Information Collection

Rule 17a-25: Contact Info

IC 190767 under ICR 201904-3235-005 · OMB 3235-0540.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0540 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
secsorn42.pdf SEC SORN 42	IC Document

IC Title:

Rule 17a-25: Contact Info

Agency IC Tracking Number:

270-482

Is this a Common Form? No

IC Status: Removed

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17a-25

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Enforcement Files

FR Citation: 67 FR 48497

Number of Respondents: 8

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 99 %

table that charts list of burden
	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	-8	8
Annual IC Time Burden (Hours)	-2	2
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SEC SORN 42	secsorn42.pdf	02/22/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.