Information Collection

Investment Company Act Rule 3a-4

IC 35140 under ICR 201902-3235-017 · OMB 3235-0459.

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Information Collection (IC) Details

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IC Title:	Investment Company Act Rule 3a-4	Agency IC Tracking Number:	IM-270-401

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 270.3a-4

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,727	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	98,093,655	31,940,335	66,153,320
Annual IC Time Burden (Hours)	41,003,148	5,468,554	35,534,594
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.