Rule 15Fb2-1 and Form SBSE: Complete and File Application Form

Registration Requirements for Security-based Swap Dealers and Major Security-based Swap Participants

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0696 can be found here:

Documents and Forms

Document Name Document Type
Form Form SBSE Rule 15Fb2-1 and Form SBSE: Complete and File Application Form Form and Instruction
Form SBSE Form SBSE form-sbse.pdf www.sec.gov/files/form-sbse.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Rule 15Fb2-1 and Form SBSE: Complete and File Application Form	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.1600 17 CFR 240.15Fb2-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form SBSE	Form SBSE	form-sbse.pdf	https://www.sec.gov/files/form-sbse.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 9	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	9	5	4
Annual IC Time Burden (Hours)	126	70	56
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.