Investment Edge and agreement corporations (annual)

Consolidated Report of Condition and Income for Edge and Agreement Corporations

FR2886b_20190331_f_draft

Investment Edge and agreement corporations (annual)

OMB: 7100-0086

⚠️ Notice: This form may be outdated. More recent filings and information on OMB 7100-0086 can be found here:

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FR 2886b
OMB Number 7100-0086
Approval expires March 31, 2021
Page 1 of 15

SEE GENERAL INSTRUCTIONS FOR FILING FREQUENCY REQUIREMENTS.

Board of Governors of the Federal Reserve System
Consolidated
Respondent (RCONH016):

Consolidated Report of Condition and
Income for Edge and Agreement
Corporations—FR 2886b
This Report is required by law (12 U.S.C. §§ 602 and 625).
The Consolidated Report of Condition and Income for Edge and
Agreement Corporations is to be prepared in accordance with the
instructions provided by the Federal Reserve System. The Federal
Reserve may not conduct or sponsor, and an organization (or a
person) is not required to respond to, a collection of information
unless it displays a currently valid OMB control number.
NOTE: The Consolidated Report of Condition and Income for
Edge and Agreement Corporations must be signed by an authorized officer of the corporation.

please check one

Banking
Nonbanking

The Federal Reserve System regards as confidential the following
portions of this report: schedules RC-M (except item 3) and RC-V.
If it should be determined subsequently that any of this information
must be released, respondents will be notified.

Date of Report:
Month / Day / Year (RCON 9999)

I, the undersigned officer of the corporation attest that the FR
2886b for this report date has been prepared in conformance
with the instructions issued by the Federal Reserve System and
is true and correct to the best of my knowledge and belief.

Printed Name of Officer (TEXT C490)

Legal Name of Corporation (RSSD 9017)

Title of Officer (TEXT C491)

(Mailing Address of the Corporation) Street / PO Box (RSSD 9110)

Signature of Officer (RIAD H321)

City (RSSD 9130)

State (RSSD 9200)

Zip Code (RSSD 9220)

Date of Signature (MM/DD/YYYY) (TEXT J196)

Person to whom questions about this report should be directed:

Name / Title (TEXT 8901)

Area Code / Phone Number (TEXT 8902)

Area Code / FAX Number (TEXT 9116)

E-mail Address of Contact (TEXT 4086)

Reporting institutions must maintain in their files a manually signed and attested printout of the data submitted.
Public reporting burden for this collection of information is estimated to average 15.15 hours and 9.6 hours per response, for banking and nonbanking corporations, respectively, including
the time to gather and maintain data in the required form and to review instructions and complete the information collection. Send comments regarding this burden estimate or any other
aspect of this collection of information, including suggestions for reducing this burden to: Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW,
Washington, DC 20551; and to the Office of Management and Budget, Paperwork Reduction Project (7100-0086), Washington, DC 20503.

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FR 2886b
Page 2 of 15

Emergency Contact Information
This information is being requested so the Federal Reserve can distribute critical, time sensitive information to emergency contacts at
Edge and Agreement corporations. Please provide primary contact information for a senior official of the organization who has decisionmaking authority. Also provide information for a secondary contact if available. Enter "none" for the contact's e-mail address or fax
number if not available.

Primary Contact

Secondary Contact

Name (TEXT C366)

Name (TEXT C371)

Title (TEXT C367)

Title (TEXT C372)

E-mail Address (TEXT C368)

E-mail Address (TEXT C373)

Area Code / Phone Number / Extension (TEXT C369)

Area Code / Phone Number / Extension (TEXT C374)

Area Code / FAX Number (TEXT C370)

Area Code / FAX Number (TEXT C375)

USA PATRIOT Act Section 314(a) Anti-Money Laundering Contact Information
This information is being requested to identify points-of-contact who are in charge of your depository institution's Section 314(a)
searches and who could be contacted by federal law enforcement officers for additional information related to anti-terrorist financing
and anti-money laundering. Please provide information for a secondary contact if available. Enter "none'' for the contact's e-mail
address or fax number if not available. USA PATRIOT Act contact information is for the confidential use of the Federal Reserve and
the Financial Crimes Enforcement Network (FinCEN) and will not be released to the public.

Primary Contact

Secondary Contact

Name (TEXT C437)

Name (TEXT C442)

Title (TEXT C438)

Title (TEXT C443)

E-mail Address (TEXT C439)

E-mail Address (TEXT C444)

Area Code / Phone Number / Extension (TEXT C440)

Area Code / Phone Number / Extension (TEXT C445)

Area Code / FAX Number (TEXT C441)

Area Code / FAX Number (TEXT C446)

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Name of Reporting Organization

FR 2886b
Page 3 of 15

All Report of Income schedules are to be reported on a calendar year-to-date basis in thousands of dollars.

Schedule RI—Income Statement
This schedule must be completed by all Edge corporations and all agreement corporations.
Dollar Amounts in Thousands
1. Interest income:
a. Interest and fee income from nonrelated organizations:
(1) Interest and fees on loans and lease financing receivables .........................................
(2) Interest on balances due from depository institutions.................................................
(3) Interest income from federal funds sold and securities purchased under
agreements to resell...........................................................................................
(4) Interest on bonds, notes, and debentures, and dividends on stock ...............................
(5) Interest income and dividends from assets held in trading accounts .............................
b. Interest income from claims on related organizations.....................................................
c. Total interest income (sum of items 1.a.(1) through 1.b)..................................................
2. Interest expense:
a. Interest expense pertaining to nonrelated organizations .................................................
b. Interest expense pertaining to related organizations ......................................................
c. Total interest expense (sum of items 2.a and 2.b)..........................................................
3. Net interest income (item 1.c less item 2.c) .....................................................................
4. Provisions:
1
a. Provision for loan and lease losses (must equal Schedule RI-B, item 3, column A) ..............
b. Provision for allocated transfer risk (must equal Schedule RI-B, item 3, column B) ..............
5. Noninterest income:
a. From nonrelated organizations:
(1) Equity in undistributed earnings of nonrelated organizations .......................................
(2) Net gain (loss) on foreign exchange transactions......................................................
(3) Income from fiduciary activities .............................................................................
(4) Gains (losses) and fees from trading assets and liabilities ..........................................
(5) Other commissions, fees, etc. ..............................................................................
(6) Other ..............................................................................................................
b. From related organizations ......................................................................................
c. Total noninterest income (sum of items 5.a.(1) through 5.b).............................................
2
6. Realized gains (losses) on securities not held in trading accounts .......................................
7. Noninterest expense:
a. Pertaining to nonrelated organizations:
See
(1) Salaries and employee benefits ............................................................................
Insert A (2) Expenses of premises and fixed assets (net of rental income).....................................
(3) Other noninterest expense...................................................................................
b. Pertaining to related organizations.............................................................................
c. Total noninterest expense (sum of items 7.a.(1) through 7.b) ...........................................
8. Income (loss) before applicable income taxes and discontinued operations
HT69
(item 3 plus or minus items 4.a and 4.b, 5.c, 6, and 7.c) ....................................................
HT70
9. Applicable income taxes (on item 8) ..............................................................................
4301
10. Income (loss) before discontinued operations..................................................................
11. Discontinued operations, net of applicable income taxes ...................................................
12. Net income (loss) (item 10 plus 11) (must equal Schedule RI-A, item 2)................................
Memorandum

RIAD

Amount

4094
4115

1.a.(1)
1.a.(2)

4020
A315

1.a.(3)
1.a.(4)
1.a.(5)
1.b.
1.c.

8622
4028
4107
5466
4126
4073
4074

2.a.
2.b.
2.c.
3.

4230
4243

4.a.
4.b.

4199
4075

5.a.(1)
5.a.(2)
5.a.(3)
5.a.(4)
5.a.(5)
5.a.(6)
5.b.
5.c.
6.

4070
4077
4090
4101
4619
4079
4091

4135
4217
4092
4127
4093
4301
4302
4300
FT28
4340

7.a.(1)
7.a.(2)
7.a.(3)
7.b.
7.c.
8.
9.
10.
11.
12.

8.a
8.b
8.c

8.c

Memorandum item 1 is to be completed by corporations that have elected to account for financial
instruments or servicing assets and liabilities at fair value under a fair value option.
1. Net1change
in fair values
of financial
instruments
accounted
for under
a fair
value4.a,
option
Footnote
-- Institutions
that have
adopted
ASU 2016-13
should
report
in item
the provision
(included
items
5.a.(4), 5.a.(5),
5.a.(6), and 5.b above)................................................... J980
for credit
lossesinfor
all financial
assets.
Footnote 2 -- Institutions that have adopted ASU 2016-13 should only report realized gains
(losses) on available-for-sale debt securities.
Footnote 3 -- Item 8.b is to be completed only by institutions that have adopted ASU 2016-01,
which includes provisions governing the accounting for investments in equity securities. See the
instructions for further detail on ASU 2016-01.

M.1.

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Insert A
8.a Income (loss) before unrealized holding gains (losses) on equity securities not held for

trading, applicable income taxes, and discontinued operations (item 3 plus or minus items 4.a and
4.b, 5.c, 6, and 7.c).
b. Unrealized holding gains (losses) on equity securities not held for trading (footnote 3)
c. Income (loss) before applicable income taxes and discontinued operations (sum of items 8.a
and 8.b)

Name of Reporting Organization

DRAFT

FR 2886b

Schedule RI-A—Changes in Equity Capital
This schedule must be completed by all Edge corporations and all agreement corporations.

Page 4 of 15
Column B -- Held-to-maturity
debt securities (footnote 2)
Column C -- Available-forsale debt securities (footnote
2)

Dollar Amounts in Thousands
1. Total equity capital most recently reported for end of previous calendar year ...................................
2. Net income (loss) (equals Schedule RI, item 12) ........................................................................
3. Sale, conversion, acquisition, or retirement of capital stock, net ....................................................
4. Less: Cash dividends declared...............................................................................................
5. Other comprehensive income ................................................................................................
6. Other adjustments ...............................................................................................................
7. Balance at end of period (equals Total equity capital, Schedule RC, item 26) ...................................

RIAD

Amount

3215

1.
2.
3.
4.
5.
6.
7.

4340
4346
4475
B511
3218
3210

Allowances for Credit

Schedule RI-B—Changes in Allowance for Loan and Lease Losses

This schedule must be completed by all Edge corporations and all agreement corporations.

D
Leases
Dollar Amounts in Thousands
1. Balance most recently reported for end of previous calendar year ....................
2. Recoveries ........................................................................................
3
3. Provisions (column A equals Schedule RI, item 4.a; column B equals
Schedule RI, item 4.b) ..........................................................................
4. Adjustments, net .................................................................................
5. Less: charge-offs.................................................................................
6. Balance at end of current period (column A equals Schedule RC, item 4.b) .....

(Column A)
Allowance for Loan and
Lease Losses
RIAD

Amount

(Column B)
Allocated Transfer
Risk Reserve
RIAD

Amount

3124
4605

3131
3132

1.
2.

4230
4595
C079

4243
3134
3133

3123

3128

3.
4.
5.
6.

(Insert as memorandum items)
1. Provisions for credit losses on other financial assets measured at amortized cost (not
included in item 3 above) (footnote 2)
2. Allowances for credit losses on other financial assets measured at amortized cost (not
included in item 6 above) (footnote 2)
Footnote 1-- Institutions that have not adopted ASU 2016-13 should report changes in
allowance for loan and lease losses.
Footnote 2 -- This item or column is to be completed only by institutions that have adopted
ASU 2016-13.
Footnote 3 -- For institutions that have adopted ASU 2016-13, the sum of item 3, column A
through column C plus Schedule RI-B, memorandum item 1, below, must equal Schedule
RI, item 4.a.

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09/2004

Name of Reporting Organization
2. Securities

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FR 2886b
Page 5 of 15

a.Schedule
Held-to-maturity
securities (footnoteSheet
3)
RC—Balance
b.This
Available-for-sale
securities
not
for trading
schedule must be
completed
byheld
all Edge
corporations and all agreement corporations.
c. Equity securities with readily determinable fair values not held for
Consolidated Total
(including branches
and IBF)

trading (footnote 4)
Dollar Amounts in Thousands
Assets
1. Cash and balances due from depository institutions (from Schedule RC-A)
a. Noninterest-bearing balances and currency and coin1 ..........................
b. Interest-bearing balances2 .............................................................
2. Securities (Schedule RC-B, sum of item 4, columns A and D) ...................
5
3. Federal funds sold and securities purchased under agreements to resell ....
4. Loans and lease financing receivables, net:
a. Loans and leases, held for investment and
held for sale (from Schedule RC-C) ................. 2122
6
b. Less: Allowance for loan and lease losses
(from Schedule RI-B) .................................... 3123
c. Not applicable.
d. Loans and leases, held for investment and held for sale, net of allowance
(item 4.a minus 4.b)......................................................................
5. Trading assets ................................................................................
6. Premises and fixed assets (including capitalized leases) .........................
7. Not applicable.
8. Other assets 5
..................................................................................
9. Claims on nonrelated organizations
(sum of items 1 through 8) ................................ 2171
10. Gross claims on related organizations (from Schedule RC-M) ..................
11. TOTAL ASSETS (sum of items 9 and 10)..............................................
Liabilities
12. Deposits ........................................................................................
7
a. Total noninterest-bearing deposits 3 ..................................................
4
b. Total interest-bearing deposits .......................................................
8
13. Federal funds purchased and securities sold under agreements to
repurchase ....................................................................................
14. Trading liabilities .............................................................................
15. Other borrowed money (including mortgage indebtedness and obligation
under capitalized leases) ..................................................................
16. Not applicable.
17. Subordinated notes and debentures ....................................................
18. Other liabilities................................................................................
19. Liabilities to nonrelated organizations
(sum of items 12 through 18) ............................. 2927
20. Gross liabilities to related organizations (from Schedule RC-M) ................

RCFD

Amount

IBF Only
RCFN

Amount

0010
0081
0071
8435

0385

1350

1.
1.a.
1.b.
2. 2.a
3.

2122

4.a.

1754
1773
JA22

2.b
2.c

1754
1773
JA22

4.b.

2125
3545
2145

3545

4.d.
5.
6.

2160

3002
2170

9.
10.
11.

2200

12.
12.a.
12.b.

2800
3548

13.
14.

6631
6636
2800
3548
2850

15.

3200
2930

2930

17.
18.

3001

19.
20.

Footnote 3 -- Institutions that have adopted ASU 2016-13 should report in item 2.a, amounts net of any applicable
allowance for credit loss.
Footnote 4 -- Item 2.c is to be completed only by institutions that have adopted ASU 2016-01, which includes provisions
governing the accounting for investments in equity securities. See the instructions for further detail on ASU 2016-01.
Footnote 5 -- Institutions that have adopted ASU 2016-13 should report securities purchased under agreements to resell
and any other assets net of any applicable allowance for credit losses.
Footnote 6 -- Institutions that have adopted ASU 2016-13 should report the allowance for credit losses on loans and
leases.

7.
8.

1. Includes cash items in process of collection and unposted debits.
2. Includes time certificates of deposit not held in trading accounts.
3. Includes noninterest-bearing demand, time, and savings deposits.
4. Includes interest-bearing demand deposits.

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FR 2886b
Page 6 of 15

Schedule RC—Continued
Consolidated Total
(including branches
and IBF)

Dollar Amounts in Thousands

RCFD

Equity Capital
21. Stock ........................................................... 3219
22. Surplus ........................................................ 3240
23. Retained earnings .......................................... 3247
24. Accumulated other comprehensive income .......... B530
25. Other equity capital components ....................... A130
26. Total equity capital (from Schedule RI-A) (sum of items 21 through 25)....... 3210
27. TOTAL LIABILITIES AND EQUITY CAPITAL (sum of items 19, 20, and 26) .. 3300
Memoranda to Balance Sheet
1. Assets under the reporting Edge and agreement corporation's
management in proprietary mutual funds and annuities .......................... B570

Amount

IBF Only
RCFN

3300

Amount

21.
22.
23.
24.
25.
26.
27.

M.1

Memoranda items 2.a and 2.b are to be completed by corporations that have
elected to account for financial instruments or servicing assets and liabilities at
fair value under a fair value option.
2. Financial assets and liabilities measured at fair value:
a. Total assets ............................................................................... F819
b. Total liabilities............................................................................. F820

M.2.a.
M.2.b.

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Name of Reporting Organization

FR 2886b
Page 7 of 15

Schedule RC-A—Cash and Balances Due From Depository Institutions
This schedule must be completed only by banking Edge corporations and banking agreement corporations.
Consolidated Total
(including branches
and IBF)

Dollar Amounts in Thousands
1. Cash items in process of collection, unposted debits, and currency and coin........
2. Balances due from depository institutions in the U.S. ...............................
3. Balances due from banks in foreign countries and foreign central banks ......
4. Balances due from Federal Reserve Banks ...........................................
5. Total (consolidated column equals sum of Schedule RC, items 1.a and 1.b).........

Amount

RCFD

IBF Only
Amount

RCFN

0022
0082
0070
0090

0082
0070

0010

1.
2.
3.
4.
5.

Schedule RC-B—Securities
This schedule must be completed only by banking Edge corporations and banking agreement corporations.
Held-to-maturity
Dollar Amounts in Thousands

1. Securities of all governments
and official institutions ..........
2. Other debt securities............
3. Equity interest in nonrelated
1
organizations .....................
4. Total (sum of items 1 through
3) (total of columns A and D
must equal Schedule RC,
item 2, Consolidated Total) ....

(Column A)
Amortized Cost
RCFD

Amount

Available-for-sale

(Column B)
Fair Value
RCFD

Amount

(Column C)
Amortized Cost
Amount

RCFD

(Column D)
Fair Value
RCFD

Amount

A200
1774

A201
1775

A202
1776

A203
1777

1.
2.

A204

A205

A206

A207

1754

A208

A209

1773

Schedule RC-C—Loans and Lease Financing Receivables
This schedule must be completed only by banking Edge corporations and banking agreement corporations.

(Net of unearned income and before adjustment for allowances for loan and lease losses. Report loans and leases net of any
applicable allocated transfer risk reserve.)
Consolidated Total
(including branches
and IBF)

Dollar Amounts in Thousands
1. Loans to and acceptances of commercial banks .....................................
2. Loans to banks in foreign countries ......................................................
3. Loans to foreign governments and official institutions
(including foreign central banks) ..........................................................
4. Commercial and industrial loans ..........................................................
a. To U.S. addressees (domicile) .........................................................
b. To non-U.S. addressees (domicile) ...................................................
5. All other loans including lease financing receivables ................................
6. Less: unearned income on loans and leases included above.....................
7. Loans and leases, held for investment and held for sale
(equals Schedule RC, item 4.a) .............................................................

RCFD

Amount

IBF Only
RCFN

1505

1510

2081

Amount

1.
2.

2089
2123

3.
4.
4.a.
4.b.
5.
6.

2122

1600
1761
1762

Footnote 1 -- This is item is to be only be completed by institutions that have not adopted ASU 2016-01.
Footnote 2 -- Institutions that have adopted ASU 2016-13 should not deduct the allowance for credit losses on loans
and leases from amounts reported on this schedule.
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FR 2886b
Page 8 of 15

Schedule RC-D—Trading Assets and Liabilities
Schedule RC-D is to be completed by all Edge and agreement corporations that reported trading assets
(Schedule RC, item 5) of $2 million or more in any of the four preceding quarters.

$10
Dollar Amounts in Thousands
Assets
1. U.S. Treasury securities..................................................................................................
2. U.S. government agency obligations (exclude mortgage-backed securities) ..............................
3. Securities issued by states and political subdivisions in the U.S. .............................................
4. a. Residential mortgage-backed securities..........................................................................
b. Commercial mortgage-backed securities ........................................................................
5. Other debt securities ......................................................................................................
6. Loans .........................................................................................................................
7. Other trading assets ......................................................................................................
8. Derivatives with a positive value .......................................................................................
9. Total trading assets (sum of items 1 through 8 must equal Schedule RC, item 5) ........................
Liabilities
10. Liability for short positions:
a. Equity securities ........................................................................................................
b. Debt securities ..........................................................................................................
c. All other assets ..........................................................................................................
11. All other trading liabilities ................................................................................................
12. Derivatives with a negative fair value .................................................................................
13. Total trading liabilities (sum of items 10.a through 12 must equal Schedule RC, item 14) ..............

RCFD

Amount

3531
3532
3533

1.
2.
3.
4.a.
4.b.
5.
6.
7.
8.
9.

F641
F642
3537
G208
3541
3543
3545

G209
G210

10.a.
10.b.
10.c.
11.
12.
13.

G211
F624
3547
3548

Memoranda
Dollar Amounts in Thousands
Memoranda items 1 through 6.b are to be completed by all Edge and agreement corporations that
reported trading assets (Schedule RC, item 5) of $1 billion or more in any of the four
preceding quarters.
1. Asset-backed securities:
a. Credit card receivables ...............................................................................................
b. Home equity lines ......................................................................................................
c. Automobile loans .......................................................................................................
d. Other consumer loans.................................................................................................
e. Commercial and industrial loans ...................................................................................
f. Other.......................................................................................................................
2. Structured financial products:
a. Cash .......................................................................................................................
b. Synthetic ..................................................................................................................
c. Hybrid......................................................................................................................
3. Retained beneficial interests in securitizations (first loss or equity tranches) ..............................
4. Equity securities:
a. Readily determinable fair values ...................................................................................
b. Other.......................................................................................................................
5. Loans pending securitization ...........................................................................................
6. a. Gross fair value of commodity contracts .........................................................................
b. Gross fair value of physical commodities held in inventory ..................................................

RCFD

F643
F644
F645
F646
F647
F648
G231
F649
G232
F651
F652
F653
F654
G212
G213

Amount

M.1.a.
M.1.b.
M.1.c.
M.1.d.
M.1.e.
M.1.f.
M.2.a
M.2.b.
M.2.c.
M.3.
M.4.a.
M.4.b.
M.5.
M.6.a.
M.6.b.

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FR 2886b
Page 9 of 15

Schedule RC-E—Deposit Liabilities
This schedule must be completed only by banking Edge corporations and banking agreement corporations.
Total Deposit Liabilities Excluding IBFs
(Column A)
Transaction Accounts
Amount
Dollar Amounts in Thousands RCON

1. Individuals, partnerships, and corporations (including all certified and
official checks):
a. U.S. addressees (domicile) ..............................................................
b. Non-U.S. addressees (domicile)........................................................
2. Commercial banks and other depository institutions in the U.S.
(excluding their IBFs) .........................................................................
3. Banks in foreign countries ...................................................................
4. Foreign governments and official institutions
(including foreign central banks) ...........................................................
5. Not applicable.
6. Other ..............................................................................................
7. Total deposits (sum of items 1.a through 6, columns A and B, must equal the
sum of Schedule RC, items 12.a and 12.b minus 12.) ...............................

(Column B)
Nontransaction Accounts
Amount
RCON

C040
C043

C041
C044

1.a.
1.b.

2206
2213

2550
2236

2.
3.

2216

2377

2255

2259

2215

2385

Schedule RC-K—Quarterly Averages
This schedule must be completed only by banking Edge corporations and banking agreement corporations.
Dollar Amounts in Thousands
1. Interest-bearing balances due from depository institutions .........................................................
2. Federal funds sold and securities purchased under agreements to resell ......................................
3. Loans and leases, held for investment and held for sale ............................................................
4. Interest-bearing deposits1 ...................................................................................................
5. Federal funds purchased and securities sold under agreements to repurchase ..............................
6. Other borrowed money (including mortgage indebtedness and obligations under capitalized leases) ..
7. Total assets......................................................................................................................

RCFD

Amount

3381
3365
3360

1.
2.
3.
4.
5.
6.
7.

3404
3353
3355
3368

1. Includes interest-bearing demand deposits.

Schedule RC-L—Derivatives and Off-Balance-Sheet Items
This schedule must be completed by all Edge corporations and all agreement corporations.
Dollar Amounts in Thousands
1. Unused commitments on loans and all other lines of credit ........................................................
2. Unused commitments on securities underwriting......................................................................
3. Financial standby letters of credit and foreign office guarantees ..................................................
4. Performance standby letters of credit and foreign office guarantees .............................................
5. Commercial and similar letters of credit..................................................................................
6. Not applicable.
7. All other off-balance-sheet liabilities.......................................................................................

RCFD

6462
3817

Amount

3819
3821
3411

1.
2.
3.
4.
5.

3430

Derivatives Position Indicators
8. Commitments to purchase foreign currencies and U.S. dollar exchange (spot, forward, and futures) .. 3415
9. All other futures and forward contracts (excluding contracts involving foreign exchange) .................. 6836

8.
9.

03/2018

Name of Reporting Organization

DRAFT

FR 2886b
Page 10 of 15

Schedule RC-L—Continued
Dollar Amounts in Thousands
10. a. Written option contracts:
(1) Interest rate contracts ............................................................................................
(2) Foreign exchange contracts ....................................................................................
(3) Equity derivative contracts ......................................................................................
(4) Commodity and other contracts ...............................................................................
b. Purchased option contracts:
(1) Interest rate contracts ............................................................................................
(2) Foreign exchange contracts ....................................................................................
(3) Equity derivative contracts ......................................................................................
(4) Commodity and other contracts ...............................................................................
11. Swaps (notional values):
a. Interest rate swaps ....................................................................................................
b. Foreign exchange swaps (e.g., cross currency swaps) .....................................................
c. Equity derivative swaps ..............................................................................................
d. Commodity and other swaps .......................................................................................

RCFD

3824
3827
G229
3831
3825
3828
G230
3832
3450
3826
8719
8720

Amount

10.a.(1)
10.a.(2)
10.a.(3)
10.a.(4)
10.b.(1)
10.b.(2)
10.b.(3)
10.b.(4)
11.a.
11.b.
11.c.
11.d.

03/2009

Name of Reporting Organization

DRAFT

FR 2886b
Page 11 of 15

Schedule RC-M—Claims on and Liabilities to Related Organizations
This schedule must be completed by all Edge corporations and all agreement corporations.
(Column A)
Gross due from

Dollar Amounts in Thousands
1. Related organizations domiciled in the United States
(including related IBFs):
a. U.S. offices of parent bank and other related U.S. banks .....................
b. U.S. offices of other related organizations ........................................
2. Related organizations domiciled outside the United States:
a. Non-U.S. offices of parent bank and other related U.S. banks ..............
b. Non-U.S. offices of other related organizations..................................
3. TOTAL (sum of items 1.a through 2.b) ................................................
4. Total loans participated to related organizations
(and not included in item 3 above) .....................................................

RCFD

(Column B)
Gross due to

Amount

RCFD

Amount

A563
3042

A583
3041

1.a.
1.b.

A576
3048
3002

A588
3047
3001

2.a.
2.b.
3.

3050

Memorandum
1. Amount of equity investments in related organizations
(included in item 3, column A above) .................................................. 3052

M.1.

Schedule RC-N—Past Due and Nonaccrual Loans, Leases, and Other Assets
This schedule must be completed by all Edge corporations and all agreement corporations.
Dollar Amounts in Thousands
1. Past due 30–89 days and still accruing ...............................................................................
2. Past due 90 days or more and still accruing .........................................................................
3. Nonaccrual ...................................................................................................................
4. Total (sum of items 1 through 3) ........................................................................................

RCFD

Amount

1406

1477

1.
2.
3.
4.

Memorandum
1. Loans restructured in troubled debt restructurings ................................................................. J979

M.1.

Schedule RC-R—Regulatory Capital

1407
1403

xxxx

This schedule must be completed only by banking Edge corporations and banking agreement corporations.
Dollar Amounts in Thousands
1. Tier 1 capital allowable under the risk-based capital guidelines ..................................................
2. Tier 2 capital allowable under the risk-based capital guidelines ..................................................
3. Subordinated debt allowable as Tier 2
(i.e., weighted average maturity of at least 5 years included in item 2 above)................................
4. Total qualifying capital (i.e., Tier 1 and Tier 2 capital) allowable under the risk-based capital
guidelines (sum of items 1 and 2 above) ...............................................................................
5. Total risk-weighted assets and credit equivalent amounts of off-balance-sheet items......................
6. Credit equivalent amounts of off-balance-sheet items included in item 5 above .............................

1. Tier 1 Capital allowable under Regulation Q. (footnote 1)
2. Tier 2 Capital allowable under Regulation Q. (footnote 1)
3. Total Capital (i.e., Tier 1 and Tier 2 capital) allowable under Regulation Q.
4. Total risk-weighted assets. (footnote 1)

RCFD

Amount

8274
8275

1.
2.

3785

3792
8276
8277

4.
5.
6.

xxxx

Footnote 1 -- Institutions that have adopted ASU 2016-13 should refer to the instructions for
information on regulatory capital.

03/2011

03/2019

Name of Reporting Organization

DRAFT

FR 2886b
Page 12 of 15

Schedule RC-V—Branch Schedule of Selected Items—Non-Consolidated 1
This schedule must be completed only by banking Edge corporations and banking agreement corporations that have branch offices.
Head Office
(including IBF)

Dollar Amounts in Thousands
1. Cash and balances due from depository institutions ...................................................................
2. Loans and lease financing receivables, held for investment and held for sale...................................
3. Gross claims on related organizations .....................................................................................
4. Total assets........................................................................................................................
5. Total deposits .....................................................................................................................
6. Gross liabilities to related organizations ...................................................................................
7. Commercial and similar letters of credit....................................................................................
8. Guarantees and standby letters of credit ..................................................................................

RCF0
(RCON)

Amount

0010

1.
2.
3.
4.
5.
6.
7.
8.

2122
3002
2170
2200
3001
3411
3375

Head Office:
Street Address (RCF0 9110)

City (RCF0 9130)

State (RCF0 9200)

Zip Code (RCF0 9220)

Branch 1
(including IBF)

RCF1
(RCON)

Amount

0010
2122
3002

1.
2.
3.
4.
5.
6.
7.
8.

2170
2200
3001
3411
3375

Branch 1:
Street Address (RCF1 9110)

City (RCF1 9130)

State (RCF1 9200)

Zip Code (RCF1 9220)

Branch 2
(including IBF)

RCF2
(RCON)

Amount

0010
2122

1.
2.
3.
4.
5.
6.
7.
8.

3002
2170
2200
3001
3411
3375

Branch 2:
Street Address (RCF2 9110)

City (RCF2 9130)

State (RCF2 9200)

Zip Code (RCF2 9220)

Footnote 1 -- Institutions that have adopted ASU 2016-13 should report assets net of the
allowance for credit losses, as applicable.
03/2018

03/2019

Name of Reporting Organization

DRAFT

FR 2886b
Page 13 of 15

Schedule RC-V—Branch Schedule of Selected Items—Non-Consolidated
—Continued

This schedule must be completed only by banking Edge corporations and banking agreement corporations that have branch offices.
Branch 3
(including IBF)

RCF3
(RCON)

Amount

0010

1.
2.
3.
4.
5.
6.
7.
8.

2122
3002
2170
2200
3001
3411
3375

Branch 3:
Street Address (RCF3 9110)

City (RCF3 9130)

State (RCF3 9200)

Zip Code (RCF3 9220)

Branch 4
(including IBF)

RCF4
(RCON)

Amount

0010
2122
3002

1.
2.
3.
4.
5.
6.
7.
8.

2170
2200
3001
3411
3375

Branch 4:
Street Address (RCF4 9110)

City (RCF4 9130)

State (RCF4 9200)

Zip Code (RCF4 9220)

Branch 5
(including IBF)

RCF5
(RCON)

Amount

0010
2122

1.
2.
3.
4.
5.
6.
7.
8.

3002
2170
2200
3001
3411
3375

Branch 5:
Street Address (RCF5 9110)

City (RCF5 9130)

State (RCF5 9200)

Zip Code (RCF5 9220)

Footnote 1 -- Institutions that have adopted ASU 2016-13 should report assets net of the
allowance for credit losses, as applicable.
03/2018

03/2019

Name of Reporting Organization

DRAFT

FR 2886b
Page 14 of 15

Schedule RC-V—Branch Schedule of Selected Items—Non-Consolidated1
—Continued
This schedule must be completed only by banking Edge corporations and banking agreement corporations that have branch offices.
Branch 6
(including IBF)

RCF6
(RCON)

Amount

0010

1.
2.
3.
4.
5.
6.
7.
8.

2122
3002
2170
2200
3001
3411
3375

Branch 6:
Street Address (RCF6 9110)

City (RCF6 9130)

State (RCF6 9200)

Zip Code (RCF6 9220)

Branch 7
(including IBF)

RCF7
(RCON)

Amount

0010
2122
3002

1.
2.
3.
4.
5.
6.
7.
8.

2170
2200
3001
3411
3375

Branch 7:
Street Address (RCF7 9110)

City (RCF7 9130)

State (RCF7 9200)

Zip Code (RCF7 9220)

Branch 8
(including IBF)

RCF8
(RCON)

Amount

0010
2122

1.
2.
3.
4.
5.
6.
7.
8.

3002
2170
2200
3001
3411
3375

Branch 8:
Street Address (RCF8 9110)

City (RCF8 9130)

State (RCF8 9200)

Zip Code (RCF8 9220)

Footnote 1 -- Institutions that have adopted ASU 2016-13 should report assets net of the
allowance for credit losses, as applicable.
03/2018

03/2019

Name of Reporting Organization

DRAFT

FR 2886b
Page 15 of 15

Schedule RC-V—Branch Schedule of Selected Items—Non-Consolidated 1
—Continued
This schedule must be completed only by banking Edge corporations and banking agreement corporations that have branch offices.
Branch 9
(including IBF)

RCF9
(RCON)

Amount

0010

1.
2.
3.
4.
5.
6.
7.
8.

2122
3002
2170
2200
3001
3411
3375

Branch 9:
Street Address (RCF9 9110)

City (RCF9 9130)

State (RCF9 9200)

Footnote 1 -- Institutions that have adopted ASU 2016-13 should report assets net of the
allowance for credit losses, as applicable.

Zip Code (RCF9 9220)

03/2018

03/2019

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