From page 36 to ~40 of SBDC Program Announcement.
Recipient Organizations will be notified of annual funding status.
All successful Applicants will be required to comply with the requirements set forth in Section 21(a)(4)(C)(viii) of the Small Business Act (15 U.S.C. § 648(a)(4)(viii)) and 13 CFR Part 130 et seq.; 2 C.F.R. Part 200; the Assurances for Non-Construction Programs (SF-424B); and the terms and conditions set forth in their Notices of Award, including section 13 on the Acknowledgment of SBA Support/Use of SBA “Powered By” Logo. SBA logos should be replaced with the current “Powered by SBA” logo by September 1, 2018.In addition, SBA may, from time to time, advise Recipients of awards made under this Funding Opportunity of new legal requirements and/or statutorily authorized policy initiatives with which they must agree to comply.
All SBDC’s are required to report program data through SBA’s data collection system (currently EDMIS). EDMIS serves as a centralized data collection system. While SBDCs may use EDMIS as their primary MIS, they may also choose to maintain existing or complementary systems should they individually require more extensive data collection needs than that of the SBA.
All SBDCs must be fully capable of either manually entering data or uploading batch files to SBA’s data collection system (EDMIS). SBDCs are required to upload all data they have collected via the SBA approved data collection tools (Form 641 and Form 888) except as precluded by statute.
PIMS Maintenance:
SBA requires Lead Center SBDCs to maintain their Lead Center and Service Center information in SBA’s Partner Identification Management System (PIMS), which interfaces with EDMIS. The Lead Center SBDC will designate one employee to update PIMS and will provide their name, email address and phone number within the proposal. See Notice of Award, Terms & Conditions.
All SBDC Recipients must provide the required reports to SBA by the established deadlines. Failure to file timely reports may result in withholding of reimbursements.
The required reports are:
SBDC Quarterly Counseling and Training Reports (EDMIS submission);
Financial Reports, including SF-425 with required attachments;
Program Income Report (SBA Form 2113 and required attachments);
Performance Reports;
Annual Economic Impact Data Report (EDMIS submission); and
For FY 2019, a milestones reconciliation worksheet in the semi-annual and annual report which shows Network total results by quarter for Jobs Supported, New Business Starts, Clients Served, and Capital Infusion for each Network entity listed in the Notice of Award.
Due no later than 30 days after the close of each quarter. All data collected from the Form 641 (except as precluded by statute) are to be reported through EDMIS as part of this quarterly reporting requirement. All SBDCs are required to either manually enter data or upload batch files to the EDMIS system. These files must contain complete information for all fields. The EDMIS system stores this client specific information and is capable of generating reports on the data. The data collection tools consist of Form 641 and Form 888 as well as an online collection of annual impact data. The 641 is designed to collect client specific data. As such, it is recommended that all fields be as complete as possible. Non-mandatory fields must be completed when data is available, including but not limited to gross sales, export sales, government contracting and other economic impact data. Economic Impact data that is collected on the 641 should also be included in the Economic Impact Report in EDMIS. The most current version of approved client definitions is available on www.sba.gov/edmis . Other documentation regarding EDMIS is also available at this site.
Lead Centers must submit the SBDC Financial Report including Standard Form 425, signed by the authorized representative of the Recipient Organization, concurrently to their SBA Project Officer, Program Manager and Grants Management Officer electronically, in PDF format. A Recipient’s failure to comply with this requirement in a timely manner can result in delayed processing of payment requests. All financial reports must include the following items:
SF-425 signed by authorized official of the Recipient organization;
Spreadsheet in support of the SF-425;
Budget vs. Actual Expenditures;
Schedule of indirect cost reporting, Federal portion and waived indirect on the SF-425 – showing actual indirect costs;
SBA Form 2113; and
Spreadsheet in support of the SBA Form 2113.
Semi Annual (or Quarterly) Financial Reports.
Due no later than 30 days after the close of the second quarter for SBDC Recipients in the program for more than three years. New SBDC Recipients in the program for less than three years are required to provide a quarterly financial report for the first three years of operation. Quarterly reports are due no later than 30 days after the close of the first, second and third quarters. SBDC Recipients that have been in the program more than 3 years should submit semi-annual SBDC Recipients that are obligating and expending program funds in year 2 of their award must submit quarterly financial reports 30 days after the end of each quarter of program activity.
Final Financial Reports
Due no later than 90 days after the end of the fiscal or calendar year cycle for all SBDC Recipients.
The SBDC must report all unliquidated obligations (if any) on Form 425 and obligations must be liquidated no later than 90 days after the end of the annual budget period. The total amount of unliquidated obligations must include:
Recipient share - Cash match disbursements and non-cash indirect match. The SBDC must report all Recipient shares of outlays; cash, in-kind and waived portion of indirect. The waived portion of indirect cost should not be included as in-kind match.
Federal share – Federal direct disbursements and indirect claimed as Federal reimbursement.
Any documentation the SBDC submits, in addition to what is required, must be cited in the remarks section on Form 425, indicating what is being submitted and why. Extraneous documentation not cited will be discarded and not included in the official grant file.
Performance reports must address the SBDC’s progress towards meeting the major activities, objectives and performance goals from the approved proposal in a brief narrative. It should also include a discussion of issues the SBDC believes may impair its ability to achieve these items by the end of the budget period accompanied with proposed actions for improvement. These Reports must be a summary of the activities, outputs, outcomes and achievements in these reporting categories with accompanying management analysis.
Performance reports must include data showing attainment of goals established for the four SBDC performance measures included in the recipient’s Notice of Award. Data on achievement of performance goals, and reporting on other planned milestones and proposed activities should correlate to accomplishments achieved during the reporting period for each recipient’s designated project and budget period (i.e., during the Federal fiscal year cycle beginning October 1, or calendar year cycle beginning January 1).
Performance reports must be submitted to the Project Officer and Program Manager in electronic format, preferably MS Word. To avoid problem with electronic email size limitation, transmission of electronic reports should not be over 5MB.
The Project Officer will complete the Grant/Cooperative Agreement Monitoring Statement and furnish a copy to the OSBDC Program Manager.
Due within 30 days after completion of the first six months of the SBDC’s performance period for most SBDC recipients.
An exception is for new recipients that have been in the program less than three full fiscal or calendars year cycles, or those recipients that are subject to Special Conditions that require more frequent reporting. Such recipients must submit interim progress reports on a quarterly basis, due 30 days after the end of each quarter. Quarterly reports must include the same content outlined for the semi-annual performance reports.
Interim performance reports must include an overall summary of the Network’s efforts in delivering core services set forth in the approved proposal as incorporated in the Cooperative Agreement for the period completed to date, in the form of a brief narrative description and management analysis. A summary of specific achievements in each of the reporting categories listed in section 6.3.3 is also required. The report should provide the SBDC’s analysis of overall performance measurements achieved to date, as well as an explanation of those objectives or measurements not fully met and SBDC management’s strategy for improvement.
Reports must not exceed 25 pages and must include all attachments and data set forth in Sections 6.3.2.4 and 6.3.3 and in the Notice of Award.
Due within 90 days after the close of the SBDC’s twelve month performance period.
Failure to submit this Report accurately and in a timely manner could jeopardize future funding. This Report must not exceed 50 pages in length if at all possible and must include all attachments and data set forth below and in the Notice of Award.
The annual report should be in the same format as the semi-annual reports and represents the consolidated effort of the entire SBDC Network for the full performance period, highlighting third and fourth quarter information as necessary. A complete annual report includes an overall summary of the Network’s efforts in delivering core services set forth in the approved proposal as incorporated in the Cooperative Agreement for the full budget period, in the form of a brief narrative description and management analysis. A summary of specific achievements in each of the reporting categories listed in Section 6.3.3 is also required. The annual report should provide the SBDC’s analysis of overall performance measurements achieved as well as an explanation of those objectives or measurements not fully met along with recommendations for improvement.
Report is due within 90 days of the close of the SBDC performance period. Calendar year-end and fiscal year-end impact data reporting is required to be collected from all SBDC service centers and reported through the appropriate data entry screen in EDMIS.
A summary table and narrative discussion of annual economic impact results must also be incorporated in the annual performance report. See “Reporting Category Definitions, Category 2300,” below for more information.
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Quarterly Counseling and Training Data Reporting to EDMIS
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Annual Economic Impact Data Report
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Interim Performance Report
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Annual Performance Report |
How to Submit |
Uploads to EDMIS from Form 641 |
Input via EDMIS Impact Screen* |
Include Summary Table and discussion under Category 2300 Economic Impact |
Include Summary Table and discussion under Category 2300 Economic Impact |
Date Due |
30 days after close of each Quarter through EDMIS |
30 days after close of budget period |
30 days after the close of 6-months of operation or 30 days after the end of a quarter for SBDCs in their first 3 years of operation
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90 days after the close of the budget period |
Number of New Businesses Started |
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SBA Guaranteed Loan Data |
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Include 641 data |
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Non-SBA Loan Data |
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Include 641 data |
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Equity Capital Data |
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Include 641 data |
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Jobs Created** |
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Include 641 data |
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Jobs Retained** |
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Include 641 data |
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Growth in Sales |
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Include 641 data |
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Customer Satisfaction Rate |
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Tax Revenue (State) |
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Tax Revenue (Federal) |
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Export Sales |
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Include 641 data |
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*Impact data at a minimum should reflect what was included on the 641 but may be greater based upon additional impact from training efforts. **Note Jobs Supported is a combination of Jobs Created and Retained per the client definitions.
SBDC performance reports must summarize accomplishments in each of the following categories of activity. It is recommended that each report present data in the order listed below. Interim and annual performance reports must include a summary of SBDC Program accomplishments in each of the categories below. Information on specific information to be included for each category is presented below. When reporting on any item, you must include results/impact of activities. (Example: Provided procurement contract matches to 100 clients, of which 50 received awards totaling $50 million. This moved the state from 49th place to 45th place in receipt of government contracts.)
Category |
Definition |
Proposal |
Performance Reports |
0100 CAPITAL FORMATION
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Demonstrate delivery of the following:
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Y |
Y |
0200 INNOVATION, TECHNOLOGY TRANSFER AND TECHNOLOGY ASSISTANCE
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Demonstrate delivery of the following:
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Y |
Y |
0300 INTERNATIONAL TRADE
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Demonstrate delivery of the following:
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Y |
Y |
0400 PROCUREMENT
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Demonstrate delivery of the following:
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Y |
Y |
0500 MANUFACTURING
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Demonstrate delivery of the following:
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Y |
Y |
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File Modified | 0000-00-00 |
File Created | 0000-00-00 |