GenIC Request PDF

Request for Approval under the “Generic Clearance for the Collection of
Routine Customer Feedback” (OMB Control Number: 0920-1050)
Instruction: This form should be completed by the primary contact person from the Program sponsoring
the collection.
DETERMINE IF YOUR COLLECTION IS APPROPRIATE FOR THIS GENERIC
CLEARANCE MECHANISM:
Instruction: Before completing and submitting this form, determine first if the proposed collection is
consistent with the scope of the Collection of Routine Customer Feedback generic clearance mechanism.
To determine the appropriateness of using the Collection of Routine Customer Feedback generic
clearance mechanism, complete the checklist below.
If you select “yes” to all criteria in Column A, the Collection of Routine Customer Feedback generic
clearance mechanism can be used. If you select “yes” to any criterion in Column B, the Collection of
Routine Customer Feedback generic clearance mechanism cannot be used.
Column A
The information gathered will only be used
internally to CDC.
[ X ] Yes [ ] No
Data is qualitative in nature and not generalizable
to people from whom data was not collected.
[X ] Yes [ ] No

Column B
Information gathered will be publicly released or
published.
[ ] Yes [ ] No
Employs quantitative study design (e.g. those that
rely on probability design or experimental
methods)
[ ] Yes [ ] No
Sensitive questions will be asked (e.g. sexual
orientation, gender identity).
[ ] Yes [ ] No

There are no sensitive questions within this
collection (e.g. sexual orientation, gender
identity).
[X ] Yes [ ] No
Collection does not raise issues of concern to any
other Federal agencies.
[X ] Yes [ ] No
Data collection is focused on determining ways to
improve delivery of services to customers of a
current CDC program.
[X ] Yes [ ] No

Other Federal agencies may have equities or
concerns regarding this collection.
[ ] Yes [ ] No
Data will be used to inform programmatic or
budgetary decisions, for the purpose of program
evaluation, for surveillance, for program needs
assessment, or for research.
[ ] Yes [ ] No

The collection is targeted to the solicitation of
opinions from respondents who have experience
with the program or may have experience with the
program in the future.
[X ] Yes [ ] No
Did you select “Yes” to all criteria in Column A?
If yes, the Collection of Routine Customer Feedback generic clearance mechanism may be
appropriate for your investigation. You may proceed with this form.
Did you select “Yes” to any criterion in Column B?
If yes, the Collection of Routine Customer Feedback generic clearance mechanism is NOT
appropriate for your investigation. Stop completing this form now.

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TITLE OF INFORMATION COLLECTION:
National Authority for Containment of Poliovirus 2020 Poliovirus Containment Webinar
Participant Feedback Polling Questions and Survey

PURPOSE:
The purpose of this project is to get information from webinar participants (individuals from
facilities with poliovirus materials) regarding the types of poliovirus materials retained, types of
work performed with poliovirus materials, and the current containment practices used at their
facilities. The survey feedback will be used to support NAC process improvement, program
decision making, and to better guide these stakeholders in the implementation of containment
measures.
DESCRIPTION OF RESPONDENTS:
The focus will be to survey approximately 200 individuals representing 50-100 facilities. We
anticipate individuals with the following roles may participate in the survey: principal
investigator, biosafety officer, management, and laboratory personnel. These facilities are
categorized as primarily private (i.e. commercial and academic) and a few federal/state/local
public health laboratories.
TYPE OF COLLECTION: (Check one)
Instruction: Please sparingly use the Other category

[ ] Customer Comment Card/Complaint Form
[ ] Usability Testing (e.g., Website or Software
[ ] Focus Group

[X ] Customer Satisfaction Survey
[ ] Small Discussion Group
[ ] Other: ______________________

CERTIFICATION:
I certify the following to be true:
1. The collection is voluntary.
2. The collection is low-burden for respondents and low-cost for the Federal Government.
3. The collection is non-controversial and does not raise issues of concern to other federal
agencies.
4. The results are not intended to be disseminated to the public.
5. Information gathered will not be used for the purpose of substantially informing influential
policy decisions.
Name:____Lia Haynes Smith_______________________________
To assist review, please provide answers to the following question:
Personally Identifiable Information:
1. Is personally identifiable information (PII) collected? [ ] Yes [X ] No

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2. If Yes, is the information that will be collected included in records that are subject to the
Privacy Act of 1974? [ ] Yes [ ] No
3. If Applicable, has a System or Records Notice been published? [ ] Yes [ X] No
Gifts or Payments:
Is an incentive (e.g., money or reimbursement of expenses, token of appreciation) provided to
participants? [ ] Yes [ X] No
If Yes: Please describe the incentive. If amounts are outside of customary incentives, please also
provide a justification

BURDEN HOURS
Category of Respondent

Burden

Private Sector

No. of
Participation
Respondents Time
200
.25 hr

Totals

200

50 hr

.25 hr

50 hr

FEDERAL COST: The estimated annual cost to the Federal government is _$200________
If you are conducting a focus group, survey, or plan to employ statistical methods, please
provide answers to the following questions:
The selection of your targeted respondents
1. Do you have a customer list or something similar that defines the universe of potential
respondents and do you have a sampling plan for selecting from this universe?
[X ] Yes
[ ] No
If Yes: Please provide a description of both below (or attach the sampling plan)
The targeted respondents are individuals from facilities with poliovirus materials who will or
have participated in a US National Authority for Containment of Poliovirus (NAC) webinar.
These individuals provided their email addresses to the NAC. A list of the participant’s email
addresses will be compiled and held in a CDC-secured environment. The focus will be to survey
approximately 200 individuals representing 50-100 facilities. This survey will be launched either
during a NAC webinar or following a NAC webinar. Questions related to the webinar topic(s)
presented will be launched during the webinar (e.g., questions 8, 9, and 20). Questions requiring
a greater awareness of each facility’s current biosafety practices will be sent following a NAC
webinar (e.g., questions 23, 25, and 27). At least two webinars will take place over the next 12
months (September 2020 to October 2021). The following information will be collected: •
Facility name and type • Respondents role within their facility (e.g., investigator, Director, or
biosafety officer) • The methods for containment of poliovirus materials currently in inventory.
The information will be collected through an electronic survey distributed through CDC/Center

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for Preparedness and Response (CPR)/Office of the Director NAC using the Zoom platform (e.g.
polling during a webinar) or the RedCAP survey platform (e.g. survey after a webinar). After a
webinar, emails will be generated and distributed to webinar participants. The email survey
invitation will have a link to a website where the survey can be accessed, completed, and
submitted. The survey invitation settings will include two email reminders which will be sent
automatically using RedCap. The first reminder will be sent two weeks after the initial invitation
reminding the invitees to take the survey. Towards the end of the one-month time period, a final
reminder will be sent to those who started but have not completed and submitted the survey, as
indicated by RedCap. At the end of the one-month time period, the survey will be closed, and the
results compiled.
If No: Please provide a description of how you plan to identify your potential group of
respondents and how you will select them or ask them to self-select/volunteer

Administration of the Instrument
1. How will you collect the information? (Check all that apply)
[ X ] Web-based or other forms of Social Media
[ ] Telephone
[ ] In-person
[ ] Mail
[ ] Other, Explain
2. Will interviewers or facilitators be used? [ ] Yes [X ] No
Please make sure that all instruments, instructions, and scripts are submitted with the
request.

Instructions for completing Request for Approval under the “Generic
Clearance for the Collection of Routine Customer Feedback”
TITLE OF INFORMATION COLLECTION: Provide the name of the collection that is the
subject of the request. (e.g. Comment card for soliciting feedback on xxxx)
PURPOSE: Provide a concise description of the purpose of this collection and how it will be
used. If this is part of a larger study or effort, please include this in your explanation.
DESCRIPTION OF RESPONDENTS: Provide a concise description of the targeted group or
groups for this collection of information. These groups must have experience with the program.
TYPE OF COLLECTION: Check one box. If you are requesting approval of other
instruments under the generic, you must complete a form for each instrument. The ‘Other’
category should be used only in the contexts in which the provided categories cannot reasonably
apply.
CERTIFICATION: Please read the certification carefully. If you incorrectly certify, the
collection will be returned as improperly submitted or it will be disapproved.

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Personally Identifiable Information: Provide answers to the questions.
Gifts or Payments: As a general matter, incentives are not appropriate for customer service
collections; however, incentives may be appropriate for focus groups or in-depth usability
studies, especially when participants must travel to a site to participate. In the latter
circumstance, the incentive should include travel costs. Customary incentives for focus groups
in the Federal government are $40 for a one-hour interview and $75 for a 90-minute focus group.
If you answer yes to the question, please describe the incentive and provide a justification for
amounts other than those cited above; justifications should be limited to Federal studies of a
similar design and subpopulation.
BURDEN HOURS:
Category of Respondents: Identify who you expect the respondents to be in terms of the
following categories: (1) Individuals or Households; (2) Private Sector; (3) State, local, or tribal
governments; or (4) Federal Government. Only one type of respondent can be selected.
No. of Respondents: Provide an estimate of the Number of respondents.
Participation Time: Provide an estimate of the amount of time required for a respondent to
participate (e.g. fill out a survey or participate in a focus group)
Burden: Provide the Annual burden hours: Multiply the Number of responses and the
participation time and divide by 60.
FEDERAL COST: Provide an estimate of the annual cost to the Federal government.
If you are conducting a focus group, survey, or plan to employ statistical methods, please
provide answers to the following questions:
The selection of your targeted respondents. Please provide a description of how you plan to
identify your potential group of respondents and how you will select them. If the answer is yes,
to the first question, you may provide the sampling plan in an attachment.
Administration of the Instrument: Identify how the information will be collected. More than
one box may be checked. Indicate whether there will be interviewers (e.g. for surveys) or
facilitators (e.g., for focus groups) used.
Please make sure that all instruments, instructions, and scripts are submitted with the
request.

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