GenIC Request

Request for Approval under the “Generic Clearance for the Collection of Routine Customer Feedback” (OMB Control Number: 0920-1050)

Instruction: This form should be completed by the primary contact person from the Program sponsoring the collection.

DETERMINE IF YOUR COLLECTION IS APPROPRIATE FOR THIS GENERIC CLEARANCE MECHANISM:

Instruction: Before completing and submitting this form, determine first if the proposed collection is consistent with the scope of the Collection of Routine Customer Feedback generic clearance mechanism. To determine the appropriateness of using the Collection of Routine Customer Feedback generic clearance mechanism, complete the checklist below.

If you select “yes” to all criteria in Column A, the Collection of Routine Customer Feedback generic clearance mechanism can be used. If you select “yes” to any criterion in Column B, the Collection of Routine Customer Feedback generic clearance mechanism cannot be used.

Column A	Column B
The information gathered will only be used internally to CDC. [ X ] Yes [ ] No	Information gathered will be publicly released or published. [ ] Yes [ ] No
Data is qualitative in nature and not generalizable to people from whom data was not collected. [ X ] Yes [ ] No	Employs quantitative study design (e.g. those that rely on probability design or experimental methods) [ ] Yes [ ] No
There are no sensitive questions within this collection (e.g. sexual orientation, gender identity). [ X ] Yes [ ] No	Sensitive questions will be asked (e.g. sexual orientation, gender identity). [ ] Yes [ ] No
Collection does not raise issues of concern to any other Federal agencies. [ X ] Yes [ ] No	Other Federal agencies may have equities or concerns regarding this collection. [ ] Yes [ ] No
Data collection is focused on determining ways to improve delivery of services to customers of a current CDC program. [ X ] Yes [ ] No	Data will be used to inform programmatic or budgetary decisions, for the purpose of program evaluation, for surveillance, for program needs assessment, or for research. [ ] Yes [ ] No
The collection is targeted to the solicitation of opinions from respondents who have experience with the program or may have experience with the program in the future. [ X ] Yes [ ] No

Did you select “Yes” to all criteria in Column A? Yes

If yes, the Collection of Routine Customer Feedback generic clearance mechanism may be appropriate for your investigation. You may proceed with this form.

Did you select “Yes” to any criterion in Column B?

If yes, the Collection of Routine Customer Feedback generic clearance mechanism is NOT appropriate for your investigation. Stop completing this form now.

TITLE OF INFORMATION COLLECTION:

CDC Laboratory Courses for External Audiences Learner Feedback Survey

PURPOSE:

The Division of Laboratory Systems (DLS) within the Centers for Disease Control and Prevention (CDC) creates, delivers, and maintains laboratory trainings on topics such as infectious diseases, preparedness, and biosafety. The 27 external-facing laboratory trainings produced and/or managed by DLS provide basic educational content relevant to laboratory professionals working in hospitals, reference laboratories, universities, and public health laboratory settings. These courses are offered free of charge and are hosted on CDC TRAIN (with the exception of three hands on courses). Courses are between 0.5-2 hours in length and many offer ASCLS P.A.C.E.^® credit. The topics are inter-related; consequently, laboratory professionals may complete multiple courses annually. The courses are grouped into six curricula:

• Fundamentals (3 courses):

  • Fundamentals of Working Safely in a Biological Safety Cabinet

  • Fundamentals of Chemical Fume Hood Safety

  • Fundamentals of Centrifuge Safety

• Good Laboratory Practices (2 courses):

  • Good Laboratory Practices for Biochemical Genetic Testing Preanalytic Phase

  • Good Laboratory Practices for Molecular Genetic Testing

• Introduction to Laboratory Informatics (2 courses):

  • Life of a Specimen

  • Life of a Result

• Microbiology (10 courses):

  • Biothreat Preparedness for Sentinel Laboratories (5 courses):

    • Bacillus anthracis

    • Brucella spp.

    • Burkholderia spp.

    • Francisella tularensis

    • Yersinia pestis

  • Basic Microbiology (5 courses):

    • Basic Microscopy

    • Routine Microscopy Procedures

    • Basic Culture Media

    • Biochemicals and Gram-Positive Organisms

    • Biochemicals and Gram-Negative Organisms

• Basic Molecular Biology (4 courses):

  • Basic Science

  • Laboratory Practice

  • Nucleic Acid Extraction

  • PCR and Real-Time PCR

• Hands On/In-Person Courses (3 courses)

  • Bloodborne and Tissue Parasites

  • Intestinal Organisms and Arthropods

  • Algorithms in Molecular Parasitology

Additionally, the following individual courses will be included:

• Laboratory Continuity of Operations (COOP) Planning Course (new FY20)

• Ready? Set? Test! Patient Testing is Important. Get the Right Results (new FY20)

• Packaging and Shipping Division 6.2 Materials (eLearning)

Course brochures are included in this request package as Appendix 3a and Appendix 3b.

An email invitation to complete the voluntary CDC Laboratory Courses for External Audiences Learner Feedback Survey will be sent to learners designated by CDC TRAIN as having completed all components of one or more of the 27 CDC laboratory courses for external audiences during October 2019 through July 2020 (FY20). The email invitation will include clickable links to either proceed to the survey or unsubscribe (opt out). Learners may also opt out by not responding to the email. If learners click the link to begin the survey in the email, they will link to a Survey Monkey webpage housing the survey. To address the fact that some learners complete one or more (but not all) courses during the time period, there is logic in the survey so that learners can respond to questions only for those courses that they completed.

The information to be collected aims to help CDC DLS understand the extent to which learners apply the knowledge gained from courses to their work settings. Responses will be anonymous and no unique identifying information will be sought or kept. The feedback received from learners will be used by DLS in aggregate only. Learner feedback will provide valuable insight on the instructional design of these courses and will inform updates to these courses in alignment with learners’ needs.

DESCRIPTION OF RESPONDENTS:

This is a voluntary survey to collect information from the learners who have completed one or more of the 27 CDC laboratory courses for external audiences during October 2019 through July 2020 (FY20).

The follow-up survey takes an average of 10 minutes to complete and will be sent twice per year (in April and September). As of February 26, 2020, nearly 4,000 unique learners completed at least one of the 27 CDC laboratory courses for external audiences. Using the first half of the fiscal year as a reference, we estimate that another 4,000 learners will complete the follow-up survey in the latter half of the fiscal year. In sum, we expect around 8,000 learners to complete the follow-up survey in FY2020.

These respondents may include laboratory professionals working in clinical, reference, university, and public health laboratories. There is no cost to respondents other than their time to complete the data collection.

TYPE OF COLLECTION: (Check one)

Instruction: Please sparingly use the Other category

[ ] Customer Comment Card/Complaint Form [x ] Customer Satisfaction Survey

[ ] Usability Testing (e.g., Website or Software [ ] Small Discussion Group

[ ] Focus Group [ ] Other: ______________________

CERTIFICATION:

I certify the following to be true:

1. The collection is voluntary.

2. The collection is low-burden for respondents and low-cost for the Federal Government.

3. The collection is non-controversial and does not raise issues of concern to other federal agencies.

4. The results are not intended to be disseminated to the public.

5. Information gathered will not be used for the purpose of substantially informing influential policy decisions.

Name: _Bn Chen, PhD______________________________________________

To assist review, please provide answers to the following question:

Personally Identifiable Information:

1. Is personally identifiable information (PII) collected? [ ] Yes [ X ] No

2. If Yes, is the information that will be collected included in records that are subject to the Privacy Act of 1974? [ ] Yes [ ] No

3. If Applicable, has a System or Records Notice been published? [ ] Yes [ X ] No - Not Applicable

Gifts or Payments:

Is an incentive (e.g., money or reimbursement of expenses, token of appreciation) provided to participants? [ ] Yes [ X ] No

If Yes: Please describe the incentive. If amounts are outside of customary incentives, please also provide a justification

BURDEN HOURS

Category of Respondent	No. of Respondents	Participation Time	Burden
Private Sector	8,000	10/60	1,333
Totals	8,000	10/60	1,333

FEDERAL COST: The estimated annual cost to the Federal government is $1,000

If you are conducting a focus group, survey, or plan to employ statistical methods, please provide answers to the following questions:

The selection of your targeted respondents

1. Do you have a customer list or something similar that defines the universe of potential respondents and do you have a sampling plan for selecting from this universe? [ X ] Yes [ ] No

If Yes: Please provide a description of both below (or attach the sampling plan)

If No: Please provide a description of how you plan to identify your potential group of respondents and how you will select them or ask them to self-select/volunteer

This is a voluntary follow-up survey to collect information from the learners who have completed one or more of the 27 CDC laboratory courses for external audiences during October 2019 through July 2020. Course completion status has been assigned by CDC TRAIN when all components have been accomplished. These respondents may include laboratory professionals working in clinical, reference, university, and public health laboratories. These learners will voluntarily participate in the survey administered through Survey Monkey.

Administration of the Instrument

1. How will you collect the information? (Check all that apply)

[X] Web-based or other forms of Social Media

[ ] Telephone

[ ] In-person

[ ] Mail

[ ] Other, Explain

2. Will interviewers or facilitators be used? [ ] Yes [ X ] No

Please make sure that all instruments, instructions, and scripts are submitted with the request.

Instructions for completing Request for Approval under the “Generic Clearance for the Collection of Routine Customer Feedback”

TITLE OF INFORMATION COLLECTION: Provide the name of the collection that is the subject of the request. (e.g. Comment card for soliciting feedback on xxxx)

PURPOSE: Provide a concise description of the purpose of this collection and how it will be used. If this is part of a larger study or effort, please include this in your explanation.

DESCRIPTION OF RESPONDENTS: Provide a concise description of the targeted group or groups for this collection of information. These groups must have experience with the program.

TYPE OF COLLECTION: Check one box. If you are requesting approval of other instruments under the generic, you must complete a form for each instrument. The ‘Other’ category should be used only in the contexts in which the provided categories cannot reasonably apply.

CERTIFICATION: Please read the certification carefully. If you incorrectly certify, the collection will be returned as improperly submitted or it will be disapproved.

Personally Identifiable Information: Provide answers to the questions.

Gifts or Payments: As a general matter, incentives are not appropriate for customer service collections; however, incentives may be appropriate for focus groups or in-depth usability studies, especially when participants must travel to a site to participate. In the latter circumstance, the incentive should include travel costs. Customary incentives for focus groups in the Federal government are $40 for a one-hour interview and $75 for a 90-minute focus group. If you answer yes to the question, please describe the incentive and provide a justification for amounts other than those cited above; justifications should be limited to Federal studies of a similar design and subpopulation.

BURDEN HOURS:

Category of Respondents: Identify who you expect the respondents to be in terms of the following categories: (1) Individuals or Households; (2) Private Sector; (3) State, local, or tribal governments; or (4) Federal Government. Only one type of respondent can be selected.

No. of Respondents: Provide an estimate of the Number of respondents.

Participation Time: Provide an estimate of the amount of time required for a respondent to participate (e.g. fill out a survey or participate in a focus group)

Burden: Provide the Annual burden hours: Multiply the Number of responses and the participation time and divide by 60.

FEDERAL COST: Provide an estimate of the annual cost to the Federal government.

If you are conducting a focus group, survey, or plan to employ statistical methods, please provide answers to the following questions:

The selection of your targeted respondents. Please provide a description of how you plan to identify your potential group of respondents and how you will select them. If the answer is yes, to the first question, you may provide the sampling plan in an attachment.

Administration of the Instrument: Identify how the information will be collected. More than one box may be checked. Indicate whether there will be interviewers (e.g. for surveys) or facilitators (e.g., for focus groups) used.

Please make sure that all instruments, instructions, and scripts are submitted with the request.

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