FERC-556, Certification of Qualifying Facility (QF) Status for a Small Power Production or Cogeneration Facility

ICR 201903-1902-005

OMB: 1902-0075

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2019-05-20
Supplementary Document
2019-05-20
Supplementary Document
2019-05-06
Supplementary Document
2019-03-22
Supplementary Document
2019-03-13
Supplementary Document
2016-03-18
Supplementary Document
2016-03-18
ICR Details
1902-0075 201903-1902-005
Historical Active 201603-1902-007
FERC FERC-556
FERC-556, Certification of Qualifying Facility (QF) Status for a Small Power Production or Cogeneration Facility
Extension without change of a currently approved collection   No
Regular
Approved with change 11/18/2019
Retrieve Notice of Action (NOA) 05/20/2019
In accordance with 5 CFR 1320, the information collection is approved for three years.
  Inventory as of this Action Requested Previously Approved
11/30/2022 36 Months From Approved 11/30/2019
4,318 0 2,693
6,537 0 4,100
0 0 0

The information collected from FERC Form 556 is not changing. The data required under 18 CFR Section 131.80 and 18 CFR Part 292 are used by the Commission to determine whether a proposed certification for QF status meets the criteria for a qualifying small power production facility or a qualifying cogeneration facility under its regulations and is eligible to receive the benefits available to it under PURPA. In order to obtain QF status and obtain PURPA benefits, an owner or operator of a small power production or cogeneration facility must follow the process indicated in FERC Form 556 and select, at its option, either the procedure set forth in 18 CFR Section 292.207(a), which requires the submission to FERC of a self-certification or self-recertification, or the procedure set forth in 18 CFR Section 292.207(b), which requires the submission to FERC of an application for Commission certification or recertification. The information requirements for these two processes are largely the same (i.e., the submittal of a completed FERC Form 556 provides the information necessary to demonstrate compliance with FERC’s regulations). If FERC did not collect the FERC Form 556 information, there would be no basis for the Commission to determine whether a facility satisfies the requirements of QF status. Since revocation of the qualifying status of a small power production or cogeneration facility may occur if the facility fails to comply with any of the 18 CFR Part 292 criteria, private financial lenders to small power production and cogeneration power facilities occasionally require small power producers and cogenerators to follow 18 CFR Section 292.207(b) procedures (certification by FERC as opposed to self-certification) in order to reduce the risk of status revocation.

US Code: 16 USC 792-828c Name of Law: Federal Power Act (FPA)
   US Code: 16 USC 2601 Name of Law: Public Utility Regulatory Policies Act (PURPA) of 1978
  
None

Not associated with rulemaking

  84 FR 9317 03/14/2019
84 FR 23557 05/22/2019
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,318 2,693 0 0 1,625 0
Annual Time Burden (Hours) 6,537 4,100 0 0 2,437 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The reporting requirements and estimated average burden per response (or filing) have not changed. The number of respondents in Question 12 is based on the number of actual filings FERC received throughout 2018. While the number of filings fluctuates from year to year, recent data on the actual number of filings is representative of the number of filings for the next three years, as the Commission received a record number of filings in 2018. The increase in number of respondents is due in part to advances in technology, the extension of production tax credits and investment tax credits by Congress available to solar and wind QFs, and the filing by a single entity of multiple (and often numerous) FERC Form 556s for multiple facilities. The number of responses per respondent has remained the same due to the fact that respondents and/or their legal representatives have gained experience over time from submitting FERC Form 556 filings and are no longer committing as many filing errors on FERC Form 556s as in previous years. The average burden hours per response has also remained the same because many of the respondents filing FERC Form 556s are solar or wind small power production facilities and those FERC Form 556s are less complex than other types of qualifying facilities to review. Additionally, many of the FERC Form 556s received are from respondents who are filing multiple FERC Form 556s for each of their multiple, yet separate QFs, and reviewing these types of filings is much simpler, as the information is very similar in each FERC Form 556. Thus, the total number of responses has increased and the total estimated annual burden hours has also appropriately increased.

$334,571
No
    No
    No
No
No
No
Uncollected
Nishi Parekh 202 502-8325

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/20/2019


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