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Page 1 of 32
Federal Financial Institutions Examination Council
Report of Assets and Liabilities of U.S. Branches and
Agencies of Foreign Banks—FFIEC 002
Report at the close of business December 31, 2018
(20181231)
(RCON 9999)
This report is required by law 12 U.S.C. § 3105(c)(2); 12 U.S.C.
§ 1817(a); and 12 U.S.C. § 3102(b).
Please read carefully "Instructions for Preparation of the Report of
Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks."
Please indicate legal status:
Indicate the number of branches or agencies included in this
report:
Branch
Agency
Insured
Uninsured
(RCON H018)
Indicate FDIC insurance status:
(RCON 9395)
(RCON H019)
Legal Title(s) and Address(es) of Branch(es) or Agency(ies) included in this report:
Legal Title
Legal Title
Street Address
Street Address
City
County
City
County
State
Zip Code
State
Zip Code
Legal Title
Legal Title of Foreign Bank Parent
Street Address
City
City
County
State
Zip Code
NOTE: This report must be signed by the Chief Financial Officer
(CFO) (or by the individual performing an equivalent function)
and attested by the senior executive officer.
Country
I,
Name of Senior Executive Officer
Title of Senior Executive Officer
I, the undersigned CFO (or equivalent) of the branch or agency
specified do hereby declare that this Report of Assets and
Liabilities (including the supporting schedules and supplement)
has been prepared in conformance with the instructions issued
by the Federal Financial Institutions Examination Council and
is true to the best of my knowledge and belief.
attest the correctness of this Report of Assets and Liabilities
(including the supporting schedules and supplement) and declare
that it has been examined by us, and to the best of our knowledge
and belief, has been prepared in conformance with the instructions issued by the Federal Financial Institutions Examination
Council and is true and correct.
Signature of Chief Financial Officer (or Equivalent)
Signature of Senior Executive Officer
Return original and 2 copies to the Federal Reserve Bank in whose district the branch or agency is located.
FDIC-insured branches should file one copy with the appropriate FDIC Regional Office (Supervision).
Public reporting burden associated with the FFIEC 002 is estimated to average 25.43 hours per response including time to gather and maintain data in the required form and to review
instructions and complete the information collection. A Federal agency may not conduct or sponsor, and an organization (or a person) is not required to respond to a collection of information, unless it displays a currently valid OMB control number. Comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing
the burden, may be sent to Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551 and to Office of Information and Regulatory
Affairs, Office of Management and Budget, Washington, DC 20503.
12/2018
FFIEC 002
Page 2 of 32
Contact Information
To facilitate communication between the Agencies and the branch or agency concerning the FFIEC 002, please provide contact information for (1) the Chief Financial Officer (or equivalent) of the branch or agency signing the reports for this quarter and (2) the person at
the branch or agency — other than the Chief Financial Officer (or equivalent) — to whom questions about the reports should be
directed. If the Chief Financial Officer (or equivalent) is the primary contact for questions about the reports, please provide contact information for another person at the branch or agency who will serve as a secondary contact for communications between the Agencies
and the branch or agency concerning the FFIEC 002. Enter "none" for the contact's e-mail address or fax number if not available.
Contact information for the FFIEC 002 is for the confidential use of the Agencies and will not be released to the public.
Chief Financial Officer (or Equivalent)
Signing the Reports
Other Person to Whom Questions about the
Reports Should be Directed
Name (TEXT C490)
Name (TEXT C495)
Title (TEXT C491)
Title (TEXT C496)
E-mail Address (TEXT C492)
E-mail Address (TEXT 4086)
Area Code / Phone Number / Extension (TEXT C493)
Area Code / Phone Number / Extension (TEXT 8902)
FAX Number (TEXT C494)
FAX Number (TEXT 9116)
Emergency Contact Information
This information is being requested so the Agencies can distribute critical, time sensitive information to emergency contacts at U.S.
branches or agencies. Please provide primary contact information for a senior official of the branch or agency who has decision-making
authority. Also provide information for a secondary contact if available. Enter "none" for the contact's e-mail address or fax number if
not available. Emergency contact information is for the confidential use of the Agencies and will not be released to the public.
Primary Contact
Secondary Contact
Name (TEXT C366)
Name (TEXT C371)
Title (TEXT C367)
Title (TEXT C372)
E-mail Address (TEXT C368)
E-mail Address (TEXT C373)
Area Code / Phone Number / Extension (TEXT C369)
Area Code / Phone Number / Extension (TEXT C374)
Area Code / FAX Number (TEXT C370)
Area Code / FAX Number (TEXT C375)
06/2012
FFIEC 002
Page 3 of 32
USA PATRIOT Act Section 314(a) Anti-Money Laundering Contact Information
This information is being requested to identify points-of-contact who are in charge of your branch's or agency's USA PATRIOT Act
Section 314(a) information requests. Branch or agency personnel listed could be contacted by law enforcement officers or the Financial
Crimes Enforcement Network (FinCEN) for additional information related to specific Section 314(a) search requests or other anti-terrorist financing and anti-money-laundering matters. Communications sent by FinCEN to the branch or agency for purposes other than
Section 314(a) notifications will state the intended purpose and should be directed to the appropriate branch or agency personnel for
review. Any disclosure of customer records to law enforcement officers or FinCEN must be done in compliance with applicable law,
including the Right to Financial Privacy Act (12 U.S.C. § 3401 et seq.).
Please provide information for a primary and secondary contact. Information for a third and fourth contact may be provided at the
branch's or agency's option. Enter "none" for the contact's e-mail address if not available. This contact information is for the confidential
use of the Agencies, FinCEN, and law enforcement officers and will not be released to the public.
Primary Contact
Secondary Contact
Name (TEXT C437)
Name (TEXT C442)
Title (TEXT C438)
Title (TEXT C443)
E-mail Address (TEXT C439)
E-mail Address (TEXT C444)
Area Code / Phone Number / Extension (TEXT C440)
Area Code / Phone Number / Extension (TEXT C445)
Third Contact
Fourth Contact
Name (TEXT C870)
Name (TEXT C875)
Title (TEXT C871)
Title (TEXT C876)
E-mail Address (TEXT C872)
E-mail Address (TEXT C877)
Area Code / Phone Number / Extension (TEXT C873)
Area Code / Phone Number / Extension (TEXT C878)
06/2012
FFIEC 002
Page 4 of 32
Schedule RAL—Assets and Liabilities
All schedules are to be reported in thousands of U.S. dollars. Unless otherwise indicated, report the amount outstanding as
of the last calendar day of the quarter.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
Assets
1. Claims on nonrelated parties:
(Excludes all claims on related depository institutions but includes
claims on related nondepository institutions. See instructions for
coverage and treatment of ''nonrelated'' and ''related'' institutions.)
a. Cash and balances due from depository institutions (from Schedule A,
item 6) ................................................................................
b. U.S. Government securities:
(1) U.S. Treasury securities ....................................................
(2) U.S. Government agency obligations ...................................
c. Other bonds, notes, debentures, and corporate stock (including
state and local securities):
(1) Securities of foreign governments and official institutions..........
(2) Mortgage-backed securities:
(a) Issued or guaranteed by U.S. Government agencies ..........
(b) Other ........................................................................
(3) Other asset-backed securities.............................................
(4) All other .........................................................................
d. Federal funds sold and securities purchased under agreements to
resell:
(1) Federal funds sold:
(a) With commercial banks in the U.S. ..................................
(b) With nonbank brokers and dealers in securities .................
(c) With others.................................................................
(2) Securities purchased under agreements to resell:
(a) With commercial banks in the U.S. ..................................
(b) With nonbank brokers and dealers in securities .................
(c) With others.................................................................
e. Loans and leases held for investment and held for sale
(from Schedule C, item 11) ........................................................
f. Trading assets:
(1) U.S. Treasury and Agency securities ....................................
(2) Mortgage-backed securities:
(a) Issued or guaranteed by U.S. Government agencies ..........
(b) Other ........................................................................
(3) Other asset-backed securities.............................................
(4) Other securities ...............................................................
(5) Other trading assets .........................................................
g. Not applicable
h. Other assets including other claims on nonrelated parties .............
i. Total claims on nonrelated parties (sum of items 1.a through 1.h) ...
2. Net due from related depository institutions:
a. For the reporting branch or agency including its IBF: Net due
from head office and other related depository institutions
(item 4.g minus item 1.i of Column A if item 4.g is greater than
item 1.i; otherwise enter -0-) ....................................................
b. For the IBF of the reporting branch or agency: Net due from
establishing entity, head office and other related depository
institutions (item 4.g minus item 1.i of Column B if item 4.g is
greater than item 1.i; otherwise enter -0-) ...................................
RCFD
0010
Amount
(Column B)
IBF Only
RCFN
0010
0260
Amount
1.a.
1.b.(1)
1.b.(2)
0371
A003
A003
1.c.(1)
C416
C416
C417
C036
C037
C417
C036
C037
1.c.(2)(a)
1.c.(2)(b)
1.c.(3)
1.c.(4)
C412
F856
C413
C412
F856
C413
1.d.(1)(a)
1.d.(1)(b)
1.d.(1)(c)
C414
F857
C414
F857
C415
C415
1.d.(2)(a)
1.d.(2)(b)
1.d.(2)(c)
2122
2122
1.e.
K479
K479
1.f.(1)
K298
K298
3536
3536
K299
L193
K299
L193
K302
K302
1.f.(2)(a)
1.f.(2)(b)
1.f.(3)
1.f.(4)
1.f.(5)
2151
2171
2151
2171
1.h.
1.i.
2.a.
2154
2154
2.b.
06/2018
FFIEC 002
Page 5 of 32
Schedule RAL—Continued
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands RCFD
Assets—Continued
3. Total assets (for Column A, sum of items 1.i and 2.a; for Column B,
sum of items 1.i and 2.b) ......................................................... 2170
Liabilities
4. Liabilities to nonrelated parties:
(Excludes all liabilities to related depository institutions but includes
all liabilities to related nondepository institutions. See instructions for
coverage and treatment of "nonrelated" and "related" institutions.)
a. Total deposits and credit balances (from Schedule E, item 7) ......
b. Federal funds purchased and securities sold under agreements to
repurchase:
(1) Federal funds purchased:
(a) With commercial banks in the U.S. ..............................
(b) With others .............................................................
(2) Securities sold under agreements to repurchase:
(a) With commercial banks in the U.S. ..............................
(b) With others .............................................................
c. Other borrowed money (from Schedule P, item 4) .....................
d. Not applicable.
e. Trading liabilities ................................................................
f. Other liabilities to nonrelated parties.......................................
g. Total liabilities to nonrelated parties (sum of items 4.a through 4.f) ....
5. Net due to related depository institutions:
a. For the reporting branch or agency including its IBF: Net due to
head office and other related depository institutions (item 1.i
minus item 4.g of Column A if item 1.i is greater than item 4.g;
otherwise enter -0-).............................................................
b. For the IBF of the reporting branch or agency: Net due to
establishing entity, head office, and other related depository
institutions (item 1.i minus item 4.g of Column B if item 1.i is
greater than item 4.g; otherwise enter -0-) ...............................
6. Total liabilities (for Column A, sum of items 4.g and 5.a; for
Column B, sum of items 4.g and 5.b) ........................................
Memoranda
1. Fair value of held-to-maturity securities ......................................
2. Amortized cost of held-to-maturity securities ...............................
3. Available-for-sale securities:
a. Fair value of available-for-sale securities................................
b. Amortized cost of available-for-sale securities .........................
4. Fair value of equity securities with readily determinable fair values
not held for trading1 ................................................................
Amount
(Column B)
IBF Only
RCFN
Amount
2170
3.
2205
2205
4.a.
C420
C421
C420
C421
4.b.(1)(a)
4.b.(1)(b)
C422
C423
3190
C422
C423
3190
4.b.(2)(a)
4.b.(2)(b)
4.c.
3548
2916
3548
2916
2927
2927
4.e.
4.f.
4.g.
2944
5.a.
2944
5.b.
2950
2950
6.
1771
1754
1771
1754
M.1.
M.2.
1773
1772
1773
1772
M.3.a.
M.3.b.
JA22
JA22
M.4.
1. Memorandum item 4 is to be completed only by institutions that have adopted ASU 2016-01, which includes provisions governing the
accounting for investments in equity securities. See the instructions for further detail on ASU 2016-01.
06/2018
FFIEC 002
Page 6 of 32
Schedule RAL—Continued
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
Memoranda—Continued
5. Loans held for trading (included in Schedule RAL, item 1.f.(5)):
a. Loans secured by real estate:
(1) Loans secured by 1– 4 family residential properties ..............
(2) All other loans secured by real estate .................................
b. Commercial and industrial loans ............................................
c. Other loans ........................................................................
6. Unpaid principal balance of loans held for trading (reported in
Schedule RAL, Memorandum item 5):
a. Loans secured by real estate:
(1) Loans secured by 1– 4 family residential properties ..............
(2) All other loans secured by real estate ................................
b. Commercial and industrial loans ............................................
c. Other loans ........................................................................
7. Fair value of structured notes ....................................................
8. Amortized cost of structured notes .............................................
9. Assets under the reporting branch or agency's management in
proprietary mutual funds and annuities .......................................
10. Derivatives with a positive fair value held for trading purposes .........
11. Derivatives with a negative fair value held for trading purposes ........
12. Not applicable.
13. Pledged U.S. government securities1 .........................................
RCFD
Amount
(Column B)
IBF Only
RCFN
HT63
HT64
HT63
HT64
F614
G007
F614
G007
HT66
HT67
HT66
HT67
F632
G009
8783
F632
G009
8783
8782
8782
B570
B570
3543
3547
3543
3547
2785
Amount
M.5.a.(1)
M.5.a.(2)
M.5.b.
M.5.c.
M.6.a.(1)
M.6.a.(2)
M.6.b.
M.6.c.
M.7.
M.8.
M.9.
M.10.
M.11.
M.13.
1. Includes held-to-maturity securities at amortized cost and available-for-sale securities at fair value.
06/2018
FFIEC 002
Page 7 of 32
Schedule RAL—Continued
Total Reporting
Branch or Agency
Including its IBF
Dollar Amounts in Thousands
Memoranda—Continued
14. If other assets including other claims on nonrelated parties (item 1.h) exceed 5 percent
of total assets (item 3), itemize and describe amounts that exceed 25 percent of
item 1.h.
a. TEXT
A539
b. TEXT
A540
c. TEXT
A541
15. If other liabilities to nonrelated parties (item 4.f) exceed 5 percent of total liabilities
(item 6), itemize and describe amounts that exceed 25 percent of item 4.f.
a. TEXT
A542
b. TEXT
A543
c. TEXT
A544
RCFD
Amount
A539
A540
M.14.a.
M.14.b.
M.14.c.
A541
A542
A543
M.15.a.
M.15.b.
M.15.c.
A544
RCFD
16. Number of full-time equivalent employees of the branch or agency at end of current period
(round to nearest whole number) .................................................................................. 4150
Number
M.16.
To be reported only with the March Report
17. Indicate in the box at the right the number of the statement below that best describes
RCFD
the most comprehensive level of auditing work performed for the branch or agency by
independent external auditors during the preceding year ................................................... 6724
1a= An integrated audit of the branch or agency and its
internal control over financial reporting conducted in
accordance with the auditing standards of the
American Institute of Certified Public Accountants
(AICPA) or the Public Company Accounting Oversight
Board (PCAOB) by an independent public accountant
(e.g., as required for FDIC-insured branches subject
to Part 363 of the FDIC's regulations that have $1
billion or more in total claims on nonrelated parties)
1b= An audit of the branch or agency conducted in
accordance with the auditing standards of the AICPA
or the PCAOB by an independent public accountant
Number
M.17.
2= An audit of the branch or agency conducted in
accordance with home-country auditing standards by
an independent public accountant
3= Review of the financial statements of the branch or
agency by external auditors, as part of the audit of the
parent organization
4= Review of the financial statements of the branch or
agency by external auditors
5= Compilation of the financial statements of the branch
or agency by external auditors
6= Other audit procedures
7= No audit or independent review
Total Reporting
Branch or Agency
Including its IBF
Dollar Amounts in Thousands
Statutory or Regulatory Requirement
as appropriate for the reporting institution (see instructions)
1. Asset maintenance requirement ....................................................................................
2. Asset pledge requirement/Capital equivalency deposit.......................................................
3. FDIC asset maintenance requirement (for FDIC insured branches only):
a. Average liabilities for the preceding calendar quarter ....................................................
b. Eligible assets as of the report date ...........................................................................
RCFD
Amount
3343
3349
S.1.
S.2.
2334
2387
S.3.a.
S.3.b.
06/2018
FFIEC 002
Page 8 of 32
Schedule A—Cash and Balances Due from Depository Institutions
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
Cash items in process of collection and unposted debits...........................
Currency and coin (U.S. and foreign) ....................................................
Balances due from depository institutions in the U.S. ...............................
Balances due from banks in foreign countries and foreign central banks ......
Balances due from Federal Reserve Banks ...........................................
RCFD
Amount
(Column B)
IBF Only
RCFN
0020
0080
0020
0082
0082
0070
0090
0070
RCXX
RCXY
6. Total (sum of items 1 through 5) (must equal Schedule RAL, item 1.a)......... 0010
0010
1.
2.
3.
4.
5.
Amount
1.
2.
3.
4.
5.
6.
06/2018
FFIEC 002
Page 9 of 32
Schedule C—Loans
Part I. Loans and Leases
Held for investment and held for sale.
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
1. Loans secured by real estate:
a. Construction, land development, and other land loans ...................
b. Secured by farmland (including farm residential and other
improvements) ......................................................................
c. Secured by 1– 4 family residential properties:
(1) Revolving, open-end loans secured by 1– 4 family residential
properties and extended under lines of credit ..........................
(2) Closed-end loans secured by 1– 4 family residential properties........
d. Secured by multifamily (5 or more) residential properties ...............
e. Secured by nonfarm nonresidential properties .............................
2. Loans to depository institutions and acceptances of other banks:
a. To commercial banks in the U.S. (including their IBFs):
(1) To U.S. branches and agencies of other foreign banks ..............
(2) To other commercial banks in the U.S. ...................................
b. To other depository institutions in the U.S. (including their IBFs).......
c. To banks in foreign countries:
(1) To foreign branches of U.S. banks.........................................
(2) To other banks in foreign countries ........................................
3. Loans to other financial institutions................................................
4. Commercial and industrial loans:
a. To U.S. addressees (domicile) ..................................................
b. To non-U.S. addressees (domicile) ............................................
5. Not applicable.
6. Loans to foreign governments and official institutions (including foreign
central banks)...........................................................................
7. Loans for purchasing or carrying securities (secured and unsecured) ...
8. All other loans (include state and local obligations other than securities
and loans to individuals) ..............................................................
9. Lease financing receivables (net of unearned income):
a. Of U.S. addressees (domicile) ..................................................
b. Of non-U.S. addressees (domicile) ............................................
10. Less: Any unearned income on loans reflected in items 1–8 above ......
11. Total loans and leases, held for investment and held for sale (sum of
items 1 through 9 minus item 10) (must equal Schedule RAL, item 1.e) ..
Memoranda
1.–2. Not applicable.
3. Commercial and industrial loans with remaining maturity of one year
or less (excluding those in nonaccrual status):
a. With predetermined interest rates ..............................................
b. With floating interest rates .......................................................
4. Commercial and industrial loans with remaining maturity of more
than one year (excluding those in nonaccrual status):
a. With predetermined interest rates ..............................................
b. With floating interest rates .......................................................
RCFD
Amount
(Column B)
IBF Only
RCFN
Amount
1415
1415
1.a.
1420
1420
1.b.
1797
1797
1798
1460
1480
1798
1460
1480
1.c.(1)
1.c.(2)
1.d.
1.e.
B532
B532
B533
B534
B533
B534
2.a.(1)
2.a.(2)
2.b.
B536
B537
1520
B536
B537
1520
2.c.(1)
2.c.(2)
3.
1763
1764
1763
1764
4.a.
4.b.
2081
2081
1545
1545
6.
7.
1885
1885
8.
2182
2183
2182
2183
9.a.
9.b.
10.
2123
2123
RCXX
RCXY
2122
2122
11.
RCFD
6119
6120
M.3.a.
M.3.b.
6122
6123
M.4.a.
M.4.b.
06/2018
FFIEC 002
Page 10 of 32
Schedule C—Continued
Part II. Loans to Small Businesses and Small Farms
Part II of Schedule C is to be completed annually as of the June 30 report date only by branches whose deposits
are insured by the FDIC.
Report the number and amount currently outstanding as of June 30 of business loans with "original amounts" of $1,000,000 or less and
farm loans with "original amounts" of $500,000 or less. The following guidelines should be used to determine the "original amount" of a
loan: (1) For loans drawn down under lines of credit or loan commitments, the "original amount" of the loan is the size of the line of
credit or loan commitment when the line of credit or loan commitment was most recently approved, extended, or renewed prior to the
report date. However, if the amount currently outstanding as of the report date exceeds this size, the "original amount" is the amount
currently outstanding on the report date. (2) For loan participations and syndications, the "original amount" of the loan participation or
syndication is the entire amount of the credit originated by the lead lender. (3) For all other loans, the "original amount" is the total
amount of the loan at origination or the amount currently outstanding as of the report date, whichever is larger.
Loans to Small Businesses
1. Not applicable.
(Column A)
Number of Loans
Dollar Amounts in Thousands
2. Number and amount currently outstanding of "Loans secured by nonfarm nonresidential properties" (excluding those held in the branch's IBF)
reported in Schedule C, part I, item 1, column A, "Loans secured by real
estate" (sum of items 2.a through 2.c must be less than or equal to
Schedule C, part I, item 1, column A minus column B):
a. With original amounts of $100,000 or less ..........................................
b. With original amounts of more than $100,000 through $250,000 .............
c. With original amounts of more than $250,000 through $1,000,000 ............
3. Number and amount currently outstanding of "Commercial and industrial
loans to U.S. addressees" (excluding those held in the branch's IBF)
reported in Schedule C, part I, item 4.a, column A (sum of items 3.a through
3.c must be less than or equal to Schedule C, part I, item 4.a, column A
minus column B):
a. With original amounts of $100,000 or less ..........................................
b. With original amounts of more than $100,000 through $250,000 .............
c. With original amounts of more than $250,000 through $1,000,000 ............
(Column B)
Amount
Currently
Outstanding
Amount
RCON
RCON
5564
5566
5565
5567
5568
5569
2.a.
2.b.
2.c.
5570
5572
5574
5571
5573
5575
3.a.
3.b.
3.c.
06/2018
FFIEC 002
Page 11 of 32
Schedule C—Continued
Part II—Continued
Agricultural Loans to Small Farms
(Column A)
Number of Loans
Dollar Amounts in Thousands
4. Number and amount currently outstanding of "Loans secured by farmland
(including farm residential and other improvements)" (excluding those held
in the branch's IBF) reported in Schedule C, part I, item 1, column A, "Loans
secured by real estate" (sum of items 4.a through 4.c must be less than or
equal to Schedule C, part I, item 1, column A minus column B):
a. With original amounts of $100,000 or less .........................................
b. With original amounts of more than $100,000 through $250,000 .............
c. With original amounts of more than $250,000 through $500,000 .............
5. Number and amount currently outstanding of "Loans to finance agricultural production and other loans to farmers" (excluding those held in the branch's IBF)
reported in Schedule C, part I, item 8, column A, "All other loans" (sum of items
5.a through 5.c must be less than or equal to Schedule C, part I, item 8, column
A minus column B):
a. With original amounts of $100,000 or less .........................................
b. With original amounts of more than $100,000 through $250,000 .............
c. With original amounts of more than $250,000 through $500,000 .............
(Column B)
Amount
Currently
Outstanding
Amount
RCON
RCON
5578
5580
5579
5581
5582
5583
4.a.
4.b.
4.c.
5584
5586
5588
5585
5587
5589
5.a.
5.b.
5.c.
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Page 12 of 32
Schedule E—Deposit Liabilities and Credit Balances
NOTE: Exclude all transactions with related depository institutions.
Total Deposit Liabilities and Credit Balances, Excluding IBF
Transaction
Accounts
(Column A)
Total Transaction
Accounts and
Credit Balances
(Excluding IBF)
Dollar Amounts in Thousands
1. Individuals, partnerships,
and corporations (include
all certified and official
checks):
a. U.S. addressees
(domicile) ................
b. Non-U.S. addressees
(domicile) .................
2. Commercial banks in the
U.S. (including their
IBFs):
a. U.S. branches and
agencies of other
foreign banks ...........
b. Other commercial
banks in the U.S. ......
3. Banks in foreign
countries:
a. Foreign branches of
U.S. banks ..............
b. Other banks in
foreign countries .......
4. Foreign governments and
official institutions (including foreign central banks) .
5. All other deposits and
credit balances ............
6. Not applicable.
7. Total deposits and credit
balances (sum of
Columns A, C, and D
must equal Schedule
RAL, item 4.a, Column A.
Column D must equal
Schedule RAL, item 4.a,
Column B) ..................
RCON
Amount
Nontransactions
Accounts
(Column B)
Memo: Total Demand
Deposits1 (Included in
Column A)
RCON
Amount
(Column C)
Total Nontransaction
Accounts
(Including MMDAs)
(Excluding IBF)
RCON
Amount
(Column D)
IBF Deposit Liabilities2
RCFN
Amount
C040
C041
C042
1.a.
C043
C044
C045
1.b.
1643
2347
1668
2.a.
1645
2348
1669
2.b.
1646
2367
1671
3.a.
1647
2373
1672
3.b.
1649
2377
2650
4.
1650
2259
2261
5.
RCXY
1653
2210
2385
2205
7.
1. Includes interest-bearing and noninterest-bearing demand deposits.
2. Amounts in this column should exclude those IBF liabilities to be reported as "Federal funds purchased and securities sold under agreements to
repurchase" or as "Other borrowed money."
06/2012
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Page 13 of 32
Schedule E—Continued
Memoranda
Total Reporting
Branch or Agency
Excluding Its IBF
Dollar Amounts in Thousands RCON
1. Components of total nontransaction accounts (included in item 7, Column C):
a. Time deposits of $100,000 or more ............................................................................... 2604
b. Individual Retirement Accounts (IRAs) and Keogh Plan accounts included in Memorandum
item 1.a, "Time deposits of $100,000 or more," above ...................................................... F233
c. Time deposit of $100,000 or more with remaining maturity of more than 12 months included in
Memorandum item 1.a, "Time deposits of $100,000 or more," above ................................... 6643
Amount
M.1.a.
M.1.b.
M.1.c.
Schedule K—Quarterly Averages1
NOTE: Exclude all transactions with related depository institutions.
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
Assets
1. Interest-bearing balances due from depository institutions (corresponds to part of Schedule RAL,
item 1.a, Column A) ......................................................................................................
2. Federal funds sold and securities purchased under agreements to resell (corresponds to
Schedule RAL, item 1.d, Column A) .................................................................................
3. Total loans and leases held for investment and held for sale (corresponds to Schedule RAL,
item 1.e, Column A) ......................................................................................................
4. Loans to and acceptances of banks in foreign countries (corresponds to Schedule C, item 2.c,
Column A) ..................................................................................................................
5. Total claims on nonrelated parties (corresponds to Schedule RAL, item 1.i, Column A) ...............
Liabilities
6. Time certificates of deposit of $100,000 or more (corresponds to part of Schedule E,
Memorandum item 1.a) .................................................................................................
7. Interest-bearing deposits2 and credit balances (corresponds to part of Schedule RAL,
item 4.a, Column A) ......................................................................................................
8. Federal funds purchased and securities sold under agreements to repurchase (corresponds to
Schedule RAL, item 4.b, Column A) .................................................................................
9. Other borrowed money (corresponds to Schedule RAL, item 4.c, Column A) ............................
RCFD
Amount
3381
1.
3365
2.
3360
3.
3105
3106
4.
5.
3345
6.
3107
7.
3353
8.
9.
3355
1. For all items, branches and agencies have the option of reporting either (1) an average of daily figures for the quarter or (2) an average of
weekly figures (i.e., the Wednesday of each week of the quarter).
2. Includes interest-bearing demand deposits.
06/2018
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Page 14 of 32
Schedule L—Derivatives and Off-Balance-Sheet Items
NOTE: Exclude all transactions with related depository institutions.
Total Reporting
Branch or Agency
Including Its IBF
1.
2.
3.
4.
5.
Dollar Amounts in Thousands
Commitments to make or purchase loans ........................................................................
Spot foreign exchange contracts....................................................................................
Standby letters of credit:
a. Total .....................................................................................................................
(1) To U.S. addressees (domicile)...............................................................................
(2) To non-U.S. addressees (domicile).........................................................................
b. Amount of total standby letters of credit in item 3.a conveyed to others through participations ...
Commercial and similar letters of credit ...........................................................................
Not applicable.
6. Credit derivatives:
a. Notional amounts:
(1) Credit default swaps ...........................................................
(2) Total return swaps ..............................................................
(3) Credit options ....................................................................
(4) Other credit derivatives .......................................................
b. Gross fair values:
(1) Gross positive fair value ......................................................
(2) Gross negative fair value .....................................................
RCFD
Amount
1.
2.
8765
3375
3.a.
3.a.(1)
3.a.(2)
3.b.
4.
3376
3377
3378
3411
(Column A)
Guarantor
RCFD
Amount
3423
(Column B)
Beneficiary
RCFD
C968
C970
C972
C969
C974
C975
C219
C221
C220
C222
Amount
6.a.(1)
6.a.(2)
6.a.(3)
6.a.(4)
C971
C973
6.b.(1)
6.b.(2)
Total Reporting
Branch or Agency
Including Its IBF
7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of
total claims on nonrelated parties as reported on Schedule RAL, item 1.i ...............................
List below each component of this item greater than or equal to 1 percent of total claims on
Amount
nonrelated parties as reported on Schedule RAL, item 1.i:
RCFD
a. TEXT
5598
5598
b. TEXT
5600
5600
c. TEXT
5601
5601
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent
of total claims on nonrelated parties as reported on Schedule RAL, item 1.i ............................
List below each component of this item greater than or equal to 1 percent of total claims on
nonrelated parties as reported on Schedule RAL, item 1.i:
Amount
RCFD
a. TEXT
5604
5604
b. TEXT
5605
5605
c. TEXT
5606
5606
RCFD
5602
Amount
7.
7.a.
7.b.
7.c.
5603
8.
8.a.
8.b.
8.c.
06/2012
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Page 15 of 32
Schedule L—Continued
NOTE: Exclude all transactions with related depository institutions.
Dollar Amounts in Thousands
Derivatives Position
Indicators1
9. Gross amounts (e.g.,
notional amounts):
a. Futures contracts......
b. Forward contracts.....
c. Exchange-traded
option contracts:
(1) Written options ...
(2) Purchased options
d. Over-the-counter
option contracts:
(1) Written options ....
(2) Purchased options
e. Swaps ...................
10. Total gross notional
amount of derivative
contracts held for trading .
11. Total gross notional
amount of derivative
contracts held for purposes other than trading.
12. Gross fair values of derivative contracts:
a. Contracts held for
trading:
(1) Gross positive
fair value............
(2) Gross negative fair
value ................
b. Contracts held for
purposes other
than trading:
(1) Gross positive
fair value............
(2) Gross negative
fair value ...........
(Column A)
Interest Rate
Contracts
RCFD
Amount
(Column B)
Foreign Exchange
Contracts2
RCFD
Amount
(Column C)
Equity Derivative
Contracts
RCFD
Amount
(Column D)
Commodity and
Other Contracts
RCFD
Amount
8693
8694
8695
8696
8697
8698
8699
8700
9.a.
9.b.
8701
8705
8702
8706
8703
8707
8704
8708
9.c.(1)
9.c.(2)
8709
8713
8710
8714
8711
8715
8712
8716
3450
3826
8719
8720
9.d.(1)
9.d.(2)
9.e.
A126
A127
8723
8724
10.
8725
8726
8727
8728
11.
8733
8734
8735
8736
12.a.(1)
8737
8738
8739
8740
12.a.(2)
8741
8742
8743
8744
12.b.(1)
8745
8746
8747
8748
12.b.(2)
1. For each column, sum of items 9.a through 9.e must equal sum of items 10 and 11.
2. Spot foreign exchange is reported in Schedule L, item 2.
06/2012
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Page 16 of 32
Schedule M—Due from/Due to Related Institutions in the U.S. and in Foreign
Countries (CONFIDENTIAL)
The Federal Financial Institutions Examination Council regards the individual respondent information provided by each reporting
institution on this schedule as confidential. If it should be determined subsequently that any information collected on this
schedule must be released, respondents will be notified.
Total Reporting Branch or Agency
Including Its IBF
(Column A)
Gross due from
Dollar Amounts in Thousands
Part I: Transactions of reporting institution including its IBF with related
depository institutions, reflected in net due from/due to items
(items 2.a and 5.a; Column A) in Schedule RAL.
Amounts outstanding as of report date:
1. U.S. domiciled offices of related depository institutions (including their
IBFs):
a. Related branches and agencies in the U.S.:
(1) In same state as the reporting office.....................................
(2) In other states .................................................................
b. Offices in the U.S. of other related depository institutions (including
Edge and Agreement corporations and New York investment
companies)..........................................................................
2. Non-U.S. domiciled offices of related depository institutions:
a. Head office of parent bank ......................................................
b. Non-U.S. branches and agencies of the parent bank:
(1) Offices in the Caribbean ....................................................
(2) Other offices ...................................................................
c. Other non-U.S. offices of related depository institutions .................
3. Total (sum of items 1.a, 1.b, and 2.a through 2.c) .............................
4. Net due from head office and other related depository institutions (item 3,
Column A minus Column B — enter the amount with a minus sign (–) if
Column B is greater than Column A. The absolute value of item 4 must
equal Schedule RAL, item 2.a if item 3 Column A above is greater than
Column B, or Schedule RAL, item 5.a if item 3 Column B above is greater
than Column A) .......................................... 3035
Memoranda
1. Average daily (or weekly) amounts for the quarter ending with the report
date:
a. Related depository offices domiciled in the U.S. (corresponds to items
1.a and 1.b of Part I above) ......................................................
b. Related depository offices domiciled outside of the U.S. (corresponds
to items 2.a through 2.c of Part I above) .....................................
2. Sum of those parts of items 1.b and 2.c of Part I above that are with
wholly owned depository subsidiaries of the parent bank .....................
3. Trading assets and liabilities, related parties (amount is included in item 3
above, and in Schedule RAL, items 2.a and 5.a, respectively) .................
RCFD
Amount
(Column B)
Gross due to
RCFD
Amount
3008
3010
3007
3009
1.a.(1)
1.a.(2)
3171
3172
1.b.
3173
3174
2.a.
3175
3177
3179
3002
3176
3178
3180
3001
2.b.(1)
2.b.(2)
2.c.
3.
4.
3026
3025
M.1.a.
3028
3027
M.1.b.
3181
3182
M.2.
A006
A007
M.3.
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Page 17 of 32
Schedule M (CONFIDENTIAL)—Continued
IBF Only
(Column A)
Gross due from
Dollar Amounts in Thousands
Part II: Transactions of reporting institution's IBF with related
depository institutions.
Amounts outstanding as of report date:
1. IBF transactions with related depository institutions other than
transactions with establishing entity:
a. IBF transactions with IBFs of related depository institutions
domiciled in the U.S. (included in Part I, item 1) ..........................
b. IBF transactions with related depository institutions domiciled
outside the U.S. (included in Part I, item 2):
(1) Head office of parent bank................................................
(2) Non-U.S. branches and agencies of the parent bank:
(a) Offices in the Caribbean..............................................
(b) Other offices ............................................................
(3) Other related depository institutions domiciled outside the U.S ...
c. Total (sum of items 1.a and 1.b.(1) through 1.b.(3) above) ..............
d. IBF net due from related depository institutions
other than establishing entity (item 1.c,
Column A minus Column B—enter the amount
with a minus sign (–) if Column B is
greater than Column A ....................... 3193
2. IBF net due from establishing entity (if net due
to, enter the amount with a minus sign (–)) .... 1888
3. IBF net due from all related depository institutions (sum of items 1.d and 2 above; if negative,
enter the amount with a minus sign (–)). (If this
item is positive, it must equal Schedule RAL,
item 2.b; if this item is negative, its absolute
value must equal Schedule RAL, item 5.b.) .... 3194
RCFN
Amount
(Column B)
Gross due to
RCFN
Amount
3004
3003
1.a.
3173
3174
1.b.(1)
3175
3177
3179
3176
3178
3180
3002
3001
1.b.(2)(a)
1.b.(2)(b)
1.b.(3)
1.c.
1.d.
2.
3.
Total Reporting Branch or Agency
Including Its IBF
(Column A)
Gross due from
Dollar Amounts in Thousands RCFD
Part III: Transactions of reporting institution including its IBF with related
nondepository subsidiaries. These are not reflected in the net due
from/due to items (items 2.a and 5.a) in Schedule RAL.
Amounts outstanding as of report date with:
1. Related nondepository majority-owned subsidiaries in the U.S. ....... 3030
2. Related nondepository majority-owned subsidiaries in foreign countries.. 3032
Memorandum
1. Amount of items 1 and 2 above for wholly owned related nondepository
subsidiaries........................................................................... 3034
Amount
(Column B)
Gross due to
RCFD
3029
Amount
3031
1.
2.
3033
M.1.
06/2012
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Page 18 of 32
Schedule M (CONFIDENTIAL)—Continued
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
Part IV: Confidential Loan Information.
1. Amount of allowance for loan losses, if any, carried on the books of the reporting branch or agency
including its IBF............................................................................................................
2. Other real estate owned................................................................................................
Part V: Derivatives and off-balance-sheet items: with related depository institutions.
1. Commitments to make or purchase loans .........................................................................
2. Spot foreign exchange contracts.....................................................................................
3. Total standby letters of credit .........................................................................................
4. Commercial and similar letters of credit ............................................................................
5. Not applicable.
6. Credit derivatives:
a. Notional amounts:
(1) Credit default swaps ...........................................................
(2) Total return swaps ..............................................................
(3) Credit options....................................................................
(4) Other credit derivatives .......................................................
b. Gross fair values:
(1) Gross positive fair value ......................................................
(2) Gross negative fair value .....................................................
RCFD
3195
2150
1.
2.
5766
1.
2.
3.
4.
A125
5770
5771
(Column A)
Guarantor
RCFD
Amount
Amount
(Column B)
Beneficiary
RCFD
Amount
G014
G015
G016
G018
G020
G017
G019
G021
6.a.(1)
6.a.(2)
6.a.(3)
6.a.(4)
C484
C487
C488
C489
6.b.(1)
6.b.(2)
Total Reporting
Branch or Agency
Including Its IBF
7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of total claims on
related depository institutions as reported in Schedule M, Part I, Item 3, Column A ...................
List below each component of this item greater than or equal to 1 percent
of total claims on related depository institutions as reported on Schedule
RCFD
Amount
M, Part I, Item 3, Column A:
TEXT
8570
a. 8570
TEXT
8571
b. 8571
TEXT
8572
c. 8572
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent of total
claims on related depository institutions as reported in Schedule M, Part I, Item 3, Column A ...........
List below each component of this item greater than or equal to 1
percent of total claims on related depository institutions as reported
RCFD
Amount
on Schedule M, Part I, Item 3, Column A:
TEXT
8574
a. 8574
TEXT
8575
b. 8575
TEXT
8576
c. 8576
RCFD
8569
Amount
7.
7.a.
7.b.
7.c.
8573
8.
8.a.
8.b.
8.c.
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Page 19 of 32
Schedule M (CONFIDENTIAL)—Continued
Dollar Amounts in Thousands
Derivatives
Position Indicators1
9. Gross amounts (e.g.,
notional amounts):
a. Futures contracts ....
b. Forward contracts ...
c. Exchange-traded
option contracts:
(1) Written options ..
(2) Purchased options
d. Over-the-counter
option contracts:
(1) Written options.....
(2) Purchased options
e. Swaps ..................
10. Total gross notional
amount of derivative
contracts held for trading
11. Total gross notional
amount of derivative
contracts held for
purposes other than
trading.......................
12. Gross fair values of
derivative contracts:
a. Contracts held for
trading:
(1) Gross positive
fair value..........
(2) Gross negative
fair value..........
b. Contracts held for
purposes other than
trading:
(1) Gross positive
fair value..........
(2) Gross negative
fair value .........
(Column A)
Interest Rate
Contracts
RCFD
Amount
(Column B)
Foreign Exchange
Contracts2
RCFD
Amount
(Column C)
Equity Derivative
Contracts
RCFD
Amount
(Column D)
Commodity and
Other Contracts
RCFD
Amount
A008
A038
A009
A039
A010
A040
A037
A041
9.a.
9.b.
A042
A046
A043
A047
A044
A048
A045
A049
9.c.(1)
9.c.(2)
A050
A051
A052
A053
A054
A058
A055
A059
A056
A060
A057
A061
9.d.(1)
9.d.(2)
9.e.
A062
A063
A064
A065
10.
A066
A067
A068
A069
11.
A074
A075
A076
A077
12.a.(1)
A078
A079
A080
A081
12.a.(2)
A082
A083
A084
A085
12.b.(1)
A086
A087
A088
A089
12.b.(2)
1. For each column, sum of items 9.a through 9.e must equal sum of items 10 and 11.
2. Spot foreign exchange is reported in Schedule M, Part V, item 2.
06/2012
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Page 20 of 32
Schedule N—Past Due, Nonaccrual, and Restructured Loans
NOTE: Exclude all transactions with related depository institutions.
Total Reporting Branch or Agency Including Its IBF
(Column A)
Past Due 30 Through
89 Days and Still Accruing
Dollar Amounts in Thousands
1. Total loans to U.S.
addressees (domicile):
a. Commercial and
industrial loans ..........
b. Loans secured by
real estate ................
c. All other loans(including
all lease financing
receivables) ...............
2. Total loans to non-U.S.
addressees (domicile).......
3. Total (sum of items 1.a
through 1.c and 2) ..........
RCFD
Amount
(Column B)
Past Due 90 Days or
More and Still Accruing
RCFD
Amount
(Column C)
Nonaccrual
RCFD
Amount
(Column D)
Restructured and
in Compliance with
Modified Terms
RCFD
Amount
1606
1607
1608
1609
1.a.
1421
1422
1423
1424
1.b.
3183
3184
3185
3186
1.c.
1623
1624
1625
1627
2.
1406
1407
1403
1404
3.
Memoranda
1. Book value of loans sold or
otherwise transferred to
head office or to related
institutions and still serviced
by the reporting branch or
agency ......................... 1628
2. Interest rate, foreign
exchange rate, and other
commodity and equity
contracts:
Fair value of amounts
carried as assets ............. 3529
1629
1582
1637
M.1.
3530
M.2.
06/2012
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Page 21 of 32
Schedule O—Other Data for Deposit Insurance Assessments
This schedule is to be completed only by branches whose deposits are insured by the FDIC. Each FDIC-insured branch
must complete items 1 and 2, 4 through 6, Memorandum items 1 and 5, and, if applicable, item 3 and Memorandum items 2
and 3 each quarter.
Reporting Branch
Including Its IBF
Dollar Amounts in Thousands
RCFD
Amount
1. Total deposit liabilities before exclusions (gross) as defined in Section 3(l) of the Federal Deposit
Insurance Act and FDIC regulations................................................................................ F236
2. Total allowable exclusions, including interest accrued and unpaid on allowable exclusions
(including foreign deposits)........................................................................................... F237
RCFN
3. Total foreign deposits, including interest accrued and unpaid thereon
(included in item 2 above) ............................................................................................ F234
1.
2.
3.
RCFD
4. Average consolidated total assets for the calendar quarter .................................................... K652
Number
a. Averaging method used (for daily averaging, enter 1; for weekly
averaging, enter 2) ................................................................. K653
5. Average tangible equity for the calendar quarter1................................................................ K654
6. Holdings of long-term unsecured debt issued by other FDIC-insured depository institutions .......... K655
4.
4.a.
5.
6.
1. See instructions for averaging methods. Tangible equity is defined as eligible assets (determined in accordance with Section 347.210 of
the FDIC’s regulations) less the book value of liabilities (exclusive of liabilities due to the foreign bank’s head office, other branches,
agencies, offices, or wholly owned subsidiaries).
Reporting Branch
Excluding Its IBF
Memoranda
Dollar Amounts in Thousands
1. Total deposit liabilities of the branch (including related interest accrued and unpaid) less allowable
exclusions (sum of Memorandum items 1.a.(1), 1.b.(1), 1.c.(1), and 1.d.(1) must equal Schedule O,
item 1 less item 2):
a. Deposit accounts (excluding retirement accounts) of $250,000 or less:1
(1) Amount of deposit accounts (excluding retirement accounts) of $250,000 or less ................
Number
(2) Number of deposit accounts (excluding retirement accounts) of
$250,000 or less (to be completed for the June report only) .......... F050
b. Deposit accounts (excluding retirement accounts) of more than $250,000:1
(1) Amount of deposit accounts (excluding retirement accounts) of more than $250,000..............
Number
(2) Number of deposit accounts (excluding retirement accounts) of more
than $250,000................................................................... F052
c. Retirement deposit accounts of $250,000 or less:1
(1) Amount of retirement deposit accounts of $250,000 or less.......................................
Number
(2) Number of retirement deposit accounts of $250,000 or less
(to be completed for the June report only) ............................. F046
d. Retirement deposit accounts of more than $250,000:1
(1) Amount of retirement deposit accounts of more than $250,000 ......................................
RCON
Amount
F049
M.1.a.(1)
M.1.a.(2)
F051
M.1.b.(1)
M.1.b.(2)
F045
M.1.c.(1)
M.1.c.(2)
F047
M.1.d.(1)
Number
(2) Number of retirement deposit accounts of more than $250,000 ...... F048
M.1.d.(2)
1. The dollar amounts used as the basis for reporting in Memoranda items 1.a. through 1.d. reflect the deposit insurance limits in effect on
the report date.
12/2012
FFIEC 002
Page 22 of 32
Schedule O—Continued
Dollar Amounts in Thousands
Memorandum item 2 is to be completed by branches with $1 billion or more
in total claims on nonrelated parties.2
2. Estimated amount of uninsured deposits in the branch, including related interest accrued and
unpaid.3 ......................................................................................................................
3. Preferred deposits (to be completed for the December report only) .........................................
4. and 5. Not applicable.
Reporting Branch
Excluding Its IBF
RCON
Amount
5597
5590
M.2.
M.3.
2. The $1 billion size test is generally based on the total claims on nonrelated parties (Schedule RAL, item 1.i, column A) reported on the June 30, 2014,
Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks.
3. Uninsured deposits should be estimated based on the deposit insurance limits set forth in Memorandum items 1.a through 1.d.
Schedule P—Other Borrowed Money
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
1. Owed to nonrelated commercial banks in the U.S. (including their IBFs):
a. Owed to U.S. offices of nonrelated U.S. banks ...............................
b. Owed to U.S. branches and agencies of nonrelated foreign banks .....
2. Owed to nonrelated banks in foreign countries:
a. Owed to foreign branches of nonrelated U.S. banks ........................
b. Owed to foreign offices of nonrelated foreign banks.........................
3. Owed to others ............................................................................
RCFD
Amount
(Column B)
IBF Only
RCFN
Amount
3312
3313
3312
3313
1.a.
1.b.
3314
3315
2.a.
2.b.
3.
2869
3314
3315
2869
RCXX
RCXY
4. Total (sum of items 1 through 3) (must equal Schedule RAL, item 4.c) .....
3190
3190
Memorandum
1. Immediately available funds with a maturity greater than one day
included in other borrowed money...................................................
RCFD
2805
4.
M.1.
03/2015
FFIEC 002
Page 23 of 32
Schedule Q—Financial Assets and Liabilities Measured at Fair Value on a Recurring Basis
Schedule Q is to be completed by branches and agencies that:
(1) Have elected to report financial instruments or servicing assets and liabilities at fair value under a fair value option with changes in fair value recognized in earnings, or
(2) Reported total trading assets of $10 million or more in any of the four preceding calendar quarters.
(Column A)
Total Fair Value
Reported on
Schedule RAL
Dollar Amounts in Thousands
Assets
1. Available-for-sale debt securities and equity
securities with readily determinable fair values
not held for trading1 ..................................
2. Federal funds sold and securities
purchased under agreements to resell ..........
3. Loans and leases held for sale ....................
4. Loans and leases held for investment ...........
5. Trading assets:
a. Derivative assets ..................................
RCFD
Amount
(Column B)
LESS: Amounts Netted in
the Determination
of Total Fair Value
RCFD
Amount
(Column C)
Level 1 Fair Value
Measurements
RCFD
Amount
(Column D)
Level 2 Fair Value
Measurements
RCFD
Amount
(Column E)
Level 3 Fair Value
Measurements
RCFD
Amount
JA36
G474
G475
G476
G477
1.
G478
G479
G480
G481
G482
G483
G484
G485
G486
G487
G488
G489
G490
G491
G492
2.
3.
4.
G493
G494
G495
G496
5.a.
G498
G499
G500
G501
5.b.
RCXX
3543
RCFD
b. Other trading assets ..............................
(1) Nontrading securities at fair value with
changes in fair value reported in current
earnings (included in Schedule Q, item
5.b above) ........................................
6. All other assets ........................................
7. Total assets measured at fair value on a
recurring basis (sum of items 1 through 5.b
plus item 6) .............................................
G497
F240
F684
F692
F241
F242
G391
G392
G395
G396
G804
5.b.(1)
6.
G502
G503
G504
G505
G506
7.
1. For institutions that have adopted ASU 2016-01, which includes provisions governing the accounting for investments in equity securities, the amount reported in item 1, column A, must equal
the sum of Schedule RAL, Memorandum items 3.a and 4. For institutions that have not adopted ASU 2016-01, the amount reported in item 1, column A, must equal Schedule RAL,
Memorandum item 3.a.
06/2018
FFIEC 002
Page 24 of 32
Schedule Q—Continued
(Column A)
Total Fair Value
Reported on
Schedule RAL
Dollar Amounts in Thousands RCFD
Liabilities
8. Deposits .................................................. F252
9. Federal funds purchased and securities
sold under agreements to repurchase............ G507
RCXX
10. Trading liabilities:
a. Derivative liabilities................................. 3547
Amount
(Column B)
LESS: Amounts Netted in
the Determination
of Total Fair Value
RCFD
Amount
(Column C)
Level 1 Fair Value
Measurements
RCFD
Amount
(Column D)
Level 2 Fair Value
Measurements
RCFD
Amount
(Column E)
Level 3 Fair Value
Measurements
RCFD
Amount
F686
F694
F253
F254
8.
G508
G509
G510
G511
9.
G512
G513
G514
G515
10.a.
G516
G521
G526
G805
G517
G522
G527
G806
G518
G523
G528
G807
G519
G524
G529
G808
G520
G525
G530
G809
10.b.
11.
12.
13.
G531
G532
G533
G534
G535
14.
RCFD
b. Other trading liabilities ............................
11. Other borrowed money ...............................
12. Subordinated notes and debentures ..............
13. All other liabilities ......................................
14. Total liabilities measured at fair value on a
recurring basis (sum of items 8 through 13) ....
06/2018
FFIEC 002
Page 25 of 32
Schedule Q—Continued
(Column A)
Total Fair Value
Reported on
Schedule RAL
Dollar Amounts in Thousands
Memoranda
1. All other assets (itemize and describe
amounts included in Schedule Q, item 6,
that are greater than $100,000 and exceed
25% of item 6)
a. Mortgage servicing assets ......................
b. Nontrading derivative assets ...................
TEXT
c. G546
TEXT
d. G551
TEXT
e. G556
TEXT
f. G561
2. All other liabilities (itemize and describe
amounts included in Schedule Q,
item 13, that are greater than $100,000 and
exceed 25% of item 13):
a. Loan commitments (not accounted for
as derivatives) .......................................
b. Nontrading derivative liabilities .................
TEXT
c. G571
TEXT
d. G576
TEXT
e. G581
TEXT
f. G586
RCFD
Amount
(Column B)
LESS: Amounts Netted in
the Determination
of Total Fair Value
RCFD
Amount
(Column C)
Level 1 Fair Value
Measurements
RCFD
Amount
(Column D)
Level 2 Fair Value
Measurements
RCFD
Amount
(Column E)
Level 3 Fair Value
Measurements
RCFD
G536
G537
G538
G539
G540
G541
G546
G542
G547
G543
G548
G544
G549
G545
G550
G551
G552
G553
G554
G555
G556
G557
G558
G559
G560
G561
G562
G563
G564
G565
F261
F689
F697
F262
F263
G566
G567
G568
G569
G570
G571
G572
G573
G574
G575
G576
G577
G578
G579
G580
G581
G582
G583
G584
G585
G586
G587
G588
G589
G590
Amount
M.1.a.
M.1.b.
M.1.c.
M.1.d.
M.1.e.
M.1.f.
M.2.a.
M.2.b.
M.2.c.
M.2.d.
M.2.e.
M.2.f.
06/2018
FFIEC 002
Page 26 of 32
Schedule Q—Continued
Memorandum items 3 and 4 are to be completed by branches and agencies that have elected to measure loans included in Schedule
C, part I, items 1 through 8, at fair value under a fair value option.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF
Dollar Amounts in Thousands
Memoranda—Continued
3. Loans measured at fair value (included in Schedule C, part I, items
1 through 8):
a. Loans secured by real estate:
(1) Loans secured by 1– 4 family residential properties ..................
(2) All other loans secured by real estate ....................................
b. Commercial and industrial loans ...............................................
c. Other loans...........................................................................
4. Unpaid principal balance of loans measured at fair value (reported
in Schedule Q, Memorandum item 3):
a. Loans secured by real estate:
(1) Loans secured by 1– 4 family residential properties ..................
(2) All other loans secured by real estate ....................................
b. Commercial and industrial loans ...............................................
c. Other loans...........................................................................
RCFD
Amount
(Column B)
IBF Only
RCFN
HT87
HT87
HT88
F585
G011
HT88
F585
G011
HT91
HT91
HT92
F597
G013
HT92
F597
G013
Amount
M.3.a.(1)
M.3.a.(2)
M.3.b.
M.3.c.
M.4.a.(1)
M.4.a.(2)
M.4.b.
M.4.c.
06/2018
FFIEC 002
Page 27 of 32
Schedule S—Servicing, Securitization, and Asset Sale Activities
Dollar Amounts in Thousands
Securitization Activities
1. Outstanding principal balance of assets
sold and securitized by the reporting
institution with servicing retained or with
recourse or other seller-provided credit
enhancements ....................................
2. Maximum amount of credit exposure
arising from recourse or other sellerprovided credit enhancements
provided to structures reported in
item 1 ................................................
(Column A)
1-4 Family
Residential
Loans
(Column B)
Home
Equity
Lines
(Column C)
Credit
Card
Receivables
(Column D)
Auto
Loans
(Column E)
Other
Consumer
Loans
(Column F)
Commercial
and Industrial
Loans
(Column G)
All Other
Loans, All
Leases, and All
Other Assets
Amount
Amount
Amount
Amount
Amount
Amount
Amount
RCFD B705
RCFD B706
RCFD B707
RCFD B708
RCFD B709
RCFD B710
RCFD B711
1.
RCFD HU09
RCFD HU10
RCFD HU11
RCFD HU12
RCFD HU13
RCFD HU14
RCFD HU15
2.
Item 3 is to be reported by branches and agencies with $100 billion or more in total assets.1
3. Reporting institution's unused
commitments to provide liquidity to
structures reported in item 1 ...................
4. Past due loan amounts included in
item 1:
a. 30-89 days past due .........................
RCFD B726
RCFD B727
RCFD B728
RCFD B729
RCFD B730
RCFD B731
RCFD B732
3.
RCFD B733
RCFD B734
RCFD B735
RCFD B736
RCFD B737
RCFD B738
RCFD B739
RCFD B740
RCFD B741
RCFD B742
RCFD B743
RCFD B744
RCFD B745
RCFD B746
4.a.
b. 90 days or more past due...................
5. Not applicable.
4.b.
Item 6 is to be reported by branches and agencies with $10 billion or more in total assets.1
6. Total amount of ownership (or seller's)
interest carried as securities or loans........
7. and 8. Not applicable.
RCFD HU16
RCFD HU17
RCFD HU18
6.
1. The asset size tests are based on the total assets reported in the preceding calendar year's June 30 FFIEC 002.
06/2018
FFIEC 002
Page 28 of 32
Schedule S—Continued
Dollar Amounts in Thousands
For Securitization Facilities Sponsored By or
Otherwise Established By Other Institutions
9. Maximum amount of credit exposure
arising from credit enhancements
provided by the reporting institution to
other institutions' securitization
structures in the form of standby letters
of credit, purchased subordinated
securities, and other enhancements .......
(Column A)
1-4 Family
Residential
Loans
(Column B)
Home
Equity
Lines
(Column C)
Credit
Card
Receivables
(Column D)
Auto
Loans
(Column E)
Other
Consumer
Loans
(Column F)
Commercial
and Industrial
Loans
(Column G)
All Other
Loans, All
Leases, and All
Other Assets
Amount
Amount
Amount
Amount
Amount
Amount
Amount
RCFD B779
RCFD B780
RCFD B781
RCFD B782
RCFD B776
9.
Item 10 is to be reported by branches and
agencies that have $10 billion or more in
total assets.1
10. Reporting institution's unused
commitments to provide liquidity to other
institutions' securitization structures .........
Asset Sales
11. Assets sold with recourse or other seller
provided credit enhancements and not
securitized by the reporting institution .........
12. Maximum amount of credit exposure
arising from recourse or other seller
provided credit enhancements provided
to assets reported in item 11 ....................
RCFD B783
RCFD B786
RCFD B787
RCFD B788
RCFD B789
10.
RCFD B790
RCFD B796
11.
RCFD B797
RCFD B803
12.
1. The asset size tests are based on the total assets reported in the preceding calendar year's June 30 FFIEC 002.
06/2018
FFIEC 002
Page 29 of 32
Schedule S—Continued
Memorandum
Dollar Amounts in Thousands
Memorandum item 1 is to be reported by branches and agencies that have $10 billion or more in total assets.
RCFD
Amount
1
1. Asset-backed commercial paper conduits:
a. Maximum amount of credit exposure arising from credit enhancements provided to conduit structures in the form of standby letters of
credit, subordinated securities, and other enhancements:
(1) Conduits sponsored by the reporting institution or related institution ......................................................................................
(2) Conduits sponsored by other unrelated institutions ...........................................................................................................
b. Unused commitments to provide liquidity to conduit structures:
(1) Conduits sponsored by the reporting institution or related institution .....................................................................................
(2) Conduits sponsored by other unrelated institutions ............................................................................................................
B806
B807
B808
B809
M.1.a.(1)
M.1.a.(2)
M.1.b.(1)
M.1.b.(2)
1. The asset size tests are based on the total assets reported in the preceding calendar year's June 30 FFIEC 002.
06/2018
FFIEC 002
Page 30 of 32
Schedule T—Fiduciary and Related Services
Schedule T is to be completed annually as of the December 31 report date.
RCFD
1. Does the institution have fiduciary powers? (If "NO," do not complete Schedule T.) ...............................
Yes
No
A345
RCFD
2. Does the institution exercise the fiduciary powers it has been granted? ..............................................
A346
3. Does the institution have any fiduciary or related activity (in the form of assets or accounts)?
(If "NO," do not complete the rest of Schedule T.)...........................................................................
RCFD
1.
Yes
No
2.
Yes
No
B867
3.
If the answer to item 3 is "YES," complete all applicable items of Schedule T.
(Column A)
Managed
Assets
Dollar Amounts in Thousands
Fiduciary and Related Assets
4. Personal trust and agency accounts ....
5. Retirement related trust and agency
accounts:
a. Employee benefit-defined
contribution................................
b. Employee benefit-defined
benefit ......................................
(Column B)
Non-Managed
Assets
Amount
Amount
RCFD B868
RCFD B869
(Column C)
Number of
Managed
Accounts
(Column D)
Number of
Non-Managed
Accounts
RCFD B870
RCFD B871
4.
RCFD B872
RCFD B873
RCFD B874
RCFD B875
RCFD B876
RCFD B877
RCFD B878
RCFD B879
RCFD B880
RCFD B881
RCFD B882
RCFD B883
RCFD B884
RCFD B885
RCFD C001
RCFD C002
5.a.
5.b.
c. Other retirement accounts .............
6. Corporate trust and agency accounts ..
7. Investment management agency
accounts .......................................
8. Other fiduciary accounts ...................
9. Total fiduciary accounts
(sum of items 4 through 8) ................
5.c.
6.
RCFD B886
RCFD B888
7.
RCFD B890
RCFD B891
RCFD B892
RCFD B893
RCFD B894
RCFD B895
RCFD B896
RCFD B897
8.
9.
RCFD B898
10. Custody and safekeeping accounts .....
RCFD B899
10.
06/2012
FFIEC 002
Page 31 of 32
Schedule T—Continued
Managed Assets
Memoranda
Dollar Amounts in Thousands
1. Managed assets held in personal trust and agency accounts:
a. Noninterest-bearing deposits ......................................................................................
b. Interest-bearing deposits ...........................................................................................
c. U.S. Treasury and U.S. Government agency obligations...................................................
d. State, county and municipal obligations ........................................................................
e. Money market mutual funds .......................................................................................
f. Other short-term obligations .......................................................................................
g. Other notes and bonds ..............................................................................................
h. Common and preferred stocks ....................................................................................
i. Real estate mortgages ..............................................................................................
j. Real estate .............................................................................................................
k. Miscellaneous asset .................................................................................................
RCFD
Amount
B913
B914
B915
M.1.a.
M.1.b.
M.1.c.
M.1.d.
M.1.e.
M.1.f.
M.1.g.
M.1.h.
M.1.i.
M.1.j.
M.1.k.
B916
B917
B918
B919
B920
B921
B922
B923
Amount
l. Total managed assets held in personal trust and agency accounts (sum of Memorandum items
1.a through 1.k) (must equal Schedule T, item 4, column A) ...............................................
(Column A)
Number of
Issues
Dollar Amounts in Thousands RCFD
2. Corporate trust and agency accounts:
a. Corporate and municipal trusteeships................................................... B927
b. Transfer agent, registrar, paying agent, and other corporate agency ........... B929
Dollar Amounts in Thousands
3. Collective investment funds and common trust funds:
a. Domestic equity ...............................................................................
RCXX B868
M.1.l.
(Column B)
Principal Amount
Outstanding
Amount
RCFD B928
M.2.a.
M.2.b.
(Column A)
Number of
Funds
(Column B)
Market Value of
Fund Assets
RCFD B931
RCFD B932
RCFD B933
RCFD B934
RCFDB935
RCFD B936
RCFD B937
RCFD B938
RCFD B939
RCFD B940
RCFD B941
RCFD B942
RCFD B943
RCFD B944
RCFD B945
RCFD B946
Amount
M.3.a.
b. International/Global equity .................................................................
M.3.b.
c. Stock/Bond blend .............................................................................
M.3.c.
d. Taxable bond...................................................................................
M.3.d.
e. Municipal bond ................................................................................
M.3.e.
f. Short term investments/Money market ..................................................
g. Specialty/Other ................................................................................
h. Total collective investment funds (sum of Memorandum items 3.a
through 3.g) ....................................................................................
M.3.f.
M.3.g.
M.3.h.
06/2012
FFIEC 002
Page 32 of 32
Person to whom questions about Schedule T–Fiduciary and Related Services should be directed:
Name and Title (TEXT B962)
E-mail Address (TEXT B926)
Area Code / Phone Number / Extension (TEXT B963)
FAX Number (TEXT B964)
06/2012
| File Type | application/pdf |
| File Title | Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks—FFIEC 002 |
| Subject | Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks (FFIEC 002) |
| Author | Federal Reserve Board |
| File Modified | 2019-02-15 |
| File Created | 2018-12-27 |