,054.
Frequency of Collection: Daily,
annually and on occasion.
There are no capital costs or operating
and maintenance costs associated with
this collection.
(Authority: 44 U.S.C. 3501 et seq.)
Dated: September 21, 2018.
Robert Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2018–20949 Filed 9–25–18; 8:45 am]
BILLING CODE 6351–01–P

COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities Under OMB Review
Commodity Futures Trading
Commission.
ACTION: Notice.
AGENCY:

In compliance with the
Paperwork Reduction Act of 1995
(PRA), this notice announces that the
Information Collection Request (ICR)
abstracted below has been forwarded to
the Office of Management and Budget
(OMB) for review and comment. The
ICR describes the nature of the
information collection and its expected
costs and burden.
DATES: Comments must be submitted on
or before October 26, 2018.
ADDRESSES: Comments regarding the
burden estimate or any other aspect of
the information collection, including
suggestions for reducing the burden,
may be submitted directly to the Office
of Information and Regulatory Affairs
SUMMARY:

daltland on DSKBBV9HB2PROD with NOTICES

5 Includes 16 currently registered DCOs (an
increase of 2 since the last extension).
6 Since burden hours vary widely within the
collection (see above tables), this is the average of
burden hours per response for the collection as a
whole (aggregate of 2661.7 hours per response/
aggregate of 260 responses = 10.24 hours, rounded
to 10).

VerDate Sep<11>2014

19:21 Sep 25, 2018

Jkt 244001

(OIRA) in OMB within 30 days of this
notice’s publication by either of the
following methods. Please identify the
comments by ‘‘OMB Control No. 3038–
0076.’’
• By email addressed to:
[email protected] or
• By mail addressed to: the Office of
Information and Regulatory Affairs,
Office of Management and Budget,
Attention Desk Officer for the
Commodity Futures Trading
Commission, 725 17th Street NW,
Washington DC 20503.
A copy of all comments submitted to
OIRA should be sent to the Commodity
Futures Trading Commission (the
‘‘Commission’’) by either of the
following methods. The copies should
refer to ‘‘OMB Control No. 3038–0076.’’
• By mail addressed to: Christopher
Kirkpatrick, Secretary of the
Commission, Commodity Futures
Trading Commission, Three Lafayette
Centre, 1155 21st Street NW,
Washington, DC 20581;
• By Hand Delivery/Courier to the
same address; or
• Through the Commission’s website
at https://comments.cftc.gov. Please
follow the instructions for submitting
comments through the website.
A copy of the supporting statement for
the collection of information discussed
herein may be obtained by visiting
https://RegInfo.gov.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to https://
www.cftc.gov. You should submit only
information that you wish to make
available publicly. If you wish the
Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.1 The
Commission reserves the right, but shall
have no obligation, to review, prescreen, filter, redact, refuse or remove
any or all of your submission from
https://www.cftc.gov that it may deem to
be inappropriate for publication, such as
obscene language. All submissions that
1 17

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CFR 145.9.

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have been redacted or removed that
contain comments on the merits of the
ICR will be retained in the public
comment file and will be considered as
required under the Administrative
Procedure Act and other applicable
laws, and may be accessible under the
Freedom of Information Act.
FOR FURTHER INFORMATION CONTACT:
Eileen Chotiner, Senior Compliance
Analyst, Division of Clearing and Risk,
Commodity Futures Trading
Commission, (202) 418–5467; email:
[email protected].
SUPPLEMENTARY INFORMATION:
Title: Part 39, Risk Management
Requirements for Derivatives Clearing
Organizations, (OMB Control No. 3038–
0076). This is a request for extension
and revision of a currently approved
information collection.
Abstract: Commission Regulations
39.12, 39.13, 39.14, 39.15, 39.16 and
39.18 establish risk management
requirements for registered derivatives
clearing organizations (‘‘DCOs’’).
Regulation 39.3 requires any person
seeking to register as a DCO to submit
a completed Form DCO as provided in
the appendix to part 39, accompanied
by all applicable exhibits. The
Commission will use the information in
this collection to assess compliance of
DCOs and DCO applicants with
requirements for DCOs prescribed in the
Commodity Exchange Act and
Commission regulations.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. On July 13, 2018, the
Commission published in the Federal
Register notice of the proposed
extension of this information collection
and provided 60 days for public
comment on the proposed extension, 83
FR 32638 (‘‘60-Day Notice’’). The
Commission did not receive any
relevant comments on the 60-Day
Notice.
Burden Statement: For this collection,
the Commission is revising its burden
estimate for 16 registered DCOs and 3
potential DCO applicants, as follows:
1. Collection 3038–0076—Derivatives
Clearing Organization Applicants
Reporting Requirement (Regulation 39.3
and Form DCO).

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Federal Register / Vol. 83, No. 187 / Wednesday, September 26, 2018 / Notices

Estimated number of respondents per year

Reports
annually by
each

Total annual
responses

Estimated
average
number of
hours per
response

Estimated total
annual burden
hours

3 .......................................................................................................................

1

3

400

1200

Estimated number of respondents per year

Reports
annually by
each

Total annual
responses

Estimated
average
number of
hours per
response

Estimated total
annual burden
hours

16 .....................................................................................................................

2

32

0.1

3.2

Estimated number of respondents per year

Reports
annually by
each

Total annual
responses

Estimated
average
number of
hours per
response

Estimated total
annual burden
hours

16 .....................................................................................................................

1

16

50

800

2. Collection 3038–0076—EventSpecific System Safeguards Reporting
Requirements for Derivatives Clearing

Organizations (Regulations 39.18(g) and
(h)).

3. Collection 3038–0076—
Recordkeeping Requirements for
Derivatives Clearing Organizations.

Types of Respondents/Affected
Entities: Derivatives clearing
organizations (DCOs) and applicants for
registration as a DCO.
Estimated annual number of
respondents: 19.2
Estimated average burden hours per
response: 9.3
Estimated total annual burden hours:
2003.4
Frequency of Collection: On occasion.
There are no capital costs or operating
and maintenance costs associated with
this collection.
(Authority: 44 U.S.C. 3501 et seq.)
Dated: September, 21, 2018.
Robert Sidman,
Deputy Secretary of the Commission.

daltland on DSKBBV9HB2PROD with NOTICES

2 Includes 16 currently registered DCOs (an
increase of 2 since the last extension in 2015) and
3 potential applicants.
3 Since burden hours vary widely within the
collection, this is the average of burden hours per
response for the collection as a whole (aggregate of
450.1 hours/aggregate of 51 responses = 8.82 hours,
rounded to 9).
4 This figure reflects the burden hours aggregated
from tables 1, 2, and 3 (1200 + 3.2 + 800) = 2003.

Jkt 244001

Wednesday, October 3,
2018, 10:00 a.m.–12:00 p.m.

TIME AND DATE:

Hearing Room 420, Bethesda
Towers, 4330 East West Highway,
Bethesda, MD.

PLACE:

Commission Meeting—Open to
the Public.

STATUS:

Briefing
Matter: Final Rule to Revise Current
Fireworks Regulation.
A live webcast of the Meeting can be
viewed at https://www.cpsc.gov/live.

MATTER TO BE CONSIDERED:

Rockelle Hammond, Office of the
Secretariat, Office of the General
Counsel, U.S. Consumer Product Safety
Commission, 4330 East West Highway,
Bethesda, MD 20814, (301) 504–6833.

BILLING CODE 6351–01–P

19:21 Sep 25, 2018

Sunshine Act Meetings

CONTACT PERSON FOR MORE INFORMATION:

[FR Doc. 2018–20948 Filed 9–25–18; 8:45 am]

VerDate Sep<11>2014

CONSUMER PRODUCT SAFETY
COMMISSION

Dated: September 24, 2018.
Alberta E. Mills,
Secretary.
[FR Doc. 2018–21109 Filed 9–24–18; 4:15 pm]
BILLING CODE 6355–01–P

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DEPARTMENT OF DEFENSE
Department of the Air Force
Notice of Availability of Software and
Documentation for Licensing
Department of the Air Force,
Department of Defense.
ACTION: Availability of VIGILANT
SPIRIT Software and Documentation for
Licensing.
AGENCY:

The Department of the Air
Force announces the availability of
VIGILANT SPIRIT software and related
documentation that enables flexible
operator teaming arrangements,
including single operator control, of
multiple heterogeneous Unmanned Air
Vehicles (‘‘UAVs’’).
ADDRESSES: Licensing interests should
be sent to: Office of Research and
Technology Applications, 711 HPW/
XPO, 2610 Seventh Street, Wright
Patterson AFB, OH 45433; Facsimile:
(937) 656–7959.
FOR FURTHER INFORMATION CONTACT:
Office of Research and Technology
Applications, 711 HPW/XPO, 2610
Seventh Street, Wright Patterson AFB,
OH 45433; Facsimile: (937) 656–7959;
or Dr. James D. Kearns, (937) 255–3765.
SUPPLEMENTARY INFORMATION: The
VIGILANT SPIRIT (‘‘VS’’) software suite
includes the VS Control Station
SUMMARY:

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