Information Collection

Rule 206(4)-7 under the Investment Advisers Act of 1940 - Compliance Procedures and Practices

IC 35443 under ICR 201902-3235-009 · OMB 3235-0585.

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Information Collection (IC) Details

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IC Title:	Rule 206(4)-7 under the Investment Advisers Act of 1940 - Compliance Procedures and Practices	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.206(4)-7

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 13,249	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	13,249	1,223	12,026
Annual IC Time Burden (Hours)	1,152,663	106,401	1,046,262
Annual IC Cost Burden (Dollars)	0	0	0

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