Appendix B: Sample Data Elements (Pharmaceutical and Institutional)

CMS-10501 - Appendix B Data Elements (NEW).docx

Healthcare Fraud Prevention Partnership (HFPP): Data Sharing and Information Exchange (CMS-10501)

Appendix B: Sample Data Elements (Pharmaceutical and Institutional)

OMB: 0938-1251

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Appendix B: Sample Data Elements (Pharmaceutical and Institutional)



Payer Name

Name of entity Providing source data

File Type

The type of file being reported. (i.e. professional; Institutional; Pharmacy, Dental)

Line of Business

Payer Identifier and Line of Business

Claim Number

A unique number assigned by the payment system that identifies an original claim or an adjusted claim.

Claim Line Number

Line number on the claim

Member ID

A unique identification number for the member.

Member Social Security Number

Member's social security number (full 9 or none).

Member Sex

The sex of the member

Member Date of Birth

Member’s Date of Birth.

Member State

Member’s state

Member Zip Code

Member’s zip code

Member DOD

Member’s Date of Death.

Rendering Provider Legal Business Name

Official name of rendering provider organization or if individual, in format LAST SUFFIX, FIRST MIDDLE

Rendering Provider Doing Business As Name

Name provider renders services under or is known to public by for organizations or if individual, in format LAST SUFFIX, FIRST MIDDLE

Rendering Provider NPI

The NPI for the provider who treated the member (as opposed to the provider “billing” for the service).

Rendering Provider TIN

Taxpayer Identification Number for provider who treated the member

Rendering Provider EIN

The EIN for the provider who treated the member

Rendering Provider Taxonomy

The taxonomy code for the provider who treated the member (as opposed to the provider “billing” for the service).

Rendering Provider Specialty

Code that describes the area of specialty for the provider treating the member

Rendering Provider Practice Address Line 1

US Address line 1 at which provider renders service

Rendering Provider Practice Address Line 2

US Address line 2 at which provider renders service

Rendering Provider Practice City

US City in which provider renders service

Rendering Provider Practice State

US State in which provider renders service

Rendering Provider Practice Zip

USPS Zip Code in which provider renders service

Billing Provider Legal Business Name

Official name of billing provider organization or if individual, in format LAST SUFFIX, FIRST MIDDLE

Billing Provider Doing Business As Name

Name billing provider is known to public by for organizations or if individual, in format LAST SUFFIX, FIRST MIDDLE

Billing Provider TIN

Billing Provider Taxpayer Identification Number

Billing Provider Address Line 1

US Address line 1 that represents the entity billing address

Billing Provider Address Line 2

US Address line 2 that represents the entity billing address

Billing Provider City

US City for billing entity

Billing Provider State

US State for billing entity

Billing Provider Zip

USPS Zip Code for billing entity

Referring Provider Legal Business Name

Official name of referring provider organization or if individual, in format LAST SUFFIX, FIRST MIDDLE

Referring Provider Doing Business As Name

Name referring provider provides services under or is known to public by for organizations or if individual, in format LAST SUFFIX, FIRST MIDDLE

Referring Provider NPI

NPI of Referring provider

Referring Provider TIN

Referring Taxpayer Identification Number

Referring Provider EIN

The EIN for the provider who referred the member

Referring Provider Practice Address Line 1

US Address line 1 at which provider referred service

Referring Provider Practice Address Line 2

US Address line 2 at which provider referred service

Referring Provider Practice City

US City in which provider referred service

Referring Provider Practice State

US State in which provider referred service

Referring Provider Practice Zip

USPS Zip Code in which provider referred service

Service/Procedure Code

The code per CPT, HCPCS or NDC used to indicate the service provided during the period covered by this claim.

Service/Procedure Code Modifier

The modifier for the service code on this claim record. Modifier can be used to enhance the Service Code

Modifier (2)

The 2nd modifier for the service code on this claim record. Modifier can be used to enhance the Service Code

Modifier (3)

The 3rd modifier for the service code on this claim record. Modifier can be used to enhance the Service Code

Modifier (4)

The 4th modifier for the service code on this claim record. Modifier can be used to enhance the Service Code

Total Units/Quantity of Service

The number of units of service received by the recipient or units dispensed as shown on the claim record.

Diagnosis Code 1

The ICD-9-CM/ ICD-10 code for the primary principal diagnosis for this claim. The principal diagnosis is the condition established after study to be chiefly responsible for the admission.

Diagnosis Code 2

Second ICD-9-CM/ ICD-10-CM code found on the claim.

Diagnosis Code 3

The third ICD-9-CM/ ICD-10 -CM codes that appear on the claim.

Diagnosis Code 4

The fourth ICD-9-CM/ ICD-10-CM codes that appear on the claim.

Diagnosis Type Code

Indicates if diagnosis code is ICD9-CM or ICD-10-CM

Place of Service

Code indicating where the service was performed

Beginning Date of Service

The first date of services received during an encounter with a provider, the date the service covered by this claim was received. 

Ending Date of Service

The last date of services received during an encounter with a provider, the date the service covered by this claim was received. 

Type of Service

A code indicating the type of service being billed. (if available-i.e. Transportation Services; Hospice, PCS etc. represented by a code)

Charged Amount

The total charge for this claim as submitted by the provider.

Amount Paid

The amount paid on this claim or adjustment.

COB Amount

Coordination of Benefits amounts paid

Claim Submission Date

The date on which the claim was submitted for payment

Payment Adjudication Date

The date on which the payment status of the claim was paid

Adjustment Indicator

Code indicating the type of adjustment record claim represented. (i.e. original claim, void, resubmittal, credit adjustment, debit adjustment, gross adjustment)





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