Form C 60 Day Federal Register Notice

SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request Copies Available From:
Securities and Exchange Commission
Office of FOIA Services
100 F Street, NE
Washington, DC 20549-2736
Extension: Form C
SEC File No. 270-658 OMB Control No. 3235-0716
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C.
3501 et seq.), the Securities and Exchange Commission (“Commission”) is soliciting comments
on the collection of information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and Budget for extension and
approval.
Form C (17 CFR 239.900) is used by issuers offering securities in reliance on the
crowdfunding exemption in Section 4(a)(6) (15 U.S.C. 77d(a)(6)) of the Securities Act of 1933
(“Securities Act”) (15 U.S.C. 77a et seq.) Form C will also be used by issuers that have
completed transactions in reliance on Section 4(a)(6) to file annual reports or to provide notice of
the termination of reporting obligations.. The information collected is intended to create a
framework for the filing and disclosure requirements of Title III Section 4A of the Jumpstart Our
Business Startups Act (Pub. L. No. 112-106, 126 Stat. 306) to implement the exemption from
Securities Act registration for offerings made in reliance on Section 4(a)(6). Form C takes
approximately 48.96969 hours per response and is filed by approximately 5,852 respondents.
We estimate that 75% of the 48.96969 hours per response (36.72727 hours) is prepared by the

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issuer for a total annual reporting burden of 214,928 hours (36.72727 hours per response x 5,852
responses).
Written comments are invited on: (a) whether this proposed collection of information is
necessary for the proper performance of the functions of the agency, including whether the
information will have practical utility; (b) the accuracy of the agency’s estimate of the burden
imposed by the collection of information; (c) ways to enhance the quality, utility, and clarity of
the information collected; and (d) ways to minimize the burden of the collection of information
on respondents, including through the use of automated collection techniques or other forms of
information technology. Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
An agency may not conduct or sponsor, and a person is not required to respond to, a
collection of information unless it displays a currently valid control number.
Please direct your written comment to Charles Riddle, Acting Director/Chief Information
Officer, Securities and Exchange Commission, c/o Candace Kenner, 100 F Street, NE,
Washington, DC 20549 or send an e-mail to: [email protected].

Eduardo A. Aleman
Deputy Secretary
February 22, 2019