Supporting Statement 1-9-19

Supporting Statement 1-9-19.doc

Claim for One Sum Payment (Government Life Insurance), Claim for Monthly Payments (National Service Life Insurance), and Claim for Monthly Payments, U.S. Government Insurance- VA Forms 29-4125 & 4125A

OMB: 2900-0060

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SUPPORTING STATEMENT

VA Form 29-4125, Claim for Life Insurance Proceeds (NSLI & USGLI)

VA Form 29-4125a, Claim for Monthly Installments (NSLI)

2900-0060



  1. Justification


    1. Explain the circumstances that make the collection of information necessary. Identify legal or administrative requirements that necessitate the collection of information.


These forms are used by beneficiaries applying for proceeds of Government Insurance policies. The information requested on the forms is required by law, 38 USC Sections 1917 and 1952. The VA Forms 29-4125 and 29-4125A are being revised to add the updated SORN to both. For the 29-4125 only, we removed Box 3 requesting the amount of insurance and Box 5 requesting the share amount. We added a black box where Box 5 used to be so there would not be any confusion as to why there is an empty box. We also changed the wording to eliminate the request for a voided check in the box below box 9 and 10, therefore removing page 2.


    1. Indicate how, by whom, and for what purposes the information is to be used; indicate actual use the agency has made of the information received from current collection.


The information collected on these forms is used by the Department of Veterans Affairs (VA) to process the beneficiaries claim for payment of the insurance proceeds.


    1. Describe whether, and to what extent, the collection of information involves the use of automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g. permitting electronic submission of responses, and the basis for the decision for adopting this means of collection. Also describe any consideration of using information technology to reduce burden.


These VA Forms are available on the One-VA web site in a fillable electronic format. VBA is currently hosting this form on a secure server and does not currently have the technology in place to allow for the complete submission of these forms. Validation edits are performed to assure data integrity. Efforts within VA are underway to provide a mechanism to allow the information to be submitted electronically with a recognized signature technology. There currently is no utility process in place that will allow the data submitted on the form to be incorporated with an existing centralized legacy database.


    1. Describe efforts to identify duplication. Show specifically why all similar information already available cannot be used or modified for use for the purposes described in Item 2 above.


The information is not contained in any other VA records. Similar information is not available elsewhere.


    1. If the collection of information impacts small businesses or other small entities, describe any methods used to minimize burden.


The information does not involve any small businesses.


    1. Describe the consequences to Federal program or policy activities if the collection is not conducted or is conducted less frequently as well as any technical or legal obstacles to reducing burden.


These forms are designed for use by the claimant to establish his/her eligibility to collect the proceeds of the insurance. It is only collected once, at the time when the claim is received.

    1. Explain any special circumstances that would cause an information collection to be conducted more often than quarterly or require respondents to prepare written responses to a collection of information in fewer than 30 days after receipt of it; submit more than an original and two copies of any document; retain records, other than health, medical, government contract, grant-in-aid, or tax records for more than three years; in connection with a statistical survey that is not designed to produce valid and reliable results that can be generalized to the universe of study and require the use of a statistical data classification that has not been reviewed and approved by OMB.


There are no special circumstances requiring that the collection of information be conducted in a manner inconsistent with the guidelines in 5 CFR Section 1320.6.


    1. If applicable, provide a copy and identify the date and page number of publication in the Federal Register of the sponsor’s notice, required by 5 CFR 1320.8(d), soliciting comments on the information collection prior to submission to OMB. Summarize public comments received in response to that notice and describe actions taken by sponsor in response to these comments. Specifically address comments received on cost and hour burden.


The Department notice was published in the Federal Register on February 14, 2019, Volume 84, No31, Pages 4150 to 4151. The information does not involve obtaining information from any state or local Government. There is no person or organization other than VA that will collect the information which is submitted by the insured. No comments were received in response to this notice.


    1. Explain any decision to provide any payment or gift to respondents.


The information collected is supplied by the respondent. No remuneration is made.


    1. Describe any assurance of confidentiality provided to respondents and the basis for the assurance in statue, regulation, or agency policy.


The information collection conforms with the Privacy Act of 1974 and is subject to the conditions of disclosure contained therein. The records are maintained in the system identified as 36VA29, “Veterans of Uniformed Services Personnel Programs of U.S. Government” as contained in the Privacy Act Issuances, 1993 Compilation.


    1. Provide additional justification for any questions of a sensitive nature, such as sexual behavior and attitudes, religious beliefs, and other matters that are commonly considered private; include specific uses to be made of the information, the explanation to be given to persons from whom the information is requested, and any steps to be taken to obtain their consent.


There are no questions of a sensitive nature.


    1. Estimate of the hour burden of the collection of information:


  1. Number of Respondents: 120,100(VA Form 29-4125) and 100 (VA Form 29-4125a).

  2. Frequency of Response: One time

  3. Annual Burden Hours – 12,010 (VA Form 29-4125) and 10 hours (29-4125a).

  4. Estimated Completion Time: 6 minutes

  5. The Bureau of Labor Statistics (B:S) gathers information on full-time wage and salary workers. According to the latest available BLS data, the mean weakly earnings of full-time wage and salary workers are $999.20. Assuming a forty (40) hour work week, the mean hourly wage is $24.98 based on the BLS wage code – “00-0000 All Occupations.” This information was taken from the following website: (https://www.bls.gov/oes/current/oes_nat.htm, May 2018). 


Legally, respondents may not pay a person or business for assistance in completing the information collection. Therefore, there are no expected overhead costs for completing the information collection.  VBA estimates the total cost to all respondents to be $292,323.00 (12,010 burden hours x $24.98 per hour). 



    1. Provide an estimate of the total annual cost burden to respondents or record keepers resulting from the collection of information.


This submission does not involve any record keeping costs.


    1. Provide estimates of annual cost to the Federal Government. Also, provide a description of the method used to estimate cost, which should include quantification of hours, operation expenses (such as equipment, overhead, printing, and support staff), and any other expense that would not have been incurred without this collection of information.


Estimated Costs to the Federal Government:


Grade

Step

Burden Time

Fraction of Hour

Hourly Rate

Cost Per Response

Total Responses

Total

9

3

6

0.1

$22.73

2.27

    120,100

 $272,627.00

Overhead at 100% Salary

$272,627.00

5

3

2

0.03

$15.00

0.45

   120,100

$54,045.00

Overhead at 100% Salary

$54,045.00

4

3

2

0.03

$13.41

0.40

120,100

 $48,040.00

Overhead at 100% Salary

$48,040.00

 

 

Processing / Analyzing Costs

$749,424.00

Printing and Production Cost

$54.00

Total Cost to Government

$749,478.00


Note: The hourly wage information above is based on the hourly 2019 General Schedule (Base) Pay (https://www.opm.gov/policy-data-oversight/pay-leave/salaries-wages/salary-tables/pdf/2019/GS_h.pdf).  This rate does not include any locality adjustment as applicable.


The processing time estimates above are based on the actual amount of time employees of each grade level spend to process to completion a claim received on this form. The within-grade step (3) of each employee represents the average experience of employees within each grade.



    1. Explain the reason for any program changes or adjustments reported in Items 13 or 14 of OMB 83-I.


Cost per response has changed due to wage increase.



    1. For collections of information whose results will be published, outline plans for tabulation and publication. Address any complex analytical techniques that will be used. Provide the time schedule for the entire project, including beginning and ending dates of the collection of information, completion of report, publication dates, and other actions.


The information is collected for insurance purposes only and there are no plans for publication.


    1. If seeking approval to omit the expiration date for OMB approval of the information collection, explain the reasons that display would be inappropriate.


We are not seeking approval to omit the expiration date for OMB approval.


    1. Explain each exception to the certification statement identified in Item 19, “Certification for Paperwork Reduction Act Submissions,” of OMB 83-I.


This submission does not contain any exceptions to the certification statement.


PART B


B. Collection of Information Employing Statistical Methods



This collection of information does not employ statistical methods.














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