Form S-1 Registration Statement

ICR 201809-3235-011

OMB: 3235-0065

Federal Form Document

Forms and Documents
Form and Instruction
Supporting Statement A
Supplementary Document
IC Document Collections
34231 Modified
ICR Details
3235-0065 201809-3235-011
Historical Active 201805-3235-027
SEC CF-270-058
Form S-1 Registration Statement
Revision of a currently approved collection   No
Approved with change 10/01/2018
Retrieve Notice of Action (NOA) 09/17/2018
The Office of Information and Regulatory Affairs (OIRA) approves this information collection for a period of 3 years based on an understanding that the Securities and Exchange Commission (SEC) will comply with the requirements of the Paperwork Reduction Act (PRA) for all future information collection submissions. In particular, the SEC will submit for OIRA review all new or revised collections associated with a proposed rule at the proposed rule stage of rulemaking. A failure to do so is a violation of the Paperwork Reduction Act (44 USC 3507). In addition, OIRA approves this collection based on an express agreement between OIRA and SEC that the agencies will meet in the near future to discuss a proactive and constructive approach to improving the ICR process and inter-agency communication.
  Inventory as of this Action Requested Previously Approved
10/31/2021 36 Months From Approved 07/31/2021
901 0 901
150,998 0 151,143
181,197,300 0 181,371,300

Form S-1 under the Securities Act is used by issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 77g, 77j, 77s Name of Law: Securities Act of 1933
   US Code: 15 USC 78w(a) Name of Law: Securities Exchange Act of 1934
   PL: Pub.L. 114 - 94 72002 Name of Law: Fixing America's Surface Transportation Act of 2015
   US Code: 15 USC 78c(b), 78l, 78m, 78o(d) Name of Law: Securities Exchange Act of 1934

3235-AL90 Final or interim final rulemaking 83 FR 31992 07/10/2018

  81 FR 43130 07/01/2016
83 FR 31992 07/10/2018

IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 901 901 0 0 0 0
Annual Time Burden (Hours) 150,998 151,143 0 -145 0 0
Annual Cost Burden (Dollars) 181,197,300 181,371,300 0 -174,000 0 0
Changing Regulations
The amendments in Release No. 33-10513 expand the number of registrants that qualify as smaller reporting companies and thereby are eligible to rely on the scaled disclosure requirements. Under the amended definition, smaller reporting companies generally include registrants with either (1) a public float of less than $250 million or (2) revenues of less than $100 million in the previous year and either no public float or public float of less than $700 million. The release also revises Rule 3-05(b)(2)(iv) of Regulation S-X to align the revenue threshold in that rule with the new revenue threshold in the definition of smaller reporting company. We anticipate that the amendments will decrease the burdens and costs for registrants to prepare and review filings that include scaled disclosure requirements for smaller reporting companies or for which acquired companies financial statements are required under Rule 3-05(b)(2)(iv). For purposes of the PRA, we estimate that the amendments to Form S-1 will result in a net decrease of 145 burden hours and a net decrease in the cost burden of ($174,000) for the services of outside professionals.

Amy Reischauer 202 551-3460 [email protected]


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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