Investment Company Act Rule 3a-4

Rule 3a-4 (17 CFR 270.3a-4) under the Investment Company Act of 1940, "Status of Investment Advisory Programs."

OMB: 3235-0459

IC ID: 35140

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Investment Company Act Rule 3a-4 IM-270-401
 
No Modified
 
Required to Obtain or Retain Benefits
 
17 CFR 270.3a-4

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

1,727 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 98,093,655 0 0 31,940,335 0 66,153,320
Annual IC Time Burden (Hours) 41,003,148 0 0 5,468,554 0 35,534,594
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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