Form FERC Form No. 1 FERC Form No. 1 Annual Report of Major Electric Utilities, Licensees, an

Form 1 Approved
OMB No.1902-0021
(Expires 11/30/2016)

THIS FILING IS
Item 1:

An Initial (Original)
Submission

OR

Resubmission No. ____

Form 1-F Approved
OMB No.1902-0029
(Expires 11/30/2016)
Form 3-Q Approved
OMB No.1902-0205
(Expires 11/30/2016)

FERC FINANCIAL REPORT
FERC FORM No. 1: Annual Report of
Major Electric Utilities, Licensees
and Others and Supplemental
Form 3-Q: Quarterly Financial Report

These reports are mandatory under the Federal Power Act, Sections 3, 4(a), 304 and 309, and
18 CFR 141.1 and 141.400. Failure to report may result in criminal fines, civil penalties and
other sanctions as provided by law. The Federal Energy Regulatory Commission does not
consider these reports to be of confidential nature

Exact Legal Name of Respondent (Company)

Year/Period of Report
End of

FERC FORM No.1/3-Q (REV. 02-04)

INSTRUCTIONS FOR FILING FERC FORM NOS. 1 and 3-Q
GENERAL INFORMATION
I.

Purpose

FERC Form No. 1 (FERC Form 1) is an annual regulatory requirement for Major electric utilities, licensees and others
(18 C.F.R. § 141.1). FERC Form No. 3-Q ( FERC Form 3-Q)is a quarterly regulatory requirement which supplements the
annual financial reporting requirement (18 C.F.R. § 141.400). These reports are designed to collect financial and
operational information from electric utilities, licensees and others subject to the jurisdiction of the Federal Energy
Regulatory Commission. These reports are also considered to be non-confidential public use forms.
II.

Who Must Submit

Each Major electric utility, licensee, or other, as classified in the Commission’s Uniform System of Accounts
Prescribed for Public Utilities and Licensees Subject To the Provisions of The Federal Power Act (18 C.F.R. Part 101),
must submit FERC Form 1 (18 C.F.R. § 141.1), and FERC Form 3-Q (18 C.F.R. § 141.400).
Note: Major means having, in each of the three previous calendar years, sales or transmission service that
exceeds one of the following:
(1) one million megawatt hours of total annual sales,
(2) 100 megawatt hours of annual sales for resale,
(3) 500 megawatt hours of annual power exchanges delivered, or
(4) 500 megawatt hours of annual wheeling for others (deliveries plus losses).
III.

What and Where to Submit

(a) Submit FERC Forms 1 and 3-Q electronically through the forms submission software. Retain one copy of each report
for your files. Any electronic submission must be created by using the forms submission software provided free by the
Commission at its web site: http://www.ferc.gov/docs-filing/eforms/form-1/elec-subm-soft.asp. The software is
used to submit the electronic filing to the Commission via the Internet.
(b) The Corporate Officer Certification must be submitted electronically as part of the FERC Forms 1 and 3-Q filings.
(c) Submit immediately upon publication, by either eFiling or mail, two (2) copies to the Secretary of the Commission, the
latest Annual Report to Stockholders. Unless eFiling the Annual Report to Stockholders, mail the stockholders report to
the Secretary of the Commission at:
Secretary
Federal Energy Regulatory Commission
888 First Street, NE
Washington, DC 20426
(d)
For the CPA Certification Statement, submit within 30 days after filing the FERC Form 1, a letter or report (not
applicable to filers classified as Class C or Class D prior to January 1, 1984). The CPA Certification Statement can be
either eFiled or mailed to the Secretary of the Commission at the address above.

FERC FORM 1 & 3-Q (ED. 03-07)

i

The CPA Certification Statement should:
a)

Attest to the conformity, in all material aspects, of the below listed (schedules and pages) with the
Commission's applicable Uniform System of Accounts (including applicable notes relating thereto and the
Chief Accountant's published accounting releases), and

b)

Be signed by independent certified public accountants or an independent licensed public accountant
certified or licensed by a regulatory authority of a State or other political subdivision of the U. S. (See 18
C.F.R. §§ 41.10-41.12 for specific qualifications.)

Reference Schedules
Comparative Balance Sheet
Statement of Income
Statement of Retained Earnings
Statement of Cash Flows
Notes to Financial Statements
e)

Pages
110-113
114-117
118-119
120-121
122-123

The following format must be used for the CPA Certification Statement unless unusual circumstances or conditions,
explained in the letter or report, demand that it be varied. Insert parenthetical phrases only when exceptions are
reported.

for the year ended on which we have
“In connection with our regular examination of the financial statements of
, we have also reviewed schedules
reported separately under date of
of FERC Form No. 1 for the year filed with the Federal Energy Regulatory Commission, for
conformity in all material respects with the requirements of the Federal Energy Regulatory Commission as set forth in its
applicable Uniform System of Accounts and published accounting releases. Our review for this purpose included such
tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances.
Based on our review, in our opinion the accompanying schedules identified in the preceding paragraph
(except as noted below) conform in all material respects with the accounting requirements of the Federal Energy
Regulatory Commission as set forth in its applicable Uniform System of Accounts and published accounting releases.”
The letter or report must state which, if any, of the pages above do not conform to the Commission’s requirements.
Describe the discrepancies that exist.
(f) Filers are encouraged to file their Annual Report to Stockholders, and the CPA Certification Statement using eFiling.
To further that effort, new selections, “Annual Report to Stockholders,” and “CPA Certification Statement” have been
added to the dropdown “pick list” from which companies must choose when eFiling. Further instructions are found on the
Commission’s website at http://www.ferc.gov/help/how-to.asp.
(g)
Federal, State and Local Governments and other authorized users may obtain additional blank copies of
FERC Form 1 and 3-Q free of charge from http://www.ferc.gov/docs-filing/eforms/form-1/form-1.pdf and
http://www.ferc.gov/docs-filing/eforms.asp#3Q-gas .
IV. When to Submit:
FERC Forms 1 and 3-Q must be filed by the following schedule:

FERC FORM 1 & 3-Q (ED. 03-07)

ii

a) FERC Form 1 for each year ending December 31 must be filed by April 18th of the following year (18 CFR § 141.1), and
b) FERC Form 3-Q for each calendar quarter must be filed within 60 days after the reporting quarter (18 C.F.R. §
141.400).
V.

Where to Send Comments on Public Reporting Burden.

The public reporting burden for the FERC Form 1 collection of information is estimated to average 1,144
hours per response, including the time for reviewing instructions, searching existing data sources, gathering and
maintaining the data-needed, and completing and reviewing the collection of information. The public reporting burden for
the FERC Form 3-Q collection of information is estimated to average 150 hours per response.
Send comments regarding these burden estimates or any aspect of these collections of information, including
suggestions for reducing burden, to the Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC
20426 (Attention: Information Clearance Officer); and to the Office of Information and Regulatory Affairs, Office of
Management and Budget, Washington, DC 20503 (Attention: Desk Officer for the Federal Energy Regulatory
Commission). No person shall be subject to any penalty if any collection of information does not display a valid control
number (44 U.S.C. § 3512 (a)).

FERC FORM 1 & 3-Q (ED. 03-07)

iii

GENERAL INSTRUCTIONS
I.
Prepare this report in conformity with the Uniform System of Accounts (18 CFR Part 101) (USofA). Interpret
all accounting words and phrases in accordance with the USofA.
II.
Enter in whole numbers (dollars or MWH) only, except where otherwise noted. (Enter cents for averages and
figures per unit where cents are important. The truncating of cents is allowed except on the four basic financial statements
where rounding is required.) The amounts shown on all supporting pages must agree with the amounts entered on the
statements that they support. When applying thresholds to determine significance for reporting purposes, use for balance
sheet accounts the balances at the end of the current reporting period, and use for statement of income accounts the
current year's year to date amounts.
III
Complete each question fully and accurately, even if it has been answered in a previous report. Enter the
word "None" where it truly and completely states the fact.
IV.
For any page(s) that is not applicable to the respondent, omit the page(s) and enter "NA," "NONE," or "Not
Applicable" in column (d) on the List of Schedules, pages 2 and 3.
V. Enter the month, day, and year for all dates. Use customary abbreviations. The "Date of Report" included in the
header of each page is to be completed only for resubmissions (see VII. below).
VI.
Generally, except for certain schedules, all numbers, whether they are expected to be debits or credits, must
be reported as positive. Numbers having a sign that is different from the expected sign must be reported by enclosing the
numbers in parentheses.
VII
For any resubmissions, submit the electronic filing using the form submission software only. Please explain
the reason for the resubmission in a footnote to the data field.
VIII.
Do not make references to reports of previous periods/years or to other reports in lieu of required entries,
except as specifically authorized.
IX.
Wherever (schedule) pages refer to figures from a previous period/year, the figures reported must be based
upon those shown by the report of the previous period/year, or an appropriate explanation given as to why the different
figures were used.
Definitions for statistical classifications used for completing schedules for transmission system reporting are as follows:
FNS - Firm Network Transmission Service for Self. "Firm" means service that can not be interrupted for economic reasons
and is intended to remain reliable even under adverse conditions. "Network Service" is Network Transmission Service as
described in Order No. 888 and the Open Access Transmission Tariff. "Self" means the respondent.
FNO - Firm Network Service for Others. "Firm" means that service cannot be interrupted for economic reasons and is
intended to remain reliable even under adverse conditions. "Network Service" is Network Transmission Service as
described in Order No. 888 and the Open Access Transmission Tariff.
LFP - for Long-Term Firm Point-to-Point Transmission Reservations. "Long-Term" means one year or longer and” firm"
means that service cannot be interrupted for economic reasons and is intended to remain reliable even under adverse
conditions. "Point-to-Point Transmission Reservations" are described in Order No. 888 and the Open Access
Transmission Tariff. For all transactions identified as LFP, provide in a footnote the

FERC FORM 1 & 3-Q (ED. 03-07)

iv

termination date of the contract defined as the earliest date either buyer or seller can unilaterally cancel the contract.
OLF - Other Long-Term Firm Transmission Service. Report service provided under contracts which do not conform to the
terms of the Open Access Transmission Tariff. "Long-Term" means one year or longer and “firm” means that service
cannot be interrupted for economic reasons and is intended to remain reliable even under adverse conditions. For all
transactions identified as OLF, provide in a footnote the termination date of the contract defined as the earliest date either
buyer or seller can unilaterally get out of the contract.
SFP - Short-Term Firm Point-to-Point Transmission Reservations. Use this classification for all firm point-to-point
transmission reservations, where the duration of each period of reservation is less than one-year.
NF - Non-Firm Transmission Service, where firm means that service cannot be interrupted for economic reasons and is
intended to remain reliable even under adverse conditions.
OS - Other Transmission Service. Use this classification only for those services which can not be placed in the
above-mentioned classifications, such as all other service regardless of the length of the contract and service FERC Form.
Describe the type of service in a footnote for each entry.
AD - Out-of-Period Adjustments. Use this code for any accounting adjustments or "true-ups" for service provided in prior
reporting periods. Provide an explanation in a footnote for each adjustment.

DEFINITIONS
I. Commission Authorization (Comm. Auth.) -- The authorization of the Federal Energy Regulatory Commission, or any
other Commission. Name the commission whose authorization was obtained and give date of the authorization.
II. Respondent -- The person, corporation, licensee, agency, authority, or other Legal entity or instrumentality in whose
behalf the report is made.

FERC FORM 1 & 3-Q (ED. 03-07)

v

EXCERPTS FROM THE LAW
Federal Power Act, 16 U.S.C. § 791a-825r
Sec. 3. The words defined in this section shall have the following meanings for purposes of this Act, to with:
(3) ’Corporation' means any corporation, joint-stock company, partnership, association, business trust,
organized group of persons, whether incorporated or not, or a receiver or receivers, trustee or trustees of any of the
foregoing. It shall not include 'municipalities, as hereinafter defined;
(4) 'Person' means an individual or a corporation;
(5) 'Licensee, means any person, State, or municipality Licensed under the provisions of section 4 of this Act,
and any assignee or successor in interest thereof;
(7) 'municipality means a city, county, irrigation district, drainage district, or other political subdivision or
agency of a State competent under the Laws thereof to carry and the business of developing, transmitting, unitizing, or
distributing power; ......
(11) "project' means. a complete unit of improvement or development, consisting of a power house, all water
conduits, all dams and appurtenant works and structures (including navigation structures) which are a part of said unit, and
all storage, diverting, or fore bay reservoirs directly connected therewith, the primary line or lines transmitting power there
from to the point of junction with the distribution system or with the interconnected primary transmission system, all
miscellaneous structures used and useful in connection with said unit or any part thereof, and all water rights,
rights-of-way, ditches, dams, reservoirs, Lands, or interest in Lands the use and occupancy of which are necessary or
appropriate in the maintenance and operation of such unit;
"Sec. 4. The Commission is hereby authorized and empowered
(a) To make investigations and to collect and record data concerning the utilization of the water 'resources of any region to
be developed, the water-power industry and its relation to other industries and to interstate or foreign commerce, and
concerning the location, capacity, development -costs, and relation to markets of power sites; ... to the extent the
Commission may deem necessary or useful for the purposes of this Act."
"Sec. 304. (a) Every Licensee and every public utility shall file with the Commission such annual and other periodic or
special* reports as the Commission may be rules and regulations or other prescribe as necessary or appropriate to assist
the Commission in the -proper administration of this Act. The Commission may prescribe the manner and FERC Form in
which such reports salt be made, and require from such persons specific answers to all questions upon which the
Commission may need information. The Commission may require that such reports shall include, among other things, full
information as to assets and Liabilities, capitalization, net investment, and reduction thereof, gross receipts, interest due
and paid, depreciation, and other reserves, cost of project and other facilities, cost of maintenance and operation of the
project and other facilities, cost of renewals and replacement of the project works and other facilities, depreciation,
generation, transmission, distribution, delivery, use, and sale of electric energy. The Commission may require any such
person to make adequate provision for currently determining such costs and other facts. Such reports shall be made under
oath unless the Commission otherwise specifies*.10

FERC FORM 1 & 3-Q (ED. 03-07)

vi

"Sec. 309. The Commission shall have power to perform any and all acts, and to prescribe, issue, make, and rescind such
orders, rules and regulations as it may find necessary or appropriate to carry out the provisions of this Act. Among other
things, such rules and regulations may define accounting, technical, and trade terms used in this Act; and may prescribe
the FERC Form or FERC Forms of all statements, declarations, applications, and reports to be filed with the Commission,
the information which they shall contain, and the time within which they shall be field..."
General Penalties

The Commission may assess up to $1 million per day per violation of its rules and regulations. See
FPA § 316(a) (2005), 16 U.S.C. § 825o(a).

FERC FORM 1 & 3-Q (ED. 03-07)

vii

FERC FORM NO. 1/3-Q:
REPORT OF MAJOR ELECTRIC UTILITIES, LICENSEES AND OTHER
IDENTIFICATION
01 Exact Legal Name of Respondent

02 Year/Period of Report
End of

03 Previous Name and Date of Change (if name changed during year)
04 Address of Principal Office at End of Period (Street, City, State, Zip Code)
05 Name of Contact Person

06 Title of Contact Person

07 Address of Contact Person (Street, City, State, Zip Code)
08 Telephone of Contact Person,Including 09 This Report Is
Area Code
(1)
An Original

(2)

A Resubmission

10 Date of Report
(Mo, Da, Yr)

ANNUAL CORPORATE OFFICER CERTIFICATION
The undersigned officer certifies that:
I have examined this report and to the best of my knowledge, information, and belief all statements of fact contained in this report are correct statements
of the business affairs of the respondent and the financial statements, and other financial information contained in this report, conform in all material
respects to the Uniform System of Accounts.

01 Name

03 Signature

04 Date Signed

(Mo, Da, Yr)
02 Title
Title 18, U.S.C. 1001 makes it a crime for any person to knowingly and willingly to make to any Agency or Department of the United States any
false, fictitious or fraudulent statements as to any matter within its jurisdiction.

FERC FORM No.1/3-Q (REV. 02-04)

Page 1

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

LIST OF SCHEDULES (Electric Utility)

Enter in column (c) the terms "none," "not applicable," or "NA," as appropriate, where no information or amounts have been reported for
certain pages. Omit pages where the respondents are "none," "not applicable," or "NA".

Line
No.

Title of Schedule

Reference
Page No.
(b)

(a)
1 General Information
2 Control Over Respondent
3 Corporations Controlled by Respondent
4 Officers
5 Directors
6 Information on Formula Rates
7 Important Changes During the Year
8 Comparative Balance Sheet
9 Statement of Income for the Year
10 Statement of Retained Earnings for the Year
11 Statement of Cash Flows
12 Notes to Financial Statements
13 Statement of Accum Comp Income, Comp Income, and Hedging Activities
14 Summary of Utility Plant & Accumulated Provisions for Dep, Amort & Dep
15 Nuclear Fuel Materials
16 Electric Plant in Service
17 Electric Plant Leased to Others
18 Electric Plant Held for Future Use
19 Construction Work in Progress-Electric
20 Accumulated Provision for Depreciation of Electric Utility Plant
21 Investment of Subsidiary Companies
22 Materials and Supplies
23 Allowances
24 Extraordinary Property Losses
25 Unrecovered Plant and Regulatory Study Costs
26 Transmission Service and Generation Interconnection Study Costs
27 Other Regulatory Assets
28 Miscellaneous Deferred Debits
29 Accumulated Deferred Income Taxes
30 Capital Stock
31 Other Paid-in Capital
32 Capital Stock Expense
33 Long-Term Debt
34 Reconciliation of Reported Net Income with Taxable Inc for Fed Inc Tax
35 Taxes Accrued, Prepaid and Charged During the Year
36 Accumulated Deferred Investment Tax Credits

FERC FORM NO. 1 (ED. 12-96)

Page

2

Remarks
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

LIST OF SCHEDULES (Electric Utility) (continued)

Enter in column (c) the terms "none," "not applicable," or "NA," as appropriate, where no information or amounts have been reported for
certain pages. Omit pages where the respondents are "none," "not applicable," or "NA".

Line
No.

Title of Schedule

Reference
Page No.
(b)

(a)
37 Other Deferred Credits
38 Accumulated Deferred Income Taxes-Accelerated Amortization Property
39 Accumulated Deferred Income Taxes-Other Property
40 Accumulated Deferred Income Taxes-Other
41 Other Regulatory Liabilities
42 Electric Operating Revenues
43 Regional Transmission Service Revenues (Account 457.1)
44 Sales of Electricity by Rate Schedules
45 Sales for Resale
46 Electric Operation and Maintenance Expenses
47 Purchased Power
48 Transmission of Electricity for Others
49 Transmission of Electricity by ISO/RTOs
50 Transmission of Electricity by Others
51 Miscellaneous General Expenses-Electric
52 Depreciation and Amortization of Electric Plant
53 Regulatory Commission Expenses
54 Research, Development and Demonstration Activities
55 Distribution of Salaries and Wages
56 Common Utility Plant and Expenses
57 Amounts included in ISO/RTO Settlement Statements
58 Purchase and Sale of Ancillary Services
59 Monthly Transmission System Peak Load
60 Monthly ISO/RTO Transmission System Peak Load
61 Electric Energy Account
62 Monthly Peaks and Output
63 Steam Electric Generating Plant Statistics
64 Hydroelectric Generating Plant Statistics
65 Pumped Storage Generating Plant Statistics
66 Generating Plant Statistics Pages

FERC FORM NO. 1 (ED. 12-96)

Page

3

Remarks
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

LIST OF SCHEDULES (Electric Utility) (continued)

Enter in column (c) the terms "none," "not applicable," or "NA," as appropriate, where no information or amounts have been reported for
certain pages. Omit pages where the respondents are "none," "not applicable," or "NA".

Line
No.

Title of Schedule

Reference
Page No.
(b)

(a)
67 Transmission Line Statistics Pages
68 Transmission Lines Added During the Year
69 Substations
70 Transactions with Associated (Affiliated) Companies
71 Footnote Data

Stockholders' Reports Check appropriate box:
Two copies will be submitted
No annual report to stockholders is prepared

FERC FORM NO. 1 (ED. 12-96)

Page

4

Remarks
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

GENERAL INFORMATION
1. Provide name and title of officer having custody of the general corporate books of account and address of
office where the general corporate books are kept, and address of office where any other corporate books of account
are kept, if different from that where the general corporate books are kept.

2. Provide the name of the State under the laws of which respondent is incorporated, and date of incorporation.
If incorporated under a special law, give reference to such law. If not incorporated, state that fact and give the type
of organization and the date organized.

3. If at any time during the year the property of respondent was held by a receiver or trustee, give (a) name of
receiver or trustee, (b) date such receiver or trustee took possession, (c) the authority by which the receivership or
trusteeship was created, and (d) date when possession by receiver or trustee ceased.

4. State the classes or utility and other services furnished by respondent during the year in each State in which
the respondent operated.

5. Have you engaged as the principal accountant to audit your financial statements an accountant who is not
the principal accountant for your previous year's certified financial statements?
(1)
(2)

Yes...Enter the date when such independent accountant was initially engaged:
No

FERC FORM No.1 (ED. 12-87)

PAGE 101

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

CONTROL OVER RESPONDENT
1. If any corporation, business trust, or similar organization or a combination of such organizations jointly held
control over the repondent at the end of the year, state name of controlling corporation or organization, manner in
which control was held, and extent of control. If control was in a holding company organization, show the chain
of ownership or control to the main parent company or organization. If control was held by a trustee(s), state
name of trustee(s), name of beneficiary or beneficiearies for whom trust was maintained, and purpose of the trust.

FERC FORM NO. 1 (ED. 12-96)

Page

102

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

CORPORATIONS CONTROLLED BY RESPONDENT

1. Report below the names of all corporations, business trusts, and similar organizations, controlled directly or indirectly by respondent
at any time during the year. If control ceased prior to end of year, give particulars (details) in a footnote.
2. If control was by other means than a direct holding of voting rights, state in a footnote the manner in which control was held, naming
any intermediaries involved.
3. If control was held jointly with one or more other interests, state the fact in a footnote and name the other interests.
Definitions
1. See the Uniform System of Accounts for a definition of control.
2. Direct control is that which is exercised without interposition of an intermediary.
3. Indirect control is that which is exercised by the interposition of an intermediary which exercises direct control.
4. Joint control is that in which neither interest can effectively control or direct action without the consent of the other, as where the
voting control is equally divided between two holders, or each party holds a veto power over the other. Joint control may exist by mutual
agreement or understanding between two or more parties who together have control within the meaning of the definition of control in the
Uniform System of Accounts, regardless of the relative voting rights of each party.
Line
No.

Name of Company Controlled

Kind of Business

(a)

(b)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27

FERC FORM NO. 1 (ED. 12-96)

Page

103

Percent Voting
Stock Owned
(c)

Footnote
Ref.
(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

OFFICERS

1. Report below the name, title and salary for each executive officer whose salary is $50,000 or more. An "executive officer" of a
respondent includes its president, secretary, treasurer, and vice president in charge of a principal business unit, division or function
(such as sales, administration or finance), and any other person who performs similar policy making functions.
2. If a change was made during the year in the incumbent of any position, show name and total remuneration of the previous
incumbent, and the date the change in incumbency was made.
Line
No.

Title

Name of Officer

(a)

(b)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44

FERC FORM NO. 1 (ED. 12-96)

Page

104

Salary
for Year
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

DIRECTORS

1. Report below the information called for concerning each director of the respondent who held office at any time during the year. Include in column (a), abbreviated
titles of the directors who are officers of the respondent.
2. Designate members of the Executive Committee by a triple asterisk and the Chairman of the Executive Committee by a double asterisk.
Line
No.

Name (and Title) of Director
(a)

Principal Business Address
(b)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48

FERC FORM NO. 1 (ED. 12-95)

Page

105

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

INFORMATION ON FORMULA RATES
FERC Rate Schedule/Tariff Number FERC Proceeding
Does the respondent have formula rates?

Yes
No

1. Please list the Commission accepted formula rates including FERC Rate Schedule or Tariff Number and FERC proceeding (i.e. Docket No)
accepting the rate(s) or changes in the accepted rate.
Line
No. FERC Rate Schedule or Tariff Number

FERC Proceeding

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41

FERC FORM NO. 1 (NEW. 12-08)

Page 106

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

INFORMATION ON FORMULA RATES
FERC Rate Schedule/Tariff Number FERC Proceeding
Does the respondent file with the Commission annual (or more frequent)
filings containing the inputs to the formula rate(s)?

Yes
No

2. If yes, provide a listing of such filings as contained on the Commission's eLibrary website
Line
No. Accession No.

Document
Date
\ Filed Date Docket No.

Description

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

FERC FORM NO. 1 (NEW. 12-08)

Page 106a

Formula Rate FERC Rate
Schedule Number or
Tariff Number

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

INFORMATION ON FORMULA RATES
Formula Rate Variances
1. If a respondent does not submit such filings then indicate in a footnote to the applicable Form 1 schedule where formula rate inputs differ from
amounts reported in the Form 1.
2. The footnote should provide a narrative description explaining how the "rate" (or billing) was derived if different from the reported amount in the
Form 1.
3. The footnote should explain amounts excluded from the ratebase or where labor or other allocation factors, operating expenses, or other items
impacting formula rate inputs differ from amounts reported in Form 1 schedule amounts.
4. Where the Commission has provided guidance on formula rate inputs, the specific proceeding should be noted in the footnote.
Line
No. Page No(s).

Schedule

Column

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44

FERC FORM NO. 1 (NEW. 12-08)

Page 106b

Line No

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report

Year/Period of Report
End of

IMPORTANT CHANGES DURING THE QUARTER/YEAR

Give particulars (details) concerning the matters indicated below. Make the statements explicit and precise, and number them in
accordance with the inquiries. Each inquiry should be answered. Enter "none," "not applicable," or "NA" where applicable. If
information which answers an inquiry is given elsewhere in the report, make a reference to the schedule in which it appears.
1. Changes in and important additions to franchise rights: Describe the actual consideration given therefore and state from whom the
franchise rights were acquired. If acquired without the payment of consideration, state that fact.
2. Acquisition of ownership in other companies by reorganization, merger, or consolidation with other companies: Give names of
companies involved, particulars concerning the transactions, name of the Commission authorizing the transaction, and reference to
Commission authorization.
3. Purchase or sale of an operating unit or system: Give a brief description of the property, and of the transactions relating thereto,
and reference to Commission authorization, if any was required. Give date journal entries called for by the Uniform System of Accounts
were submitted to the Commission.
4. Important leaseholds (other than leaseholds for natural gas lands) that have been acquired or given, assigned or surrendered: Give
effective dates, lengths of terms, names of parties, rents, and other condition. State name of Commission authorizing lease and give
reference to such authorization.
5. Important extension or reduction of transmission or distribution system: State territory added or relinquished and date operations
began or ceased and give reference to Commission authorization, if any was required. State also the approximate number of
customers added or lost and approximate annual revenues of each class of service. Each natural gas company must also state major
new continuing sources of gas made available to it from purchases, development, purchase contract or otherwise, giving location and
approximate total gas volumes available, period of contracts, and other parties to any such arrangements, etc.
6. Obligations incurred as a result of issuance of securities or assumption of liabilities or guarantees including issuance of short-term
debt and commercial paper having a maturity of one year or less. Give reference to FERC or State Commission authorization, as
appropriate, and the amount of obligation or guarantee.
7. Changes in articles of incorporation or amendments to charter: Explain the nature and purpose of such changes or amendments.
8. State the estimated annual effect and nature of any important wage scale changes during the year.
9. State briefly the status of any materially important legal proceedings pending at the end of the year, and the results of any such
proceedings culminated during the year.
10. Describe briefly any materially important transactions of the respondent not disclosed elsewhere in this report in which an officer,
director, security holder reported on Page 104 or 105 of the Annual Report Form No. 1, voting trustee, associated company or known
associate of any of these persons was a party or in which any such person had a material interest.
11. (Reserved.)
12. If the important changes during the year relating to the respondent company appearing in the annual report to stockholders are
applicable in every respect and furnish the data required by Instructions 1 to 11 above, such notes may be included on this page.
13. Describe fully any changes in officers, directors, major security holders and voting powers of the respondent that may have
occurred during the reporting period.
14. In the event that the respondent participates in a cash management program(s) and its proprietary capital ratio is less than 30
percent please describe the significant events or transactions causing the proprietary capital ratio to be less than 30 percent, and the
extent to which the respondent has amounts loaned or money advanced to its parent, subsidiary, or affiliated companies through a
cash management program(s). Additionally, please describe plans, if any to regain at least a 30 percent proprietary ratio.
PAGE 108 INTENTIONALLY LEFT BLANK
SEE PAGE 109 FOR REQUIRED INFORMATION.

FERC FORM NO. 1 (ED. 12-96)

Page

108

Name of Respondent

This Report is:
(1) An Original
(2) A Resubmission

Date of Report Year/Period of Report
(Mo, Da, Yr)

IMPORTANT CHANGES DURING THE QUARTER/YEAR (Continued)

FERC FORM NO. 1 (ED. 12-96)

Page 109.1

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

COMPARATIVE BALANCE SHEET (ASSETS AND OTHER DEBITS)
Line
No.

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52

Ref.
Page No.
(b)

Title of Account
(a)
UTILITY PLANT
Utility Plant (101-106, 114)
Construction Work in Progress (107)
TOTAL Utility Plant (Enter Total of lines 2 and 3)
(Less) Accum. Prov. for Depr. Amort. Depl. (108, 110, 111, 115)
Net Utility Plant (Enter Total of line 4 less 5)
Nuclear Fuel in Process of Ref., Conv.,Enrich., and Fab. (120.1)
Nuclear Fuel Materials and Assemblies-Stock Account (120.2)
Nuclear Fuel Assemblies in Reactor (120.3)
Spent Nuclear Fuel (120.4)
Nuclear Fuel Under Capital Leases (120.6)
(Less) Accum. Prov. for Amort. of Nucl. Fuel Assemblies (120.5)
Net Nuclear Fuel (Enter Total of lines 7-11 less 12)
Net Utility Plant (Enter Total of lines 6 and 13)
Utility Plant Adjustments (116)
Gas Stored Underground - Noncurrent (117)
OTHER PROPERTY AND INVESTMENTS
Nonutility Property (121)
(Less) Accum. Prov. for Depr. and Amort. (122)
Investments in Associated Companies (123)
Investment in Subsidiary Companies (123.1)
(For Cost of Account 123.1, See Footnote Page 224, line 42)
Noncurrent Portion of Allowances
Other Investments (124)
Sinking Funds (125)
Depreciation Fund (126)
Amortization Fund - Federal (127)
Other Special Funds (128)
Special Funds (Non Major Only) (129)
Long-Term Portion of Derivative Assets (175)
Long-Term Portion of Derivative Assets – Hedges (176)
TOTAL Other Property and Investments (Lines 18-21 and 23-31)
CURRENT AND ACCRUED ASSETS
Cash and Working Funds (Non-major Only) (130)
Cash (131)
Special Deposits (132-134)
Working Fund (135)
Temporary Cash Investments (136)
Notes Receivable (141)
Customer Accounts Receivable (142)
Other Accounts Receivable (143)
(Less) Accum. Prov. for Uncollectible Acct.-Credit (144)
Notes Receivable from Associated Companies (145)
Accounts Receivable from Assoc. Companies (146)
Fuel Stock (151)
Fuel Stock Expenses Undistributed (152)
Residuals (Elec) and Extracted Products (153)
Plant Materials and Operating Supplies (154)
Merchandise (155)
Other Materials and Supplies (156)
Nuclear Materials Held for Sale (157)
Allowances (158.1 and 158.2)

FERC FORM NO. 1 (REV. 12-03)

Page 110

200-201
200-201
200-201
202-203

202-203

224-225
228-229

227
227
227
227
227
227
202-203/227
228-229

Current Year
End of Quarter/Year
Balance
(c)

Prior Year
End Balance
12/31
(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

COMPARATIVE BALANCE SHEET (ASSETS AND OTHER DEBITS)(Continued)
Line
No.

53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85

Title of Account
(a)
(Less) Noncurrent Portion of Allowances
Stores Expense Undistributed (163)
Gas Stored Underground - Current (164.1)
Liquefied Natural Gas Stored and Held for Processing (164.2-164.3)
Prepayments (165)
Advances for Gas (166-167)
Interest and Dividends Receivable (171)
Rents Receivable (172)
Accrued Utility Revenues (173)
Miscellaneous Current and Accrued Assets (174)
Derivative Instrument Assets (175)
(Less) Long-Term Portion of Derivative Instrument Assets (175)
Derivative Instrument Assets - Hedges (176)
(Less) Long-Term Portion of Derivative Instrument Assets - Hedges (176
Total Current and Accrued Assets (Lines 34 through 66)
DEFERRED DEBITS
Unamortized Debt Expenses (181)
Extraordinary Property Losses (182.1)
Unrecovered Plant and Regulatory Study Costs (182.2)
Other Regulatory Assets (182.3)
Prelim. Survey and Investigation Charges (Electric) (183)
Preliminary Natural Gas Survey and Investigation Charges 183.1)
Other Preliminary Survey and Investigation Charges (183.2)
Clearing Accounts (184)
Temporary Facilities (185)
Miscellaneous Deferred Debits (186)
Def. Losses from Disposition of Utility Plt. (187)
Research, Devel. and Demonstration Expend. (188)
Unamortized Loss on Reaquired Debt (189)
Accumulated Deferred Income Taxes (190)
Unrecovered Purchased Gas Costs (191)
Total Deferred Debits (lines 69 through 83)
TOTAL ASSETS (lines 14-16, 32, 67, and 84)

FERC FORM NO. 1 (REV. 12-03)

Page 111

Ref.
Page No.
(b)
227

230a
230b
232

233
352-353
234

Current Year
End of Quarter/Year
Balance
(c)

Prior Year
End Balance
12/31
(d)

Name of Respondent

This Report is:
(1)
An Original
(2)
A Resubmission

Date of Report
(mo, da, yr)

Year/Period of Report
end of

COMPARATIVE BALANCE SHEET (LIABILITIES AND OTHER CREDITS)
Line
No.

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45

Ref.
Page No.
(b)

Title of Account
(a)
PROPRIETARY CAPITAL
Common Stock Issued (201)
Preferred Stock Issued (204)
Capital Stock Subscribed (202, 205)
Stock Liability for Conversion (203, 206)
Premium on Capital Stock (207)
Other Paid-In Capital (208-211)
Installments Received on Capital Stock (212)
(Less) Discount on Capital Stock (213)
(Less) Capital Stock Expense (214)
Retained Earnings (215, 215.1, 216)
Unappropriated Undistributed Subsidiary Earnings (216.1)
(Less) Reaquired Capital Stock (217)
Noncorporate Proprietorship (Non-major only) (218)
Accumulated Other Comprehensive Income (219)
Total Proprietary Capital (lines 2 through 15)
LONG-TERM DEBT
Bonds (221)
(Less) Reaquired Bonds (222)
Advances from Associated Companies (223)
Other Long-Term Debt (224)
Unamortized Premium on Long-Term Debt (225)
(Less) Unamortized Discount on Long-Term Debt-Debit (226)
Total Long-Term Debt (lines 18 through 23)
OTHER NONCURRENT LIABILITIES
Obligations Under Capital Leases - Noncurrent (227)
Accumulated Provision for Property Insurance (228.1)
Accumulated Provision for Injuries and Damages (228.2)
Accumulated Provision for Pensions and Benefits (228.3)
Accumulated Miscellaneous Operating Provisions (228.4)
Accumulated Provision for Rate Refunds (229)
Long-Term Portion of Derivative Instrument Liabilities
Long-Term Portion of Derivative Instrument Liabilities - Hedges
Asset Retirement Obligations (230)
Total Other Noncurrent Liabilities (lines 26 through 34)
CURRENT AND ACCRUED LIABILITIES
Notes Payable (231)
Accounts Payable (232)
Notes Payable to Associated Companies (233)
Accounts Payable to Associated Companies (234)
Customer Deposits (235)
Taxes Accrued (236)
Interest Accrued (237)
Dividends Declared (238)
Matured Long-Term Debt (239)

FERC FORM NO. 1 (rev. 12-03)

Page 112

250-251
250-251

253
252
254
254b
118-119
118-119
250-251
122(a)(b)

256-257
256-257
256-257
256-257

262-263

Current Year
End of Quarter/Year
Balance
(c)

Prior Year
End Balance
12/31
(d)

Name of Respondent

This Report is:
(1)
An Original
(2)
A Resubmission

Date of Report
(mo, da, yr)

Year/Period of Report
end of

(continued)
COMPARATIVE BALANCE SHEET (LIABILITIES AND OTHER CREDITS)
Line
No.

46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66

Ref.
Page No.
(b)

Title of Account
(a)
Matured Interest (240)
Tax Collections Payable (241)
Miscellaneous Current and Accrued Liabilities (242)
Obligations Under Capital Leases-Current (243)
Derivative Instrument Liabilities (244)
(Less) Long-Term Portion of Derivative Instrument Liabilities
Derivative Instrument Liabilities - Hedges (245)
(Less) Long-Term Portion of Derivative Instrument Liabilities-Hedges
Total Current and Accrued Liabilities (lines 37 through 53)
DEFERRED CREDITS
Customer Advances for Construction (252)
Accumulated Deferred Investment Tax Credits (255)
Deferred Gains from Disposition of Utility Plant (256)
Other Deferred Credits (253)
Other Regulatory Liabilities (254)
Unamortized Gain on Reaquired Debt (257)
Accum. Deferred Income Taxes-Accel. Amort.(281)
Accum. Deferred Income Taxes-Other Property (282)
Accum. Deferred Income Taxes-Other (283)
Total Deferred Credits (lines 56 through 64)
TOTAL LIABILITIES AND STOCKHOLDER EQUITY (lines 16, 24, 35, 54 and 65)

FERC FORM NO. 1 (rev. 12-03)

Page 113

266-267
269
278
272-277

Current Year
End of Quarter/Year
Balance
(c)

Prior Year
End Balance
12/31
(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

STATEMENT OF INCOME
Quarterly
1. Report in column (c) the current year to date balance. Column (c) equals the total of adding the data in column (g) plus the data in column (i) plus the
data in column (k). Report in column (d) similar data for the previous year. This information is reported in the annual filing only.
2. Enter in column (e) the balance for the reporting quarter and in column (f) the balance for the same three month period for the prior year.
3. Report in column (g) the quarter to date amounts for electric utility function; in column (i) the quarter to date amounts for gas utility, and in column (k)
the quarter to date amounts for other utility function for the current year quarter.
4. Report in column (h) the quarter to date amounts for electric utility function; in column (j) the quarter to date amounts for gas utility, and in column (l)
the quarter to date amounts for other utility function for the prior year quarter.
5. If additional columns are needed, place them in a footnote.
Annual or Quarterly if applicable
5. Do not report fourth quarter data in columns (e) and (f)
6. Report amounts for accounts 412 and 413, Revenues and Expenses from Utility Plant Leased to Others, in another utility columnin a similar manner to
a utility department. Spread the amount(s) over lines 2 thru 26 as appropriate. Include these amounts in columns (c) and (d) totals.
7. Report amounts in account 414, Other Utility Operating Income, in the same manner as accounts 412 and 413 above.
Line
No.
Title of Account
(a)

(Ref.)
Page No.
(b)

1 UTILITY OPERATING INCOME
2 Operating Revenues (400)
3 Operating Expenses
4 Operation Expenses (401)
5 Maintenance Expenses (402)
6 Depreciation Expense (403)
7 Depreciation Expense for Asset Retirement Costs (403.1)
8 Amort. & Depl. of Utility Plant (404-405)
9 Amort. of Utility Plant Acq. Adj. (406)
10 Amort. Property Losses, Unrecov Plant and Regulatory Study Costs (407)
11 Amort. of Conversion Expenses (407)
12 Regulatory Debits (407.3)
13 (Less) Regulatory Credits (407.4)
14 Taxes Other Than Income Taxes (408.1)
15 Income Taxes - Federal (409.1)
16

- Other (409.1)

17 Provision for Deferred Income Taxes (410.1)
18 (Less) Provision for Deferred Income Taxes-Cr. (411.1)
19 Investment Tax Credit Adj. - Net (411.4)
20 (Less) Gains from Disp. of Utility Plant (411.6)
21 Losses from Disp. of Utility Plant (411.7)
22 (Less) Gains from Disposition of Allowances (411.8)
23 Losses from Disposition of Allowances (411.9)
24 Accretion Expense (411.10)
25 TOTAL Utility Operating Expenses (Enter Total of lines 4 thru 24)
26 Net Util Oper Inc (Enter Tot line 2 less 25) Carry to Pg117,line 27

FERC FORM NO. 1/3-Q (REV. 02-04)

Page 114

Total
Current Year to
Date Balance for
Quarter/Year
(c)

Total
Prior Year to
Date Balance for
Quarter/Year
(d)

Current 3 Months
Ended
Quarterly Only
No 4th Quarter
(e)

Prior 3 Months
Ended
Quarterly Only
No 4th Quarter
(f)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

STATEMENT OF INCOME FOR THE YEAR (Continued)
9. Use page 122 for important notes regarding the statement of income for any account thereof.
10. Give concise explanations concerning unsettled rate proceedings where a contingency exists such that refunds of a material amount may need to be
made to the utility's customers or which may result in material refund to the utility with respect to power or gas purchases. State for each year effected
the gross revenues or costs to which the contingency relates and the tax effects together with an explanation of the major factors which affect the rights
of the utility to retain such revenues or recover amounts paid with respect to power or gas purchases.
11 Give concise explanations concerning significant amounts of any refunds made or received during the year resulting from settlement of any rate
proceeding affecting revenues received or costs incurred for power or gas purches, and a summary of the adjustments made to balance sheet, income,
and expense accounts.
12. If any notes appearing in the report to stokholders are applicable to the Statement of Income, such notes may be included at page 122.
13. Enter on page 122 a concise explanation of only those changes in accounting methods made during the year which had an effect on net income,
including the basis of allocations and apportionments from those used in the preceding year. Also, give the appropriate dollar effect of such changes.
14. Explain in a footnote if the previous year's/quarter's figures are different from that reported in prior reports.
15. If the columns are insufficient for reporting additional utility departments, supply the appropriate account titles report the information in a footnote to
this schedule.
ELECTRIC UTILITY
Current Year to Date
Previous Year to Date
(in dollars)
(in dollars)
(g)
(h)

GAS UTILITY
Current Year to Date
Previous Year to Date
(in dollars)
(in dollars)
(j)
(i)

OTHER UTILITY
Current Year to Date
Previous Year to Date
(in dollars)
(in dollars)
(k)
(l)

Line
No.

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26

FERC FORM NO. 1 (ED. 12-96)

Page 115

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

STATEMENT OF INCOME FOR THE YEAR (continued)
Line
No.

TOTAL

Title of Account
(a)

27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78

(Ref.)
Page No.
(b)

Net Utility Operating Income (Carried forward from page 114)
Other Income and Deductions
Other Income
Nonutilty Operating Income
Revenues From Merchandising, Jobbing and Contract Work (415)
(Less) Costs and Exp. of Merchandising, Job. & Contract Work (416)
Revenues From Nonutility Operations (417)
(Less) Expenses of Nonutility Operations (417.1)
Nonoperating Rental Income (418)
Equity in Earnings of Subsidiary Companies (418.1)
Interest and Dividend Income (419)
Allowance for Other Funds Used During Construction (419.1)
Miscellaneous Nonoperating Income (421)
Gain on Disposition of Property (421.1)
TOTAL Other Income (Enter Total of lines 31 thru 40)
Other Income Deductions
Loss on Disposition of Property (421.2)
Miscellaneous Amortization (425)
Donations (426.1)
Life Insurance (426.2)
Penalties (426.3)
Exp. for Certain Civic, Political & Related Activities (426.4)
Other Deductions (426.5)
TOTAL Other Income Deductions (Total of lines 43 thru 49)
Taxes Applic. to Other Income and Deductions
Taxes Other Than Income Taxes (408.2)
Income Taxes-Federal (409.2)
Income Taxes-Other (409.2)
Provision for Deferred Inc. Taxes (410.2)
(Less) Provision for Deferred Income Taxes-Cr. (411.2)
Investment Tax Credit Adj.-Net (411.5)
(Less) Investment Tax Credits (420)
TOTAL Taxes on Other Income and Deductions (Total of lines 52-58)
Net Other Income and Deductions (Total of lines 41, 50, 59)
Interest Charges
Interest on Long-Term Debt (427)
Amort. of Debt Disc. and Expense (428)
Amortization of Loss on Reaquired Debt (428.1)
(Less) Amort. of Premium on Debt-Credit (429)
(Less) Amortization of Gain on Reaquired Debt-Credit (429.1)
Interest on Debt to Assoc. Companies (430)
Other Interest Expense (431)
(Less) Allowance for Borrowed Funds Used During Construction-Cr. (432)
Net Interest Charges (Total of lines 62 thru 69)
Income Before Extraordinary Items (Total of lines 27, 60 and 70)
Extraordinary Items
Extraordinary Income (434)
(Less) Extraordinary Deductions (435)
Net Extraordinary Items (Total of line 73 less line 74)
Income Taxes-Federal and Other (409.3)
Extraordinary Items After Taxes (line 75 less line 76)
Net Income (Total of line 71 and 77)

FERC FORM NO. 1/3-Q (REV. 02-04)

Page 117

Current Year
(c)

Previous Year
(d)

Current 3 Months
Ended
Quarterly Only
No 4th Quarter
(e)

Prior 3 Months
Ended
Quarterly Only
No 4th Quarter
(f)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

STATEMENT OF RETAINED EARNINGS

1. Do not report Lines 49-53 on the quarterly version.
2. Report all changes in appropriated retained earnings, unappropriated retained earnings, year to date, and unappropriated
undistributed subsidiary earnings for the year.
3. Each credit and debit during the year should be identified as to the retained earnings account in which recorded (Accounts 433, 436
- 439 inclusive). Show the contra primary account affected in column (b)
4. State the purpose and amount of each reservation or appropriation of retained earnings.
5. List first account 439, Adjustments to Retained Earnings, reflecting adjustments to the opening balance of retained earnings. Follow
by credit, then debit items in that order.
6. Show dividends for each class and series of capital stock.
7. Show separately the State and Federal income tax effect of items shown in account 439, Adjustments to Retained Earnings.
8. Explain in a footnote the basis for determining the amount reserved or appropriated. If such reservation or appropriation is to be
recurrent, state the number and annual amounts to be reserved or appropriated as well as the totals eventually to be accumulated.
9. If any notes appearing in the report to stockholders are applicable to this statement, include them on pages 122-123.

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38

Contra Primary
Account Affected
(b)

Item
(a)

Line
No.

UNAPPROPRIATED RETAINED EARNINGS (Account 216)
Balance-Beginning of Period
Changes
Adjustments to Retained Earnings (Account 439)

TOTAL Credits to Retained Earnings (Acct. 439)

TOTAL Debits to Retained Earnings (Acct. 439)
Balance Transferred from Income (Account 433 less Account 418.1)
Appropriations of Retained Earnings (Acct. 436)

TOTAL Appropriations of Retained Earnings (Acct. 436)
Dividends Declared-Preferred Stock (Account 437)

TOTAL Dividends Declared-Preferred Stock (Acct. 437)
Dividends Declared-Common Stock (Account 438)

TOTAL Dividends Declared-Common Stock (Acct. 438)
Transfers from Acct 216.1, Unapprop. Undistrib. Subsidiary Earnings
Balance - End of Period (Total 1,9,15,16,22,29,36,37)
APPROPRIATED RETAINED EARNINGS (Account 215)

39
40
FERC FORM NO. 1/3-Q (REV. 02-04)

Page 118

Current
Quarter/Year
Year to Date
Balance

Previous
Quarter/Year
Year to Date
Balance

(c)

(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

STATEMENT OF RETAINED EARNINGS

1. Do not report Lines 49-53 on the quarterly version.
2. Report all changes in appropriated retained earnings, unappropriated retained earnings, year to date, and unappropriated
undistributed subsidiary earnings for the year.
3. Each credit and debit during the year should be identified as to the retained earnings account in which recorded (Accounts 433, 436
- 439 inclusive). Show the contra primary account affected in column (b)
4. State the purpose and amount of each reservation or appropriation of retained earnings.
5. List first account 439, Adjustments to Retained Earnings, reflecting adjustments to the opening balance of retained earnings. Follow
by credit, then debit items in that order.
6. Show dividends for each class and series of capital stock.
7. Show separately the State and Federal income tax effect of items shown in account 439, Adjustments to Retained Earnings.
8. Explain in a footnote the basis for determining the amount reserved or appropriated. If such reservation or appropriation is to be
recurrent, state the number and annual amounts to be reserved or appropriated as well as the totals eventually to be accumulated.
9. If any notes appearing in the report to stockholders are applicable to this statement, include them on pages 122-123.

Line
No.

Contra Primary
Account Affected
(b)

Item
(a)

41
42
43
44
45 TOTAL Appropriated Retained Earnings (Account 215)
APPROP. RETAINED EARNINGS - AMORT. Reserve, Federal (Account 215.1)
46 TOTAL Approp. Retained Earnings-Amort. Reserve, Federal (Acct. 215.1)
47 TOTAL Approp. Retained Earnings (Acct. 215, 215.1) (Total 45,46)
48 TOTAL Retained Earnings (Acct. 215, 215.1, 216) (Total 38, 47) (216.1)
UNAPPROPRIATED UNDISTRIBUTED SUBSIDIARY EARNINGS (Account
Report only on an Annual Basis, no Quarterly
49 Balance-Beginning of Year (Debit or Credit)
50 Equity in Earnings for Year (Credit) (Account 418.1)
51 (Less) Dividends Received (Debit)
52
53 Balance-End of Year (Total lines 49 thru 52)

FERC FORM NO. 1/3-Q (REV. 02-04)

Page 119

Current
Quarter/Year
Year to Date
Balance

Previous
Quarter/Year
Year to Date
Balance

(c)

(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

STATEMENT OF CASH FLOWS
(1) Codes to be used:(a) Net Proceeds or Payments;(b)Bonds, debentures and other long-term debt; (c) Include commercial paper; and (d) Identify separately such items as
investments, fixed assets, intangibles, etc.
(2) Information about noncash investing and financing activities must be provided in the Notes to the Financial statements. Also provide a reconciliation between "Cash and Cash
Equivalents at End of Period" with related amounts on the Balance Sheet.
(3) Operating Activities - Other: Include gains and losses pertaining to operating activities only. Gains and losses pertaining to investing and financing activities should be reported
in those activities. Show in the Notes to the Financials the amounts of interest paid (net of amount capitalized) and income taxes paid.
(4) Investing Activities: Include at Other (line 31) net cash outflow to acquire other companies. Provide a reconciliation of assets acquired with liabilities assumed in the Notes to
the Financial Statements. Do not include on this statement the dollar amount of leases capitalized per the USofA General Instruction 20; instead provide a reconciliation of the
dollar amount of leases capitalized with the plant cost.

Line
No.

Description (See Instruction No. 1 for Explanation of Codes)
(a)

1 Net Cash Flow from Operating Activities:
2 Net Income (Line 78(c) on page 117)
3 Noncash Charges (Credits) to Income:
4 Depreciation and Depletion
5 Amortization of
6
7
8 Deferred Income Taxes (Net)
9 Investment Tax Credit Adjustment (Net)
10 Net (Increase) Decrease in Receivables
11 Net (Increase) Decrease in Inventory
12 Net (Increase) Decrease in Allowances Inventory
13 Net Increase (Decrease) in Payables and Accrued Expenses
14 Net (Increase) Decrease in Other Regulatory Assets
15 Net Increase (Decrease) in Other Regulatory Liabilities
16 (Less) Allowance for Other Funds Used During Construction
17 (Less) Undistributed Earnings from Subsidiary Companies
18 Other (provide details in footnote):
19
20
21
22 Net Cash Provided by (Used in) Operating Activities (Total 2 thru 21)
23
24 Cash Flows from Investment Activities:
25 Construction and Acquisition of Plant (including land):
26 Gross Additions to Utility Plant (less nuclear fuel)
27 Gross Additions to Nuclear Fuel
28 Gross Additions to Common Utility Plant
29 Gross Additions to Nonutility Plant
30 (Less) Allowance for Other Funds Used During Construction
31 Other (provide details in footnote):
32
33
34 Cash Outflows for Plant (Total of lines 26 thru 33)
35
36 Acquisition of Other Noncurrent Assets (d)
37 Proceeds from Disposal of Noncurrent Assets (d)
38
39 Investments in and Advances to Assoc. and Subsidiary Companies
40 Contributions and Advances from Assoc. and Subsidiary Companies
41 Disposition of Investments in (and Advances to)
42 Associated and Subsidiary Companies
43
44 Purchase of Investment Securities (a)
45 Proceeds from Sales of Investment Securities (a)

FERC FORM NO. 1 (ED. 12-96)

Page 120

Current Year to Date
Quarter/Year
(b)

Previous Year to Date
Quarter/Year
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

STATEMENT OF CASH FLOWS
(1) Codes to be used:(a) Net Proceeds or Payments;(b)Bonds, debentures and other long-term debt; (c) Include commercial paper; and (d) Identify separately such items as
investments, fixed assets, intangibles, etc.
(2) Information about noncash investing and financing activities must be provided in the Notes to the Financial statements. Also provide a reconciliation between "Cash and Cash
Equivalents at End of Period" with related amounts on the Balance Sheet.
(3) Operating Activities - Other: Include gains and losses pertaining to operating activities only. Gains and losses pertaining to investing and financing activities should be reported
in those activities. Show in the Notes to the Financials the amounts of interest paid (net of amount capitalized) and income taxes paid.
(4) Investing Activities: Include at Other (line 31) net cash outflow to acquire other companies. Provide a reconciliation of assets acquired with liabilities assumed in the Notes to
the Financial Statements. Do not include on this statement the dollar amount of leases capitalized per the USofA General Instruction 20; instead provide a reconciliation of the
dollar amount of leases capitalized with the plant cost.

Line
No.

Description (See Instruction No. 1 for Explanation of Codes)
(a)

46 Loans Made or Purchased
47 Collections on Loans
48
49 Net (Increase) Decrease in Receivables
50 Net (Increase ) Decrease in Inventory
51 Net (Increase) Decrease in Allowances Held for Speculation
52 Net Increase (Decrease) in Payables and Accrued Expenses
53 Other (provide details in footnote):
54
55
56 Net Cash Provided by (Used in) Investing Activities
57 Total of lines 34 thru 55)
58
59 Cash Flows from Financing Activities:
60 Proceeds from Issuance of:
61 Long-Term Debt (b)
62 Preferred Stock
63 Common Stock
64 Other (provide details in footnote):
65
66 Net Increase in Short-Term Debt (c)
67 Other (provide details in footnote):
68
69
70 Cash Provided by Outside Sources (Total 61 thru 69)
71
72 Payments for Retirement of:
73 Long-term Debt (b)
74 Preferred Stock
75 Common Stock
76 Other (provide details in footnote):
77
78 Net Decrease in Short-Term Debt (c)
79
80 Dividends on Preferred Stock
81 Dividends on Common Stock
82 Net Cash Provided by (Used in) Financing Activities
83 (Total of lines 70 thru 81)
84
85 Net Increase (Decrease) in Cash and Cash Equivalents
86 (Total of lines 22,57 and 83)
87
88 Cash and Cash Equivalents at Beginning of Period
89
90 Cash and Cash Equivalents at End of period

FERC FORM NO. 1 (ED. 12-96)

Page 121

Current Year to Date
Quarter/Year
(b)

Previous Year to Date
Quarter/Year
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report

Year/Period of Report
End of

NOTES TO FINANCIAL STATEMENTS

1. Use the space below for important notes regarding the Balance Sheet, Statement of Income for the year, Statement of Retained
Earnings for the year, and Statement of Cash Flows, or any account thereof. Classify the notes according to each basic statement,
providing a subheading for each statement except where a note is applicable to more than one statement.
2. Furnish particulars (details) as to any significant contingent assets or liabilities existing at end of year, including a brief explanation of
any action initiated by the Internal Revenue Service involving possible assessment of additional income taxes of material amount, or of
a claim for refund of income taxes of a material amount initiated by the utility. Give also a brief explanation of any dividends in arrears
on cumulative preferred stock.
3. For Account 116, Utility Plant Adjustments, explain the origin of such amount, debits and credits during the year, and plan of
disposition contemplated, giving references to Cormmission orders or other authorizations respecting classification of amounts as plant
adjustments and requirements as to disposition thereof.
4. Where Accounts 189, Unamortized Loss on Reacquired Debt, and 257, Unamortized Gain on Reacquired Debt, are not used, give
an explanation, providing the rate treatment given these items. See General Instruction 17 of the Uniform System of Accounts.
5. Give a concise explanation of any retained earnings restrictions and state the amount of retained earnings affected by such
restrictions.
6. If the notes to financial statements relating to the respondent company appearing in the annual report to the stockholders are
applicable and furnish the data required by instructions above and on pages 114-121, such notes may be included herein.
7. For the 3Q disclosures, respondent must provide in the notes sufficient disclosures so as to make the interim information not
misleading. Disclosures which would substantially duplicate the disclosures contained in the most recent FERC Annual Report may be
omitted.
8. For the 3Q disclosures, the disclosures shall be provided where events subsequent to the end of the most recent year have occurred
which have a material effect on the respondent. Respondent must include in the notes significant changes since the most recently
completed year in such items as: accounting principles and practices; estimates inherent in the preparation of the financial statements;
status of long-term contracts; capitalization including significant new borrowings or modifications of existing financing agreements; and
changes resulting from business combinations or dispositions. However were material contingencies exist, the disclosure of such
matters shall be provided even though a significant change since year end may not have occurred.
9. Finally, if the notes to the financial statements relating to the respondent appearing in the annual report to the stockholders are
applicable and furnish the data required by the above instructions, such notes may be included herein.
PAGE 122 INTENTIONALLY LEFT BLANK
SEE PAGE 123 FOR REQUIRED INFORMATION.

FERC FORM NO. 1 (ED. 12-96)

Page

122

Name of Respondent

This Report is:
(1) An Original
(2) A Resubmission
NOTES TO FINANCIAL STATEMENTS (Continued)

FERC FORM NO. 1 (ED. 12-88)

Page 123.1

Date of Report Year/Period of Report
(Mo, Da, Yr)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

STATEMENTS OF ACCUMULATED COMPREHENSIVE INCOME, COMPREHENSIVE INCOME, AND HEDGING ACTIVITIES
1. Report in columns (b),(c),(d) and (e) the amounts of accumulated other comprehensive income items, on a net-of-tax basis, where appropriate.
2. Report in columns (f) and (g) the amounts of other categories of other cash flow hedges.
3. For each category of hedges that have been accounted for as "fair value hedges", report the accounts affected and the related amounts in a footnote.
4. Report data on a year-to-date basis.

Line
No.

Item

(a)

Unrealized Gains and
Losses on Availablefor-Sale Securities
(b)

Minimum Pension
Liability adjustment
(net amount)
(c)

1
2
3
4
5
6
7
8
9
10

FERC FORM NO. 1 (NEW 06-02)

Page 122a

Foreign Currency
Hedges

Other
Adjustments

(d)

(e)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

STATEMENTS OF ACCUMULATED COMPREHENSIVE INCOME, COMPREHENSIVE INCOME, AND HEDGING ACTIVITIES

Line
No.

Other Cash Flow
Hedges
Interest Rate Swaps

Other Cash Flow
Hedges
[Specify]

(f)

(g)

Totals for each
category of items
recorded in
Account 219
(h)

1
2
3
4
5
6
7
8
9
10

FERC FORM NO. 1 (NEW 06-02)

Page 122b

Net Income (Carried
Forward from
Page 117, Line 78)

Total
Comprehensive
Income

(i)

(j)

Name of Respondent

This Report Is:
Date of Report
(1)
An Original
(Mo, Da, Yr)
(2)
A Resubmission
SUMMARY OF UTILITY PLANT AND ACCUMULATED PROVISIONS
FOR DEPRECIATION. AMORTIZATION AND DEPLETION

Year/Period of Report
End of

Report in Column (c) the amount for electric function, in column (d) the amount for gas function, in column (e), (f), and (g) report other (specify) and in
column (h) common function.

Line
No.

Total Company for the
Current Year/Quarter Ended
(b)

Classification
(a)

1 Utility Plant
2 In Service
3 Plant in Service (Classified)
4 Property Under Capital Leases
5 Plant Purchased or Sold
6 Completed Construction not Classified
7 Experimental Plant Unclassified
8 Total (3 thru 7)
9 Leased to Others
10 Held for Future Use
11 Construction Work in Progress
12 Acquisition Adjustments
13 Total Utility Plant (8 thru 12)
14 Accum Prov for Depr, Amort, & Depl
15 Net Utility Plant (13 less 14)
16 Detail of Accum Prov for Depr, Amort & Depl
17 In Service:
18 Depreciation
19 Amort & Depl of Producing Nat Gas Land/Land Right
20 Amort of Underground Storage Land/Land Rights
21 Amort of Other Utility Plant
22 Total In Service (18 thru 21)
23 Leased to Others
24 Depreciation
25 Amortization and Depletion
26 Total Leased to Others (24 & 25)
27 Held for Future Use
28 Depreciation
29 Amortization
30 Total Held for Future Use (28 & 29)
31 Abandonment of Leases (Natural Gas)
32 Amort of Plant Acquisition Adj
33 Total Accum Prov (equals 14) (22,26,30,31,32)

FERC FORM NO. 1 (ED. 12-89)

Page 200

Electric
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

SUMMARY OF UTILITY PLANT AND ACCUMULATED PROVISIONS
FOR DEPRECIATION. AMORTIZATION AND DEPLETION
Gas

Other (Specify)

Other (Specify)

Other (Specify)

Common

(d)

(e)

(f)

(g)

(h)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33

FERC FORM NO. 1 (ED. 12-89)

Page

201

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

NUCLEAR FUEL MATERIALS (Account 120.1 through 120.6 and 157)

1. Report below the costs incurred for nuclear fuel materials in process of fabrication, on hand, in reactor, and in cooling; owned by the
respondent.
2. If the nuclear fuel stock is obtained under leasing arrangements, attach a statement showing the amount of nuclear fuel leased, the
quantity used and quantity on hand, and the costs incurred under such leasing arrangements.
Line
No.

Description of item

Balance
Beginning of Year
(b)

(a)
1 Nuclear Fuel in process of Refinement, Conv, Enrichment & Fab (120.1)
2 Fabrication
3 Nuclear Materials
4 Allowance for Funds Used during Construction
5 (Other Overhead Construction Costs, provide details in footnote)
6 SUBTOTAL (Total 2 thru 5)
7 Nuclear Fuel Materials and Assemblies
8 In Stock (120.2)
9 In Reactor (120.3)

10 SUBTOTAL (Total 8 & 9)
11 Spent Nuclear Fuel (120.4)
12 Nuclear Fuel Under Capital Leases (120.6)
13 (Less) Accum Prov for Amortization of Nuclear Fuel Assem (120.5)
14 TOTAL Nuclear Fuel Stock (Total 6, 10, 11, 12, less 13)
15 Estimated net Salvage Value of Nuclear Materials in line 9
16 Estimated net Salvage Value of Nuclear Materials in line 11
17 Est Net Salvage Value of Nuclear Materials in Chemical Processing
18 Nuclear Materials held for Sale (157)
19 Uranium
20 Plutonium
21 Other (provide details in footnote):
22 TOTAL Nuclear Materials held for Sale (Total 19, 20, and 21)

FERC FORM NO. 1 (ED. 12-89)

Page

202

Changes during Year
Additions
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

NUCLEAR FUEL MATERIALS (Account 120.1 through 120.6 and 157)

Amortization
(d)

Changes during Year
Other Reductions (Explain in a footnote)
(e)

Balance
End of Year
(f)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22

FERC FORM NO. 1 (ED. 12-89)

Page 203

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC PLANT IN SERVICE (Account 101, 102, 103 and 106)
1. Report below the original cost of electric plant in service according to the prescribed accounts.
2. In addition to Account 101, Electric Plant in Service (Classified), this page and the next include Account 102, Electric Plant Purchased or Sold;
Account 103, Experimental Electric Plant Unclassified; and Account 106, Completed Construction Not Classified-Electric.
3. Include in column (c) or (d), as appropriate, corrections of additions and retirements for the current or preceding year.
4. For revisions to the amount of initial asset retirement costs capitalized, included by primary plant account, increases in column (c) additions and
reductions in column (e) adjustments.
5. Enclose in parentheses credit adjustments of plant accounts to indicate the negative effect of such accounts.
6. Classify Account 106 according to prescribed accounts, on an estimated basis if necessary, and include the entries in column (c). Also to be included
in column (c) are entries for reversals of tentative distributions of prior year reported in column (b). Likewise, if the respondent has a significant amount
of plant retirements which have not been classified to primary accounts at the end of the year, include in column (d) a tentative distribution of such
retirements, on an estimated basis, with appropriate contra entry to the account for accumulated depreciation provision. Include also in column (d)
Line
Account
Balance
Additions
Beginning of Year
No.
(a)
(b)
(c)
1 1. INTANGIBLE PLANT
2 (301) Organization
3 (302) Franchises and Consents
4 (303) Miscellaneous Intangible Plant
5 TOTAL Intangible Plant (Enter Total of lines 2, 3, and 4)
6 2. PRODUCTION PLANT
7 A. Steam Production Plant
8 (310) Land and Land Rights
9 (311) Structures and Improvements
10 (312) Boiler Plant Equipment
11 (313) Engines and Engine-Driven Generators
12 (314) Turbogenerator Units
13 (315) Accessory Electric Equipment
14 (316) Misc. Power Plant Equipment
15 (317) Asset Retirement Costs for Steam Production
16 TOTAL Steam Production Plant (Enter Total of lines 8 thru 15)
17 B. Nuclear Production Plant
18 (320) Land and Land Rights
19 (321) Structures and Improvements
20 (322) Reactor Plant Equipment
21 (323) Turbogenerator Units
22 (324) Accessory Electric Equipment
23 (325) Misc. Power Plant Equipment
24 (326) Asset Retirement Costs for Nuclear Production
25 TOTAL Nuclear Production Plant (Enter Total of lines 18 thru 24)
26 C. Hydraulic Production Plant
27 (330) Land and Land Rights
28 (331) Structures and Improvements
29 (332) Reservoirs, Dams, and Waterways
30 (333) Water Wheels, Turbines, and Generators
31 (334) Accessory Electric Equipment
32 (335) Misc. Power PLant Equipment
33 (336) Roads, Railroads, and Bridges
34 (337) Asset Retirement Costs for Hydraulic Production
35 TOTAL Hydraulic Production Plant (Enter Total of lines 27 thru 34)
36 D. Other Production Plant
37 (340) Land and Land Rights
38 (341) Structures and Improvements
39 (342) Fuel Holders, Products, and Accessories
40 (343) Prime Movers
41 (344) Generators
42 (345) Accessory Electric Equipment
43 (346) Misc. Power Plant Equipment
44 (347) Asset Retirement Costs for Other Production
45 TOTAL Other Prod. Plant (Enter Total of lines 37 thru 44)
46 TOTAL Prod. Plant (Enter Total of lines 16, 25, 35, and 45)

FERC FORM NO. 1 (REV. 12-05)

Page

204

Name of Respondent

Date of Report
(Mo, Da, Yr)

ELECTRIC PLANT IN SERVICE (Account 101, 102, 103 and 106) (Continued)
Account
Balance
Beginning of Year
(a)
(b)

Line
No.
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104

This Report Is:
(1)
An Original
(2)
A Resubmission

3. TRANSMISSION PLANT
(350) Land and Land Rights
(352) Structures and Improvements
(353) Station Equipment
(354) Towers and Fixtures
(355) Poles and Fixtures
(356) Overhead Conductors and Devices
(357) Underground Conduit
(358) Underground Conductors and Devices
(359) Roads and Trails
(359.1) Asset Retirement Costs for Transmission Plant
TOTAL Transmission Plant (Enter Total of lines 48 thru 57)
4. DISTRIBUTION PLANT
(360) Land and Land Rights
(361) Structures and Improvements
(362) Station Equipment
(363) Storage Battery Equipment
(364) Poles, Towers, and Fixtures
(365) Overhead Conductors and Devices
(366) Underground Conduit
(367) Underground Conductors and Devices
(368) Line Transformers
(369) Services
(370) Meters
(371) Installations on Customer Premises
(372) Leased Property on Customer Premises
(373) Street Lighting and Signal Systems
(374) Asset Retirement Costs for Distribution Plant
TOTAL Distribution Plant (Enter Total of lines 60 thru 74)
5. REGIONAL TRANSMISSION AND MARKET OPERATION PLANT
(380) Land and Land Rights
(381) Structures and Improvements
(382) Computer Hardware
(383) Computer Software
(384) Communication Equipment
(385) Miscellaneous Regional Transmission and Market Operation Plant
(386) Asset Retirement Costs for Regional Transmission and Market Oper
TOTAL Transmission and Market Operation Plant (Total lines 77 thru 83)
6. GENERAL PLANT
(389) Land and Land Rights
(390) Structures and Improvements
(391) Office Furniture and Equipment
(392) Transportation Equipment
(393) Stores Equipment
(394) Tools, Shop and Garage Equipment
(395) Laboratory Equipment
(396) Power Operated Equipment
(397) Communication Equipment
(398) Miscellaneous Equipment
SUBTOTAL (Enter Total of lines 86 thru 95)
(399) Other Tangible Property
(399.1) Asset Retirement Costs for General Plant
TOTAL General Plant (Enter Total of lines 96, 97 and 98)
TOTAL (Accounts 101 and 106)
(102) Electric Plant Purchased (See Instr. 8)
(Less) (102) Electric Plant Sold (See Instr. 8)
(103) Experimental Plant Unclassified
TOTAL Electric Plant in Service (Enter Total of lines 100 thru 103)

FERC FORM NO. 1 (REV. 12-05)

Page

206

Year/Period of Report
End of

Additions
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC PLANT IN SERVICE (Account 101, 102, 103 and 106) (Continued)
distributions of these tentative classifications in columns (c) and (d), including the reversals of the prior years tentative account distributions of these
amounts. Careful observance of the above instructions and the texts of Accounts 101 and 106 will avoid serious omissions of the reported amount of
respondent’s plant actually in service at end of year.
7. Show in column (f) reclassifications or transfers within utility plant accounts. Include also in column (f) the additions or reductions of primary account
classifications arising from distribution of amounts initially recorded in Account 102, include in column (e) the amounts with respect to accumulated
provision for depreciation, acquisition adjustments, etc., and show in column (f) only the offset to the debits or credits distributed in column (f) to primary
account classifications.
8. For Account 399, state the nature and use of plant included in this account and if substantial in amount submit a supplementary statement showing
subaccount classification of such plant conforming to the requirement of these pages.
9. For each amount comprising the reported balance and changes in Account 102, state the property purchased or sold, name of vendor or purchase,
and date of transaction. If proposed journal entries have been filed with the Commission as required by the Uniform System of Accounts, give also date
Retirements
Adjustments
Transfers
Balance at
Line
End of Year
No.
(d)
(e)
(f)
(g)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

FERC FORM NO. 1 (REV. 12-05)

Page

205

Name of Respondent

Retirements
(d)

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC PLANT IN SERVICE (Account 101, 102, 103 and 106) (Continued)
Adjustments
Transfers
Balance at
End of Year
(e)
(f)
(g)

Line
No.
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104

FERC FORM NO. 1 (REV. 12-05)

Page

207

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC PLANT LEASED TO OTHERS (Account 104)

Line
No.

Name of Lessee
(Designate associated companies
with a double asterisk)
(a)

Description of
Property Leased
(b)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

47

TOTAL

FERC FORM NO. 1 (ED. 12-95)

Page 213

Commission
Authorization
(c)

Expiration
Date of
Lease
(d)

Balance at
End of Year
(e)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC PLANT HELD FOR FUTURE USE (Account 105)
1. Report separately each property held for future use at end of the year having an original cost of $250,000 or more. Group other items of property held
for future use.
2. For property having an original cost of $250,000 or more previously used in utility operations, now held for future use, give in column (a), in addition to
other required information, the date that utility use of such property was discontinued, and the date the original cost was transferred to Account 105.
Line
No.

Description and Location
Of Property
(a)

Date Originally Included Date Expected to be used
in This Account
in Utility Service
(b)
(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

47 Total
FERC FORM NO. 1 (ED. 12-96)

Page 214

Balance at
End of Year
(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

CONSTRUCTION WORK IN PROGRESS - - ELECTRIC (Account 107)
1. Report below descriptions and balances at end of year of projects in process of construction (107)
2. Show items relating to "research, development, and demonstration" projects last, under a caption Research, Development, and Demonstrating (see
Account 107 of the Uniform System of Accounts)
3. Minor projects (5% of the Balance End of the Year for Account 107 or $1,000,000, whichever is less) may be grouped.
Line
No.

Description of Project

Construction work in progress Electric (Account 107)
(b)

(a)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42

43

TOTAL

FERC FORM NO. 1 (ED. 12-87)

Page 216

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ACCUMULATED PROVISION FOR DEPRECIATION OF ELECTRIC UTILITY PLANT (Account 108)

1. Explain in a footnote any important adjustments during year.
2. Explain in a footnote any difference between the amount for book cost of plant retired, Line 11, column (c), and that reported for
electric plant in service, pages 204-207, column 9d), excluding retirements of non-depreciable property.
3. The provisions of Account 108 in the Uniform System of accounts require that retirements of depreciable plant be recorded when
such plant is removed from service. If the respondent has a significant amount of plant retired at year end which has not been recorded
and/or classified to the various reserve functional classifications, make preliminary closing entries to tentatively functionalize the book
cost of the plant retired. In addition, include all costs included in retirement work in progress at year end in the appropriate functional
classifications.
4. Show separately interest credits under a sinking fund or similar method of depreciation accounting.

Line
No.

Section A. Balances and Changes During Year
Electric Plant in
Total
(c+d+e)
Service
(b)
(c)

Item
(a)

Electric Plant Held
for Future Use
(d)

1 Balance Beginning of Year
2 Depreciation Provisions for Year, Charged to
3 (403) Depreciation Expense
4 (403.1) Depreciation Expense for Asset
Retirement Costs
5 (413) Exp. of Elec. Plt. Leas. to Others
6 Transportation Expenses-Clearing
7 Other Clearing Accounts
8 Other Accounts (Specify, details in footnote):
9
10 TOTAL Deprec. Prov for Year (Enter Total of
lines 3 thru 9)
11 Net Charges for Plant Retired:
12 Book Cost of Plant Retired
13 Cost of Removal
14 Salvage (Credit)
15 TOTAL Net Chrgs. for Plant Ret. (Enter Total
of lines 12 thru 14)
16 Other Debit or Cr. Items (Describe, details in
footnote):
17
18 Book Cost or Asset Retirement Costs Retired
19 Balance End of Year (Enter Totals of lines 1,
10, 15, 16, and 18)
Section B. Balances at End of Year According to Functional Classification
20 Steam Production
21 Nuclear Production
22 Hydraulic Production-Conventional
23 Hydraulic Production-Pumped Storage
24 Other Production
25 Transmission
26 Distribution
27 Regional Transmission and Market Operation
28 General
29 TOTAL (Enter Total of lines 20 thru 28)

FERC FORM NO. 1 (REV. 12-05)

Page

219

Electric Plant
Leased to Others
(e)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

INVESTMENTS IN SUBSIDIARY COMPANIES (Account 123.1)
1. Report below investments in Accounts 123.1, investments in Subsidiary Companies.
2. Provide a subheading for each company and List there under the information called for below. Sub - TOTAL by company and give a TOTAL in
columns (e),(f),(g) and (h)
(a) Investment in Securities - List and describe each security owned. For bonds give also principal amount, date of issue, maturity and interest rate.
(b) Investment Advances - Report separately the amounts of loans or investment advances which are subject to repayment, but which are not subject to
current settlement. With respect to each advance show whether the advance is a note or open account. List each note giving date of issuance, maturity
date, and specifying whether note is a renewal.
3. Report separately the equity in undistributed subsidiary earnings since acquisition. The TOTAL in column (e) should equal the amount entered for
Account 418.1.
Line
No.

Description of Investment

Date Acquired
(b)

(a)

Date Of
Maturity
(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41

TOTAL

42 Total Cost of Account 123.1 $
FERC FORM NO. 1 (ED. 12-89)

Page 224

Amount of Investment at
Beginning of Year
(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

INVESTMENTS IN SUBSIDIARY COMPANIES (Account 123.1) (Continued)
4. For any securities, notes, or accounts that were pledged designate such securities, notes, or accounts in a footnote, and state the name of pledgee
and purpose of the pledge.
5. If Commission approval was required for any advance made or security acquired, designate such fact in a footnote and give name of Commission,
date of authorization, and case or docket number.
6. Report column (f) interest and dividend revenues form investments, including such revenues form securities disposed of during the year.
7. In column (h) report for each investment disposed of during the year, the gain or loss represented by the difference between cost of the investment (or
the other amount at which carried in the books of account if difference from cost) and the selling price thereof, not including interest adjustment includible
in column (f).
8. Report on Line 42, column (a) the TOTAL cost of Account 123.1
Equity in Subsidiary
Earnings of Year
(e)

Revenues for Year

Amount of Investment at
End of Year
(g)

(f)

Gain or Loss from Investment
Disposed of
(h)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41

42
FERC FORM NO. 1 (ED. 12-89)

Page

225

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

MATERIALS AND SUPPLIES
1. For Account 154, report the amount of plant materials and operating supplies under the primary functional classifications as indicated in column (a);
estimates of amounts by function are acceptable. In column (d), designate the department or departments which use the class of material.
2. Give an explanation of important inventory adjustments during the year (in a footnote) showing general classes of material and supplies and the
various accounts (operating expenses, clearing accounts, plant, etc.) affected debited or credited. Show separately debit or credits to stores expense
clearing, if applicable.
Line
No.

Account

Balance
Beginning of Year

Balance
End of Year

(a)

(b)

(c)

1 Fuel Stock (Account 151)
2 Fuel Stock Expenses Undistributed (Account 152)
3 Residuals and Extracted Products (Account 153)
4 Plant Materials and Operating Supplies (Account 154)
5 Assigned to - Construction (Estimated)
6 Assigned to - Operations and Maintenance
7 Production Plant (Estimated)
8 Transmission Plant (Estimated)
9 Distribution Plant (Estimated)
10 Regional Transmission and Market Operation Plant
(Estimated)
11 Assigned to - Other (provide details in footnote)
12 TOTAL Account 154 (Enter Total of lines 5 thru 11)
13 Merchandise (Account 155)
14 Other Materials and Supplies (Account 156)
15 Nuclear Materials Held for Sale (Account 157) (Not
applic to Gas Util)
16 Stores Expense Undistributed (Account 163)
17
18
19
20 TOTAL Materials and Supplies (Per Balance Sheet)

FERC FORM NO. 1 (REV. 12-05)

Page 227

Department or
Departments which
Use Material
(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

Allowances (Accounts 158.1 and 158.2)

1. Report below the particulars (details) called for concerning allowances.
2. Report all acquisitions of allowances at cost.
3. Report allowances in accordance with a weighted average cost allocation method and other accounting as prescribed by General
Instruction No. 21 in the Uniform System of Accounts.
4. Report the allowances transactions by the period they are first eligible for use: the current year’s allowances in columns (b)-(c),
allowances for the three succeeding years in columns (d)-(i), starting with the following year, and allowances for the remaining
succeeding years in columns (j)-(k).
5. Report on line 4 the Environmental Protection Agency (EPA) issued allowances. Report withheld portions Lines 36-40.
Line
No.

SO2 Allowances Inventory
(Account 158.1)
(a)

Current Year
No.
(b)

Amt.
(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

FERC FORM NO. 1 (ED. 12-95)

Page 228a

No.
(d)

Amt.
(e)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

Allowances (Accounts 158.1 and 158.2)

(Continued)

6. Report on Lines 5 allowances returned by the EPA. Report on Line 39 the EPA’s sales of the withheld allowances. Report on Lines
43-46 the net sales proceeds and gains/losses resulting from the EPA’s sale or auction of the withheld allowances.
7. Report on Lines 8-14 the names of vendors/transferors of allowances acquire and identify associated companies (See "associated
company" under "Definitions" in the Uniform System of Accounts).
8. Report on Lines 22 - 27 the name of purchasers/ transferees of allowances disposed of an identify associated companies.
9. Report the net costs and benefits of hedging transactions on a separate line under purchases/transfers and sales/transfers.
10. Report on Lines 32-35 and 43-46 the net sales proceeds and gains or losses from allowance sales.
Future Years
No.
(f)

Amt.
(g)

No.
(h)

Amt.
(i)

No.
(j)

Totals
Amt.
(k)

No.
(l)

Amt.
(m)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

FERC FORM NO. 1 (ED. 12-95)

Page 229a

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

Allowances (Accounts 158.1 and 158.2)

1. Report below the particulars (details) called for concerning allowances.
2. Report all acquisitions of allowances at cost.
3. Report allowances in accordance with a weighted average cost allocation method and other accounting as prescribed by General
Instruction No. 21 in the Uniform System of Accounts.
4. Report the allowances transactions by the period they are first eligible for use: the current year’s allowances in columns (b)-(c),
allowances for the three succeeding years in columns (d)-(i), starting with the following year, and allowances for the remaining
succeeding years in columns (j)-(k).
5. Report on line 4 the Environmental Protection Agency (EPA) issued allowances. Report withheld portions Lines 36-40.
Line
No.

NOx Allowances Inventory
(Account 158.1)
(a)

Current Year
No.
(b)

Amt.
(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

FERC FORM NO. 1 (ED. 12-95)

Page 228b

No.
(d)

Amt.
(e)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

Allowances (Accounts 158.1 and 158.2)

(Continued)

6. Report on Lines 5 allowances returned by the EPA. Report on Line 39 the EPA’s sales of the withheld allowances. Report on Lines
43-46 the net sales proceeds and gains/losses resulting from the EPA’s sale or auction of the withheld allowances.
7. Report on Lines 8-14 the names of vendors/transferors of allowances acquire and identify associated companies (See "associated
company" under "Definitions" in the Uniform System of Accounts).
8. Report on Lines 22 - 27 the name of purchasers/ transferees of allowances disposed of an identify associated companies.
9. Report the net costs and benefits of hedging transactions on a separate line under purchases/transfers and sales/transfers.
10. Report on Lines 32-35 and 43-46 the net sales proceeds and gains or losses from allowance sales.
Future Years
No.
(f)

Amt.
(g)

No.
(h)

Amt.
(i)

No.
(j)

Totals
Amt.
(k)

No.
(l)

Amt.
(m)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

FERC FORM NO. 1 (ED. 12-95)

Page 229b

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

EXTRAORDINARY PROPERTY LOSSES (Account 182.1)
Line
No.

Description of Extraordinary Loss
[Include in the description the date of
Commission Authorization to use Acc 182.1
and period of amortization (mo, yr to mo, yr).]
(a)

Total
Amount
of Loss

Losses
Recognised
During Year

(b)

(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19

20 TOTAL

FERC FORM NO. 1 (ED. 12-88)

Page

230a

WRITTEN OFF DURING YEAR
Account
Charged
(d)

Amount
(e)

Balance at
End of Year
(f)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

UNRECOVERED PLANT AND REGULATORY STUDY COSTS (182.2)
Line
No.

Description of Unrecovered Plant
and Regulatory Study Costs [Include
in the description of costs, the date of
Commission Authorization to use Acc 182.2
and period of amortization (mo, yr to mo, yr)]
(a)

Total
Amount
of Charges

Costs
Recognised
During Year

(b)

(c)

21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48

49 TOTAL

FERC FORM NO. 1 (ED. 12-88)

Page

230b

WRITTEN OFF DURING YEAR

Balance at

Account
Charged

Amount

End of Year

(d)

(e)

(f)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

Transmission Service and Generation Interconnection Study Costs
1. Report the particulars (details) called for concerning the costs incurred and the reimbursements received for performing transmission service and
generator interconnection studies.
2. List each study separately.
3. In column (a) provide the name of the study.
4. In column (b) report the cost incurred to perform the study at the end of period.
5. In column (c) report the account charged with the cost of the study.
6. In column (d) report the amounts received for reimbursement of the study costs at end of period.
7. In column (e) report the account credited with the reimbursement received for performing the study.
Reimbursements
Line
Account Credited
Costs Incurred During
Received During
No.
With Reimbursement
Period
Account Charged
Description
the Period
(d)
(e)
(a)
(b)
(c)
1 Transmission Studies
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21

Generation Studies

22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40

FERC FORM NO. 1/1-F/3-Q (NEW. 03-07)

Page 231

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

OTHER REGULATORY ASSETS (Account 182.3)

1. Report below the particulars (details) called for concerning other regulatory assets, including rate order docket number, if applicable.
2. Minor items (5% of the Balance in Account 182.3 at end of period, or amounts less than $100,000 which ever is less), may be
grouped by classes.
3. For Regulatory Assets being amortized, show period of amortization.
Line
No.

Description and Purpose of
Other Regulatory Assets

(a)

Balance at
Beginning of
Current
Quarter/Year
(b)

Debits

(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43

44 TOTAL
FERC FORM NO. 1/3-Q (REV. 02-04)

Page

232

CREDITS
Written off During Written off During
the Quarter/Year
the Period
Account Charged
Amount
(d)
(e)

Balance at end of
Current Quarter/Year

(f)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

MISCELLANEOUS DEFFERED DEBITS (Account 186)

1. Report below the particulars (details) called for concerning miscellaneous deferred debits.
2. For any deferred debit being amortized, show period of amortization in column (a)
3. Minor item (1% of the Balance at End of Year for Account 186 or amounts less than $100,000, whichever is less) may be grouped by
classes.
Line
No.

Description of Miscellaneous
Deferred Debits

Balance at
Beginning of Year

Debits

(a)

(b)

(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

47 Misc. Work in Progress
Deferred Regulatory Comm.
48
Expenses (See pages 350 - 351)
49 TOTAL

FERC FORM NO. 1 (ED. 12-94)

Page

233

CREDITS
Account
Charged
(d)

Amount
(e)

Balance at
End of Year
(f)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ACCUMULATED DEFERRED INCOME TAXES (Account 190)

1. Report the information called for below concerning the respondent’s accounting for deferred income taxes.
2. At Other (Specify), include deferrals relating to other income and deductions.

Line
No.

Description and Location

Balance of Begining
of Year
(b)

(a)

1 Electric
2
3
4
5
6
7 Other
8 TOTAL Electric (Enter Total of lines 2 thru 7)
9 Gas
10
11
12
13
14
15 Other
16 TOTAL Gas (Enter Total of lines 10 thru 15
17 Other (Specify)
18 TOTAL (Acct 190) (Total of lines 8, 16 and 17)
Notes

FERC FORM NO. 1 (ED. 12-88)

Page 234

Balance at End
of Year
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

CAPITAL STOCKS (Account 201 and 204)

1. Report below the particulars (details) called for concerning common and preferred stock at end of year, distinguishing separate
series of any general class. Show separate totals for common and preferred stock. If information to meet the stock exchange reporting
requirement outlined in column (a) is available from the SEC 10-K Report Form filing, a specific reference to report form (i.e., year and
company title) may be reported in column (a) provided the fiscal years for both the 10-K report and this report are compatible.
2. Entries in column (b) should represent the number of shares authorized by the articles of incorporation as amended to end of year.

Line
No.

Class and Series of Stock and
Name of Stock Series

Number of shares
Authorized by Charter

Par or Stated
Value per share

Call Price at
End of Year

(a)

(b)

(c)

(d)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42

FERC FORM NO. 1 (ED. 12-91)

Page

250

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

CAPITAL STOCKS (Account 201 and 204) (Continued)

3. Give particulars (details) concerning shares of any class and series of stock authorized to be issued by a regulatory commission
which have not yet been issued.
4. The identification of each class of preferred stock should show the dividend rate and whether the dividends are cumulative or
non-cumulative.
5. State in a footnote if any capital stock which has been nominally issued is nominally outstanding at end of year.
Give particulars (details) in column (a) of any nominally issued capital stock, reacquired stock, or stock in sinking and other funds which
is pledged, stating name of pledgee and purposes of pledge.
OUTSTANDING PER BALANCE SHEET
(Total amount outstanding without reduction
for amounts held by respondent)
Shares
Amount
(e)
(f)

HELD BY RESPONDENT
AS REACQUIRED STOCK (Account 217)
Shares
(g)

Cost
(h)

IN SINKING AND OTHER FUNDS
Shares
(i)

Line
No.

Amount
(j)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42

FERC FORM NO. 1 (ED. 12-88)

Page

251

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

OTHER PAID-IN CAPITAL (Accounts 208-211, inc.)
Report below the balance at the end of the year and the information specified below for the respective other paid-in capital accounts. Provide a
subheading for each account and show a total for the account, as well as total of all accounts for reconciliation with balance sheet, Page 112. Add more
columns for any account if deemed necessary. Explain changes made in any account during the year and give the accounting entries effecting such
change.
(a) Donations Received from Stockholders (Account 208)-State amount and give brief explanation of the origin and purpose of each donation.
(b) Reduction in Par or Stated value of Capital Stock (Account 209): State amount and give brief explanation of the capital change which gave rise to
amounts reported under this caption including identification with the class and series of stock to which related.
(c) Gain on Resale or Cancellation of Reacquired Capital Stock (Account 210): Report balance at beginning of year, credits, debits, and balance at end
of year with a designation of the nature of each credit and debit identified by the class and series of stock to which related.
(d) Miscellaneous Paid-in Capital (Account 211)-Classify amounts included in this account according to captions which, together with brief explanations,
disclose the general nature of the transactions which gave rise to the reported amounts.
Line
No.

Item
(a)

Amount
(b)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39

40 TOTAL

FERC FORM NO. 1 (ED. 12-87)

Page

253

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

CAPITAL STOCK EXPENSE (Account 214)

1. Report the balance at end of the year of discount on capital stock for each class and series of capital stock.
2. If any change occurred during the year in the balance in respect to any class or series of stock, attach a statement giving particulars
(details) of the change. State the reason for any charge-off of capital stock expense and specify the account charged.

Line
No.
1

Class and Series of Stock
(a)

Balance at End of Year
(b)

2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21

22 TOTAL

FERC FORM NO. 1 (ED. 12-87)

Page

254b

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

LONG-TERM DEBT (Account 221, 222, 223 and 224)

1. Report by balance sheet account the particulars (details) concerning long-term debt included in Accounts 221, Bonds, 222,
Reacquired Bonds, 223, Advances from Associated Companies, and 224, Other long-Term Debt.
2. In column (a), for new issues, give Commission authorization numbers and dates.
3. For bonds assumed by the respondent, include in column (a) the name of the issuing company as well as a description of the bonds.
4. For advances from Associated Companies, report separately advances on notes and advances on open accounts. Designate
demand notes as such. Include in column (a) names of associated companies from which advances were received.
5. For receivers, certificates, show in column (a) the name of the court -and date of court order under which such certificates were
issued.
6. In column (b) show the principal amount of bonds or other long-term debt originally issued.
7. In column (c) show the expense, premium or discount with respect to the amount of bonds or other long-term debt originally issued.
8. For column (c) the total expenses should be listed first for each issuance, then the amount of premium (in parentheses) or discount.
Indicate the premium or discount with a notation, such as (P) or (D). The expenses, premium or discount should not be netted.
9. Furnish in a footnote particulars (details) regarding the treatment of unamortized debt expense, premium or discount associated with
issues redeemed during the year. Also, give in a footnote the date of the Commission’s authorization of treatment other than as
specified by the Uniform System of Accounts.

Line
No.

Class and Series of Obligation, Coupon Rate
(For new issue, give commission Authorization numbers and dates)
(a)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32

33 TOTAL
FERC FORM NO. 1 (ED. 12-96)

Page

256

Principal Amount
Of Debt issued
(b)

Total expense,
Premium or Discount
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

LONG-TERM DEBT (Account 221, 222, 223 and 224) (Continued)

10. Identify separate undisposed amounts applicable to issues which were redeemed in prior years.
11. Explain any debits and credits other than debited to Account 428, Amortization and Expense, or credited to Account 429, Premium
on Debt - Credit.
12. In a footnote, give explanatory (details) for Accounts 223 and 224 of net changes during the year. With respect to long-term
advances, show for each company: (a) principal advanced during year, (b) interest added to principal amount, and (c) principle repaid
during year. Give Commission authorization numbers and dates.
13. If the respondent has pledged any of its long-term debt securities give particulars (details) in a footnote including name of pledgee
and purpose of the pledge.
14. If the respondent has any long-term debt securities which have been nominally issued and are nominally outstanding at end of
year, describe such securities in a footnote.
15. If interest expense was incurred during the year on any obligations retired or reacquired before end of year, include such interest
expense in column (i). Explain in a footnote any difference between the total of column (i) and the total of Account 427, interest on
Long-Term Debt and Account 430, Interest on Debt to Associated Companies.
16. Give particulars (details) concerning any long-term debt authorized by a regulatory commission but not yet issued.

Nominal Date
of Issue
(d)

Date of
Maturity
(e)

AMORTIZATION PERIOD
Date From
(f)

Date To
(g)

Outstanding
(Total amount outstanding without
reduction for amounts held by
respondent)
(h)

Interest for Year
Amount
(i)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32

33
FERC FORM NO. 1 (ED. 12-96)

Page 257

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

RECONCILIATION OF REPORTED NET INCOME WITH TAXABLE INCOME FOR FEDERAL INCOME TAXES
1. Report the reconciliation of reported net income for the year with taxable income used in computing Federal income tax accruals and show
computation of such tax accruals. Include in the reconciliation, as far as practicable, the same detail as furnished on Schedule M-1 of the tax return for
the year. Submit a reconciliation even though there is no taxable income for the year. Indicate clearly the nature of each reconciling amount.
2. If the utility is a member of a group which files a consolidated Federal tax return, reconcile reported net income with taxable net income as if a
separate return were to be field, indicating, however, intercompany amounts to be eliminated in such a consolidated return. State names of group
member, tax assigned to each group member, and basis of allocation, assignment, or sharing of the consolidated tax among the group members.
3. A substitute page, designed to meet a particular need of a company, may be used as Long as the data is consistent and meets the requirements of
the above instructions. For electronic reporting purposes complete Line 27 and provide the substitute Page in the context of a footnote.

Particulars (Details)
Line
No.
(a)
1 Net Income for the Year (Page 117)

Amount
(b)

2
3
4 Taxable Income Not Reported on Books
5
6
7
8
9 Deductions Recorded on Books Not Deducted for Return
10
11
12
13
14 Income Recorded on Books Not Included in Return
15
16
17
18
19 Deductions on Return Not Charged Against Book Income
20
21
22
23
24
25
26
27 Federal Tax Net Income
28 Show Computation of Tax:
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44

FERC FORM NO. 1 (ED. 12-96)

Page

261

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

TAXES ACCRUED, PREPAID AND CHARGED DURING YEAR
1. Give particulars (details) of the combined prepaid and accrued tax accounts and show the total taxes charged to operations and other accounts during
the year. Do not include gasoline and other sales taxes which have been charged to the accounts to which the taxed material was charged. If the
actual, or estimated amounts of such taxes are know, show the amounts in a footnote and designate whether estimated or actual amounts.
2. Include on this page, taxes paid during the year and charged direct to final accounts, (not charged to prepaid or accrued taxes.)
Enter the amounts in both columns (d) and (e). The balancing of this page is not affected by the inclusion of these taxes.
3. Include in column (d) taxes charged during the year, taxes charged to operations and other accounts through (a) accruals credited to taxes accrued,
(b)amounts credited to proportions of prepaid taxes chargeable to current year, and (c) taxes paid and charged direct to operations or accounts other
than accrued and prepaid tax accounts.
4. List the aggregate of each kind of tax in such manner that the total tax for each State and subdivision can readily be ascertained.
Line
No.

Kind of Tax
(See instruction 5)
(a)

BALANCE AT BEGINNING OF YEAR
Taxes Accrued
Prepaid Taxes
(Account 236)
(Include in Account 165)
(b)
(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40

41 TOTAL
FERC FORM NO. 1 (ED. 12-96)

Page

262

Taxes
Charged
During
Year
(d)

Taxes
Paid
During
Year
(e)

Adjustments
(f)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

TAXES ACCRUED, PREPAID AND CHARGED DURING YEAR (Continued)
5. If any tax (exclude Federal and State income taxes)- covers more then one year, show the required information separately for each tax year,
identifying the year in column (a).
6. Enter all adjustments of the accrued and prepaid tax accounts in column (f) and explain each adjustment in a foot- note. Designate debit adjustments
by parentheses.
7. Do not include on this page entries with respect to deferred income taxes or taxes collected through payroll deductions or otherwise pending
transmittal of such taxes to the taxing authority.
8. Report in columns (i) through (l) how the taxes were distributed. Report in column (I) only the amounts charged to Accounts 408.1 and 409.1
pertaining to electric operations. Report in column (l) the amounts charged to Accounts 408.1 and 109.1 pertaining to other utility departments and
amounts charged to Accounts 408.2 and 409.2. Also shown in column (l) the taxes charged to utility plant or other balance sheet accounts.
9. For any tax apportioned to more than one utility department or account, state in a footnote the basis (necessity) of apportioning such tax.
BALANCE AT END OF YEAR
Prepaid Taxes
(Taxes accrued
(Incl. in Account 165)
Account 236)
(g)
(h)

DISTRIBUTION OF TAXES CHARGED
Extraordinary Items
Electric
(Account 408.1, 409.1)
(Account 409.3)
(i)
(j)

Adjustments to Ret.
Earnings (Account 439)
(k)

Other
(l)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40

41

FERC FORM NO. 1 (ED. 12-96)

Page

263

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ACCUMULATED DEFERRED INVESTMENT TAX CREDITS (Account 255)

Report below information applicable to Account 255. Where appropriate, segregate the balances and transactions by utility and
nonutility operations. Explain by footnote any correction adjustments to the account balance shown in column (g).Include in column (i)
the average period over which the tax credits are amortized.
Line
No.

Account
Subdivisions
(a)

Balance at Beginning
of Year
(b)

Deferred for Year
Account No.
Amount
(d)
(c)

1 Electric Utility
2 3%
3 4%
4 7%
5 10%
6
7
8 TOTAL
9 Other (List separately
and show 3%, 4%, 7%,
10% and TOTAL)
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48

FERC FORM NO. 1 (ED. 12-89)

Page

266

Allocations to
Current Year's Income
Account No.
Amount
(e)
(f)

Adjustments
(g)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ACCUMULATED DEFERRED INVESTMENT TAX CREDITS (Account 255) (continued)

Balance at End
of Year
(h)

Average Period
of Allocation
to Income
(i)

ADJUSTMENT EXPLANATION

Line
No.
1
2
3
4
5
6
7
8
9

10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48

FERC FORM NO. 1 (ED. 12-89)

Page 267

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

OTHER DEFFERED CREDITS (Account 253)
1. Report below the particulars (details) called for concerning other deferred credits.
2. For any deferred credit being amortized, show the period of amortization.
3. Minor items (5% of the Balance End of Year for Account 253 or amounts less than $100,000, whichever is greater) may be grouped by classes.
Line
No.

Description and Other
Deferred Credits

Balance at
Beginning of Year

(a)

(b)

DEBITS
Contra
Account
(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

47 TOTAL

FERC FORM NO. 1 (ED. 12-94)

Page

269

Amount
(d)

Credits

Balance at
End of Year

(e)

(f)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ACCUMULATED DEFERRED INCOME TAXES - ACCELERATED AMORTIZATION PROPERTY (Account 281)

1. Report the information called for below concerning the respondent’s accounting for deferred income taxes rating to amortizable
property.
2. For other (Specify),include deferrals relating to other income and deductions.
CHANGES DURING YEAR
Line
No.

Account

Balance at
Beginning of Year

(a)

(b)

1 Accelerated Amortization (Account 281)
2 Electric
3 Defense Facilities
4 Pollution Control Facilities
5 Other (provide details in footnote):
6
7
8 TOTAL Electric (Enter Total of lines 3 thru 7)
9 Gas
10 Defense Facilities
11 Pollution Control Facilities
12 Other (provide details in footnote):
13
14
15 TOTAL Gas (Enter Total of lines 10 thru 14)
16
17 TOTAL (Acct 281) (Total of 8, 15 and 16)
18 Classification of TOTAL
19 Federal Income Tax
20 State Income Tax
21 Local Income Tax

NOTES

FERC FORM NO. 1 (ED. 12-96)

Page 272

Amounts Debited
to Account 410.1
(c)

Amounts Credited
to Account 411.1
(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ACCUMULATED DEFERRED INCOME TAXES _ ACCELERATED AMORTIZATION PROPERTY (Account 281) (Continued)

3. Use footnotes as required.

CHANGES DURING YEAR
Amounts Debited Amounts Credited
to Account 410.2
to Account 411.2
(e)

(f)

ADJUSTMENTS
Debits
Account
Credited
(g)

Credits
Account
Debited
(i)

Amount
(h)

Amount
(j)

Balance at
End of Year

Line
No.

(k)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21

NOTES (Continued)

FERC FORM NO. 1 (ED. 12-96)

Page

273

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ACCUMULATED DEFFERED INCOME TAXES - OTHER PROPERTY (Account 282)

1. Report the information called for below concerning the respondent’s accounting for deferred income taxes rating to property not
subject to accelerated amortization
2. For other (Specify),include deferrals relating to other income and deductions.
CHANGES DURING YEAR
Line
No.

Account

Balance at
Beginning of Year

(a)

(b)

1 Account 282
2 Electric
3 Gas
4
5 TOTAL (Enter Total of lines 2 thru 4)
6
7
8
9 TOTAL Account 282 (Enter Total of lines 5 thru
10 Classification of TOTAL
11 Federal Income Tax
12 State Income Tax
13 Local Income Tax

NOTES

FERC FORM NO. 1 (ED. 12-96)

Page

274

Amounts Debited
to Account 410.1
(c)

Amounts Credited
to Account 411.1
(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ACCUMULATED DEFERRED INCOME TAXES - OTHER PROPERTY (Account 282) (Continued)

3. Use footnotes as required.

CHANGES DURING YEAR
Amounts Debited Amounts Credited
to Account 410.2
to Account 411.2
(e)

(f)

ADJUSTMENTS
Debits
Account
Credited
(g)

Amount
(h)

Credits
Account
Debited
(i)

Amount
(j)

Balance at
End of Year

Line
No.

(k)
1
2
3
4
5
6
7
8
9
10
11
12
13

NOTES (Continued)

FERC FORM NO. 1 (ED. 12-96)

Page

275

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ACCUMULATED DEFFERED INCOME TAXES - OTHER (Account 283)

1. Report the information called for below concerning the respondent’s accounting for deferred income taxes relating to amounts
recorded in Account 283.
2. For other (Specify),include deferrals relating to other income and deductions.
Line
No.

Balance at
Beginning of Year
(b)

Account
(a)

1 Account 283
2 Electric
3
4
5
6
7
8
9 TOTAL Electric (Total of lines 3 thru 8)
10 Gas
11
12
13
14
15
16
17 TOTAL Gas (Total of lines 11 thru 16)
18
19 TOTAL (Acct 283) (Enter Total of lines 9, 17 and 18)
20 Classification of TOTAL
21 Federal Income Tax
22 State Income Tax
23 Local Income Tax

NOTES

FERC FORM NO. 1 (ED. 12-96)

Page

276

CHANGES DURING YEAR
Amounts Debited
Amounts Credited
to Account 410.1
to Account 411.1
(c)
(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ACCUMULATED DEFERRED INCOME TAXES - OTHER (Account 283) (Continued)

3. Provide in the space below explanations for Page 276 and 277. Include amounts relating to insignificant items listed under Other.
4. Use footnotes as required.
CHANGES DURING YEAR
Amounts Debited Amounts Credited
to Account 410.2
to Account 411.2
(e)

(f)

ADJUSTMENTS
Debits
Account
Credited
(g)

Credits
Account
Debited
(i)

Amount
(h)

Amount
(j)

Balance at
End of Year
(k)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23

NOTES (Continued)

FERC FORM NO. 1 (ED. 12-96)

Page

277

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

OTHER REGULATORY LIABILITIES (Account 254)

1. Report below the particulars (details) called for concerning other regulatory liabilities, including rate order docket number, if applicable.
2. Minor items (5% of the Balance in Account 254 at end of period, or amounts less than $100,000 which ever is less), may be grouped
by classes.
3. For Regulatory Liabilities being amortized, show period of amortization.

Line
No.

Description and Purpose of
Other Regulatory Liabilities
(a)

Balance at Begining
of Current
Quarter/Year
(b)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40

41 TOTAL

FERC FORM NO. 1/3-Q (REV 02-04)

Page

278

DEBITS
Account
Credited
(c)

Amount

Credits

(d)

(e)

Balance at End
of Current
Quarter/Year
(f)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC OPERATING REVENUES (Account 400)
1. The following instructions generally apply to the annual version of these pages. Do not report quarterly data in columns (c), (e), (f), and (g). Unbilled revenues and MWH
related to unbilled revenues need not be reported separately as required in the annual version of these pages.
2. Report below operating revenues for each prescribed account, and manufactured gas revenues in total.
3. Report number of customers, columns (f) and (g), on the basis of meters, in addition to the number of flat rate accounts; except that where separate meter readings are added
for billing purposes, one customer should be counted for each group of meters added. The -average number of customers means the average of twelve figures at the close of
each month.
4. If increases or decreases from previous period (columns (c),(e), and (g)), are not derived from previously reported figures, explain any inconsistencies in a footnote.
5. Disclose amounts of $250,000 or greater in a footnote for accounts 451, 456, and 457.2.

Line
No.

Operating Revenues Year
to Date Quarterly/Annual
(b)

Title of Account
(a)

1 Sales of Electricity
2 (440) Residential Sales
3 (442) Commercial and Industrial Sales
4 Small (or Comm.) (See Instr. 4)
5 Large (or Ind.) (See Instr. 4)
6 (444) Public Street and Highway Lighting
7 (445) Other Sales to Public Authorities
8 (446) Sales to Railroads and Railways
9 (448) Interdepartmental Sales
10 TOTAL Sales to Ultimate Consumers
11 (447) Sales for Resale
12 TOTAL Sales of Electricity
13 (Less) (449.1) Provision for Rate Refunds
14 TOTAL Revenues Net of Prov. for Refunds
15 Other Operating Revenues
16 (450) Forfeited Discounts
17 (451) Miscellaneous Service Revenues
18 (453) Sales of Water and Water Power
19 (454) Rent from Electric Property
20 (455) Interdepartmental Rents
21 (456) Other Electric Revenues
22 (456.1) Revenues from Transmission of Electricity of Others
23 (457.1) Regional Control Service Revenues
24 (457.2) Miscellaneous Revenues
25
26 TOTAL Other Operating Revenues
27 TOTAL Electric Operating Revenues

FERC FORM NO. 1/3-Q (REV. 12-05)

Page

300

Operating Revenues
Previous year (no Quarterly)
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC OPERATING REVENUES (Account 400)
6. Commercial and industrial Sales, Account 442, may be classified according to the basis of classification (Small or Commercial, and Large or Industrial) regularly used by the
respondent if such basis of classification is not generally greater than 1000 Kw of demand. (See Account 442 of the Uniform System of Accounts. Explain basis of classification
in a footnote.)
7. See pages 108-109, Important Changes During Period, for important new territory added and important rate increase or decreases.
8. For Lines 2,4,5,and 6, see Page 304 for amounts relating to unbilled revenue by accounts.
9. Include unmetered sales. Provide details of such Sales in a footnote.

AVG.NO. CUSTOMERS PER MONTH

MEGAWATT HOURS SOLD
Year to Date Quarterly/Annual
(d)

Amount Previous year (no Quarterly)

Current Year (no Quarterly)
(f)

(e)

Previous Year (no Quarterly)
(g)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14

Line 12, column (b) includes $

of unbilled revenues.

Line 12, column (d) includes

MWH relating to unbilled revenues

FERC FORM NO. 1/3-Q (REV. 12-05)

Page

301

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

REGIONAL TRANSMISSION SERVICE REVENUES (Account 457.1)

1. The respondent shall report below the revenue collected for each service (i.e., control area administration, market administration,
etc.) performed pursuant to a Commission approved tariff. All amounts separately billed must be detailed below.
Line
No.

Description of Service
(a)

Balance at End of
Quarter 1
(b)

Balance at End of
Quarter 2
(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45

46

TOTAL

FERC FORM NO. 1/3-Q (NEW. 12-05)

Page

302

Balance at End of
Quarter 3
(d)

Balance at End of
Year
(e)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

SALES OF ELECTRICITY BY RATE SCHEDULES
1. Report below for each rate schedule in effect during the year the MWH of electricity sold, revenue, average number of customer, average Kwh per
customer, and average revenue per Kwh, excluding date for Sales for Resale which is reported on Pages 310-311.
2. Provide a subheading and total for each prescribed operating revenue account in the sequence followed in "Electric Operating Revenues," Page
300-301. If the sales under any rate schedule are classified in more than one revenue account, List the rate schedule and sales data under each
applicable revenue account subheading.
3. Where the same customers are served under more than one rate schedule in the same revenue account classification (such as a general residential
schedule and an off peak water heating schedule), the entries in column (d) for the special schedule should denote the duplication in number of reported
customers.
4. The average number of customers should be the number of bills rendered during the year divided by the number of billing periods during the year (12
if all billings are made monthly).
5. For any rate schedule having a fuel adjustment clause state in a footnote the estimated additional revenue billed pursuant thereto.
6. Report amount of unbilled revenue as of end of year for each applicable revenue account subheading.
Revenue
Average Number
KWh of Sales
Revenue Per
MWh Sold
Line Number and Title of Rate schedule
KWh Sold
Per Customer
of Customers
No.
(a)
(b)
(c)
(e)
(f)
(d)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40

41
42
43

TOTAL Billed
Total Unbilled Rev.(See Instr. 6)
TOTAL

FERC FORM NO. 1 (ED. 12-95)

Page

304

This Report Is:
Date of Report
(Mo, Da, Yr)
(1)
An Original
(2)
A Resubmission
SALES FOR RESALE (Account 447)

Name of Respondent

Year/Period of Report
End of

1. Report all sales for resale (i.e., sales to purchasers other than ultimate consumers) transacted on a settlement basis other than
power exchanges during the year. Do not report exchanges of electricity ( i.e., transactions involving a balancing of debits and credits
for energy, capacity, etc.) and any settlements for imbalanced exchanges on this schedule. Power exchanges must be reported on the
Purchased Power schedule (Page 326-327).
2. Enter the name of the purchaser in column (a). Do note abbreviate or truncate the name or use acronyms. Explain in a footnote any
ownership interest or affiliation the respondent has with the purchaser.
3. In column (b), enter a Statistical Classification Code based on the original contractual terms and conditions of the service as follows:
RQ - for requirements service. Requirements service is service which the supplier plans to provide on an ongoing basis (i.e., the
supplier includes projected load for this service in its system resource planning). In addition, the reliability of requirements service must
be the same as, or second only to, the supplier's service to its own ultimate consumers.
LF - for tong-term service. "Long-term" means five years or Longer and "firm" means that service cannot be interrupted for economic
reasons and is intended to remain reliable even under adverse conditions (e.g., the supplier must attempt to buy emergency energy
from third parties to maintain deliveries of LF service). This category should not be used for Long-term firm service which meets the
definition of RQ service. For all transactions identified as LF, provide in a footnote the termination date of the contract defined as the
earliest date that either buyer or setter can unilaterally get out of the contract.
IF - for intermediate-term firm service. The same as LF service except that "intermediate-term" means longer than one year but Less
than five years.
SF - for short-term firm service. Use this category for all firm services where the duration of each period of commitment for service is
one year or less.
LU - for Long-term service from a designated generating unit. "Long-term" means five years or Longer. The availability and reliability of
service, aside from transmission constraints, must match the availability and reliability of designated unit.
IU - for intermediate-term service from a designated generating unit. The same as LU service except that "intermediate-term" means
Longer than one year but Less than five years.

Line
No.

Name of Company or Public Authority
(Footnote Affiliations)
(a)

Statistical
Classification
(b)

FERC Rate
Schedule or
Tariff Number
(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14

FERC FORM NO. 1 (ED. 12-90)

Page

310

Average
Monthly Billing
Demand (MW)
(d)

Actual Demand (MW)
Average
Average
Monthly NCP Demand Monthly CP Demand
(e)
(f)

Name of Respondent

This Report Is:
Date of Report
(Mo, Da, Yr)
(1)
An Original
(2)
A Resubmission
SALES FOR RESALE (Account 447) (Continued)

Year/Period of Report
End of

OS - for other service. use this category only for those services which cannot be placed in the above-defined categories, such as all
non-firm service regardless of the Length of the contract and service from designated units of Less than one year. Describe the nature
of the service in a footnote.
AD - for Out-of-period adjustment. Use this code for any accounting adjustments or "true-ups" for service provided in prior reporting
years. Provide an explanation in a footnote for each adjustment.
4. Group requirements RQ sales together and report them starting at line number one. After listing all RQ sales, enter "Subtotal - RQ"
in column (a). The remaining sales may then be listed in any order. Enter "Subtotal-Non-RQ" in column (a) after this Listing. Enter
"Total'' in column (a) as the Last Line of the schedule. Report subtotals and total for columns (9) through (k)
5. In Column (c), identify the FERC Rate Schedule or Tariff Number. On separate Lines, List all FERC rate schedules or tariffs under
which service, as identified in column (b), is provided.
6. For requirements RQ sales and any type of-service involving demand charges imposed on a monthly (or Longer) basis, enter the
average monthly billing demand in column (d), the average monthly non-coincident peak (NCP) demand in column (e), and the average
monthly coincident peak (CP)
demand in column (f). For all other types of service, enter NA in columns (d), (e) and (f). Monthly NCP demand is the maximum
metered hourly (60-minute integration) demand in a month. Monthly CP demand is the metered demand during the hour (60-minute
integration) in which the supplier's system reaches its monthly peak. Demand reported in columns (e) and (f) must be in megawatts.
Footnote any demand not stated on a megawatt basis and explain.
7. Report in column (g) the megawatt hours shown on bills rendered to the purchaser.
8. Report demand charges in column (h), energy charges in column (i), and the total of any other types of charges, including
out-of-period adjustments, in column (j). Explain in a footnote all components of the amount shown in column (j). Report in column (k)
the total charge shown on bills rendered to the purchaser.
9. The data in column (g) through (k) must be subtotaled based on the RQ/Non-RQ grouping (see instruction 4), and then totaled on
the Last -line of the schedule. The "Subtotal - RQ" amount in column (g) must be reported as Requirements Sales For Resale on Page
401, line 23. The "Subtotal - Non-RQ" amount in column (g) must be reported as Non-Requirements Sales For Resale on Page
401,iine 24.
10. Footnote entries as required and provide explanations following all required data.

MegaWatt Hours
Sold
(g)

Demand Charges
($)
(h)

REVENUE
Energy Charges
($)
(i)

Other Charges
($)
(j)

Total ($)
(h+i+j)

Line
No.

(k)
1
2
3
4
5
6
7
8
9
10
11
12
13
14

FERC FORM NO. 1 (ED. 12-90)

Page

311

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC OPERATION AND MAINTENANCE EXPENSES

If the amount for previous year is not derived from previously reported figures, explain in footnote.
Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59

Account
(a)
1. POWER PRODUCTION EXPENSES
A. Steam Power Generation
Operation
(500) Operation Supervision and Engineering
(501) Fuel
(502) Steam Expenses
(503) Steam from Other Sources
(Less) (504) Steam Transferred-Cr.
(505) Electric Expenses
(506) Miscellaneous Steam Power Expenses
(507) Rents
(509) Allowances
TOTAL Operation (Enter Total of Lines 4 thru 12)
Maintenance
(510) Maintenance Supervision and Engineering
(511) Maintenance of Structures
(512) Maintenance of Boiler Plant
(513) Maintenance of Electric Plant
(514) Maintenance of Miscellaneous Steam Plant
TOTAL Maintenance (Enter Total of Lines 15 thru 19)
TOTAL Power Production Expenses-Steam Power (Entr Tot lines 13 & 20)
B. Nuclear Power Generation
Operation
(517) Operation Supervision and Engineering
(518) Fuel
(519) Coolants and Water
(520) Steam Expenses
(521) Steam from Other Sources
(Less) (522) Steam Transferred-Cr.
(523) Electric Expenses
(524) Miscellaneous Nuclear Power Expenses
(525) Rents
TOTAL Operation (Enter Total of lines 24 thru 32)
Maintenance
(528) Maintenance Supervision and Engineering
(529) Maintenance of Structures
(530) Maintenance of Reactor Plant Equipment
(531) Maintenance of Electric Plant
(532) Maintenance of Miscellaneous Nuclear Plant
TOTAL Maintenance (Enter Total of lines 35 thru 39)
TOTAL Power Production Expenses-Nuc. Power (Entr tot lines 33 & 40)
C. Hydraulic Power Generation
Operation
(535) Operation Supervision and Engineering
(536) Water for Power
(537) Hydraulic Expenses
(538) Electric Expenses
(539) Miscellaneous Hydraulic Power Generation Expenses
(540) Rents
TOTAL Operation (Enter Total of Lines 44 thru 49)
C. Hydraulic Power Generation (Continued)
Maintenance
(541) Mainentance Supervision and Engineering
(542) Maintenance of Structures
(543) Maintenance of Reservoirs, Dams, and Waterways
(544) Maintenance of Electric Plant
(545) Maintenance of Miscellaneous Hydraulic Plant
TOTAL Maintenance (Enter Total of lines 53 thru 57)
TOTAL Power Production Expenses-Hydraulic Power (tot of lines 50 & 58)

FERC FORM NO. 1 (ED. 12-93)

Page 320

Amount for
Current Year
(b)

Amount for
Previous Year
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC OPERATION AND MAINTENANCE EXPENSES (Continued)

If the amount for previous year is not derived from previously reported figures, explain in footnote.
Line
No.
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112

Account

Amount for
Current Year
(b)

(a)
D. Other Power Generation
Operation
(546) Operation Supervision and Engineering
(547) Fuel
(548) Generation Expenses
(549) Miscellaneous Other Power Generation Expenses
(550) Rents
TOTAL Operation (Enter Total of lines 62 thru 66)
Maintenance
(551) Maintenance Supervision and Engineering
(552) Maintenance of Structures
(553) Maintenance of Generating and Electric Plant
(554) Maintenance of Miscellaneous Other Power Generation Plant
TOTAL Maintenance (Enter Total of lines 69 thru 72)
TOTAL Power Production Expenses-Other Power (Enter Tot of 67 & 73)
E. Other Power Supply Expenses
(555) Purchased Power
(556) System Control and Load Dispatching
(557) Other Expenses
TOTAL Other Power Supply Exp (Enter Total of lines 76 thru 78)
TOTAL Power Production Expenses (Total of lines 21, 41, 59, 74 & 79)
2. TRANSMISSION EXPENSES
Operation
(560) Operation Supervision and Engineering
(561.1) Load Dispatch-Reliability
(561.2) Load Dispatch-Monitor and Operate Transmission System
(561.3) Load Dispatch-Transmission Service and Scheduling
(561.4) Scheduling, System Control and Dispatch Services
(561.5) Reliability, Planning and Standards Development
(561.6) Transmission Service Studies
(561.7) Generation Interconnection Studies
(561.8) Reliability, Planning and Standards Development Services
(562) Station Expenses
(563) Overhead Lines Expenses
(564) Underground Lines Expenses
(565) Transmission of Electricity by Others
(566) Miscellaneous Transmission Expenses
(567) Rents
TOTAL Operation (Enter Total of lines 83 thru 98)
Maintenance
(568) Maintenance Supervision and Engineering
(569) Maintenance of Structures
(569.1) Maintenance of Computer Hardware
(569.2) Maintenance of Computer Software
(569.3) Maintenance of Communication Equipment
(569.4) Maintenance of Miscellaneous Regional Transmission Plant
(570) Maintenance of Station Equipment
(571) Maintenance of Overhead Lines
(572) Maintenance of Underground Lines
(573) Maintenance of Miscellaneous Transmission Plant
TOTAL Maintenance (Total of lines 101 thru 110)
TOTAL Transmission Expenses (Total of lines 99 and 111)

FERC FORM NO. 1 (ED. 12-93)

Page 321

Amount for
Previous Year
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC OPERATION AND MAINTENANCE EXPENSES (Continued)

If the amount for previous year is not derived from previously reported figures, explain in footnote.
Line
No.
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164

Account

Amount for
Current Year
(b)

(a)
3. REGIONAL MARKET EXPENSES
Operation
(575.1) Operation Supervision
(575.2) Day-Ahead and Real-Time Market Facilitation
(575.3) Transmission Rights Market Facilitation
(575.4) Capacity Market Facilitation
(575.5) Ancillary Services Market Facilitation
(575.6) Market Monitoring and Compliance
(575.7) Market Facilitation, Monitoring and Compliance Services
(575.8) Rents
Total Operation (Lines 115 thru 122)
Maintenance
(576.1) Maintenance of Structures and Improvements
(576.2) Maintenance of Computer Hardware
(576.3) Maintenance of Computer Software
(576.4) Maintenance of Communication Equipment
(576.5) Maintenance of Miscellaneous Market Operation Plant
Total Maintenance (Lines 125 thru 129)
TOTAL Regional Transmission and Market Op Expns (Total 123 and 130)
4. DISTRIBUTION EXPENSES
Operation
(580) Operation Supervision and Engineering
(581) Load Dispatching
(582) Station Expenses
(583) Overhead Line Expenses
(584) Underground Line Expenses
(585) Street Lighting and Signal System Expenses
(586) Meter Expenses
(587) Customer Installations Expenses
(588) Miscellaneous Expenses
(589) Rents
TOTAL Operation (Enter Total of lines 134 thru 143)
Maintenance
(590) Maintenance Supervision and Engineering
(591) Maintenance of Structures
(592) Maintenance of Station Equipment
(593) Maintenance of Overhead Lines
(594) Maintenance of Underground Lines
(595) Maintenance of Line Transformers
(596) Maintenance of Street Lighting and Signal Systems
(597) Maintenance of Meters
(598) Maintenance of Miscellaneous Distribution Plant
TOTAL Maintenance (Total of lines 146 thru 154)
TOTAL Distribution Expenses (Total of lines 144 and 155)
5. CUSTOMER ACCOUNTS EXPENSES
Operation
(901) Supervision
(902) Meter Reading Expenses
(903) Customer Records and Collection Expenses
(904) Uncollectible Accounts
(905) Miscellaneous Customer Accounts Expenses
TOTAL Customer Accounts Expenses (Total of lines 159 thru 163)

FERC FORM NO. 1 (ED. 12-93)

Page 322

Amount for
Previous Year
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC OPERATION AND MAINTENANCE EXPENSES (Continued)

If the amount for previous year is not derived from previously reported figures, explain in footnote.
Line
No.
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198

Account
(a)
6. CUSTOMER SERVICE AND INFORMATIONAL EXPENSES
Operation
(907) Supervision
(908) Customer Assistance Expenses
(909) Informational and Instructional Expenses
(910) Miscellaneous Customer Service and Informational Expenses
TOTAL Customer Service and Information Expenses (Total 167 thru 170)
7. SALES EXPENSES
Operation
(911) Supervision
(912) Demonstrating and Selling Expenses
(913) Advertising Expenses
(916) Miscellaneous Sales Expenses
TOTAL Sales Expenses (Enter Total of lines 174 thru 177)
8. ADMINISTRATIVE AND GENERAL EXPENSES
Operation
(920) Administrative and General Salaries
(921) Office Supplies and Expenses
(Less) (922) Administrative Expenses Transferred-Credit
(923) Outside Services Employed
(924) Property Insurance
(925) Injuries and Damages
(926) Employee Pensions and Benefits
(927) Franchise Requirements
(928) Regulatory Commission Expenses
(929) (Less) Duplicate Charges-Cr.
(930.1) General Advertising Expenses
(930.2) Miscellaneous General Expenses
(931) Rents
TOTAL Operation (Enter Total of lines 181 thru 193)
Maintenance
(935) Maintenance of General Plant
TOTAL Administrative & General Expenses (Total of lines 194 and 196)
TOTAL Elec Op and Maint Expns (Total 80,112,131,156,164,171,178,197)

FERC FORM NO. 1 (ED. 12-93)

Page 323

Amount for
Current Year
(b)

Amount for
Previous Year
(c)

This Report Is:
Date of Report
(Mo, Da, Yr)
(1)
An Original
(2)
A Resubmission
PURCHASED POWER (Account 555)
(Including power exchanges)

Name of Respondent

Year/Period of Report
End of

1. Report all power purchases made during the year. Also report exchanges of electricity (i.e., transactions involving a balancing of
debits and credits for energy, capacity, etc.) and any settlements for imbalanced exchanges.
2. Enter the name of the seller or other party in an exchange transaction in column (a). Do not abbreviate or truncate the name or use
acronyms. Explain in a footnote any ownership interest or affiliation the respondent has with the seller.
3. In column (b), enter a Statistical Classification Code based on the original contractual terms and conditions of the service as follows:
RQ - for requirements service. Requirements service is service which the supplier plans to provide on an ongoing basis (i.e., the
supplier includes projects load for this service in its system resource planning). In addition, the reliability of requirement service must
be the same as, or second only to, the supplier’s service to its own ultimate consumers.
LF - for long-term firm service. "Long-term" means five years or longer and "firm" means that service cannot be interrupted for
economic reasons and is intended to remain reliable even under adverse conditions (e.g., the supplier must attempt to buy emergency
energy from third parties to maintain deliveries of LF service). This category should not be used for long-term firm service firm service
which meets the definition of RQ service. For all transaction identified as LF, provide in a footnote the termination date of the contract
defined as the earliest date that either buyer or seller can unilaterally get out of the contract.
IF - for intermediate-term firm service. The same as LF service expect that "intermediate-term" means longer than one year but less
than five years.
SF - for short-term service. Use this category for all firm services, where the duration of each period of commitment for service is one
year or less.
LU - for long-term service from a designated generating unit. "Long-term" means five years or longer. The availability and reliability of
service, aside from transmission constraints, must match the availability and reliability of the designated unit.
IU - for intermediate-term service from a designated generating unit. The same as LU service expect that "intermediate-term" means
longer than one year but less than five years.
EX - For exchanges of electricity. Use this category for transactions involving a balancing of debits and credits for energy, capacity, etc.
and any settlements for imbalanced exchanges.
OS - for other service. Use this category only for those services which cannot be placed in the above-defined categories, such as all
non-firm service regardless of the Length of the contract and service from designated units of Less than one year. Describe the nature
of the service in a footnote for each adjustment.
Line
No.

Name of Company or Public Authority
(Footnote Affiliations)
(a)

Statistical
Classification
(b)

FERC Rate
Schedule or
Tariff Number
(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14

Total

FERC FORM NO. 1 (ED. 12-90)

Page

326

Average
Monthly Billing
Demand (MW)
(d)

Actual Demand (MW)
Average
Average
Monthly NCP Demand Monthly CP Demand
(e)
(f)

Name of Respondent

This Report Is:
Date of Report
(Mo, Da, Yr)
(1)
An Original
(2)
A Resubmission
PURCHASED POWER(Account 555) (Continued)
(Including power exchanges)

Year/Period of Report
End of

AD - for out-of-period adjustment. Use this code for any accounting adjustments or "true-ups" for service provided in prior reporting
years. Provide an explanation in a footnote for each adjustment.
4. In column (c), identify the FERC Rate Schedule Number or Tariff, or, for non-FERC jurisdictional sellers, include an appropriate
designation for the contract. On separate lines, list all FERC rate schedules, tariffs or contract designations under which service, as
identified in column (b), is provided.
5. For requirements RQ purchases and any type of service involving demand charges imposed on a monnthly (or longer) basis, enter
the monthly average billing demand in column (d), the average monthly non-coincident peak (NCP) demand in column (e), and the
average monthly coincident peak (CP) demand in column (f). For all other types of service, enter NA in columns (d), (e) and (f). Monthly
NCP demand is the maximum metered hourly (60-minute integration) demand in a month. Monthly CP demand is the metered demand
during the hour (60-minute integration) in which the supplier's system reaches its monthly peak. Demand reported in columns (e) and (f)
must be in megawatts. Footnote any demand not stated on a megawatt basis and explain.
6. Report in column (g) the megawatthours shown on bills rendered to the respondent. Report in columns (h) and (i) the megawatthours
of power exchanges received and delivered, used as the basis for settlement. Do not report net exchange.
7. Report demand charges in column (j), energy charges in column (k), and the total of any other types of charges, including
out-of-period adjustments, in column (l). Explain in a footnote all components of the amount shown in column (l). Report in column (m)
the total charge shown on bills received as settlement by the respondent. For power exchanges, report in column (m) the settlement
amount for the net receipt of energy. If more energy was delivered than received, enter a negative amount. If the settlement amount (l)
include credits or charges other than incremental generation expenses, or (2) excludes certain credits or charges covered by the
agreement, provide an explanatory footnote.
8. The data in column (g) through (m) must be totalled on the last line of the schedule. The total amount in column (g) must be
reported as Purchases on Page 401, line 10. The total amount in column (h) must be reported as Exchange Received on Page 401,
line 12. The total amount in column (i) must be reported as Exchange Delivered on Page 401, line 13.
9. Footnote entries as required and provide explanations following all required data.

MegaWatt Hours
Purchased
(g)

POWER EXCHANGES
MegaWatt Hours
MegaWatt Hours
Received
Delivered
(h)
(i)

Demand Charges
($)
(j)

COST/SETTLEMENT OF POWER
Energy Charges
Other Charges
($)
($)
(k)
(l)

Total (j+k+l)
of Settlement ($)
(m)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14

FERC FORM NO. 1 (ED. 12-90)

Page

327

Name of Respondent

This Report Is:
Date of Report
(Mo, Da, Yr)
(1)
An Original
(2)
A Resubmission
TRANSMISSION OF ELECTRICITY FOR OTHERS (Account 456.1)
(Including transactions referred to as 'wheeling')

Year/Period of Report
End of

1. Report all transmission of electricity, i.e., wheeling, provided for other electric utilities, cooperatives, other public authorities,
qualifying facilities, non-traditional utility suppliers and ultimate customers for the quarter.
2. Use a separate line of data for each distinct type of transmission service involving the entities listed in column (a), (b) and (c).
3. Report in column (a) the company or public authority that paid for the transmission service. Report in column (b) the company or
public authority that the energy was received from and in column (c) the company or public authority that the energy was delivered to.
Provide the full name of each company or public authority. Do not abbreviate or truncate name or use acronyms. Explain in a footnote
any ownership interest in or affiliation the respondent has with the entities listed in columns (a), (b) or (c)
4. In column (d) enter a Statistical Classification code based on the original contractual terms and conditions of the service as follows:
FNO - Firm Network Service for Others, FNS - Firm Network Transmission Service for Self, LFP - "Long-Term Firm Point to Point
Transmission Service, OLF - Other Long-Term Firm Transmission Service, SFP - Short-Term Firm Point to Point Transmission
Reservation, NF - non-firm transmission service, OS - Other Transmission Service and AD - Out-of-Period Adjustments. Use this code
for any accounting adjustments or "true-ups" for service provided in prior reporting periods. Provide an explanation in a footnote for
each adjustment. See General Instruction for definitions of codes.

Payment By
(Company of Public Authority)
(Footnote Affiliation)
(a)

Line
No.

Energy Received From
(Company of Public Authority)
(Footnote Affiliation)
(b)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34

TOTAL

FERC FORM NO. 1 (ED. 12-90)

Page

328

Energy Delivered To
(Company of Public Authority)
(Footnote Affiliation)
(c)

Statistical
Classification
(d)

Name of Respondent

This Report Is:
Date of Report
(Mo, Da, Yr)
(1)
An Original
(2)
A Resubmission
TRANSMISSION OF ELECTRICITY FOR OTHERS (Account 456)(Continued)
(Including transactions reffered to as 'wheeling')

Year/Period of Report
End of

5. In column (e), identify the FERC Rate Schedule or Tariff Number, On separate lines, list all FERC rate schedules or contract
designations under which service, as identified in column (d), is provided.
6. Report receipt and delivery locations for all single contract path, "point to point" transmission service. In column (f), report the
designation for the substation, or other appropriate identification for where energy was received as specified in the contract. In column
(g) report the designation for the substation, or other appropriate identification for where energy was delivered as specified in the
contract.
7. Report in column (h) the number of megawatts of billing demand that is specified in the firm transmission service contract. Demand
reported in column (h) must be in megawatts. Footnote any demand not stated on a megawatts basis and explain.
8. Report in column (i) and (j) the total megawatthours received and delivered.

FERC Rate
Schedule of
Tariff Number
(e)

Point of Receipt
(Subsatation or Other
Designation)
(f)

Point of Delivery
(Substation or Other
Designation)
(g)

Billing
Demand
(MW)
(h)

TRANSFER OF ENERGY
MegaWatt Hours
Received
(i)

MegaWatt Hours
Delivered
(j)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34

FERC FORM NO. 1 (ED. 12-90)

Page

329

Name of Respondent

This Report Is:
Date of Report
(Mo, Da, Yr)
(1)
An Original
(2)
A Resubmission
TRANSMISSION OF ELECTRICITY FOR OTHERS (Account 456) (Continued)
(Including transactions reffered to as 'wheeling')

Year/Period of Report
End of

9. In column (k) through (n), report the revenue amounts as shown on bills or vouchers. In column (k), provide revenues from demand
charges related to the billing demand reported in column (h). In column (I), provide revenues from energy charges related to the
amount of energy transferred. In column (m), provide the total revenues from all other charges on bills or vouchers rendered, including
out of period adjustments. Explain in a footnote all components of the amount shown in column (m). Report in column (n) the total
charge shown on bills rendered to the entity Listed in column (a). If no monetary settlement was made, enter zero (11011) in column
(n). Provide a footnote explaining the nature of the non-monetary settlement, including the amount and type of energy or service
rendered.
10. The total amounts in columns (i) and (j) must be reported as Transmission Received and Transmission Delivered for annual report
purposes only on Page 401, Lines 16 and 17, respectively.
11. Footnote entries and provide explanations following all required data.

Demand Charges
($)
(k)

REVENUE FROM TRANSMISSION OF ELECTRICITY FOR OTHERS
Energy Charges
(Other Charges)
($)
($)
(l)
(m)

Total Revenues ($)
(k+l+m)
(n)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34

FERC FORM NO. 1 (ED. 12-90)

Page

330

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

TRANSMISSION OF ELECTRICITY BY ISO/RTOs
1. Report in Column (a) the Transmission Owner receiving revenue for the transmission of electricity by the ISO/RTO.
2. Use a separate line of data for each distinct type of transmission service involving the entities listed in Column (a).
3. In Column (b) enter a Statistical Classification code based on the original contractual terms and conditions of the service as follows: FNO – Firm
Network Service for Others, FNS – Firm Network Transmission Service for Self, LFP – Long-Term Firm Point-to-Point Transmission Service, OLF – Other
Long-Term Firm Transmission Service, SFP – Short-Term Firm Point-to-Point Transmission Reservation, NF – Non-Firm Transmission Service, OS –
Other Transmission Service and AD- Out-of-Period Adjustments. Use this code for any accounting adjustments or “true-ups” for service provided in prior
reporting periods. Provide an explanation in a footnote for each adjustment. See General Instruction for definitions of codes.
4. In column (c) identify the FERC Rate Schedule or tariff Number, on separate lines, list all FERC rate schedules or contract designations under which
service, as identified in column (b) was provided.
5. In column (d) report the revenue amounts as shown on bills or vouchers.
6. Report in column (e) the total revenues distributed to the entity listed in column (a).
Line
Total Revenue
Payment Received by
Statistical FERC Rate Schedule Total Revenue by Rate
Schedule or Tarirff
(Transmission Owner Name)
Classification
or Tariff Number
No.
(d)
(e)
(a)
(b)
(c)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39

40

TOTAL

FERC FORM NO. 1/3-Q (REV 03-07)

Page 331

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

TRANSMISSION OF ELECTRICITY BY OTHERS (Account 565)
(Including transactions referred to as "wheeling")

1. Report all transmission, i.e. wheeling or electricity provided by other electric utilities, cooperatives, municipalities, other public
authorities, qualifying facilities, and others for the quarter.
2. In column (a) report each company or public authority that provided transmission service. Provide the full name of the company,
abbreviate if necessary, but do not truncate name or use acronyms. Explain in a footnote any ownership interest in or affiliation with the
transmission service provider. Use additional columns as necessary to report all companies or public authorities that provided
transmission service for the quarter reported.
3. In column (b) enter a Statistical Classification code based on the original contractual terms and conditions of the service as follows:
FNS - Firm Network Transmission Service for Self, LFP - Long-Term Firm Point-to-Point Transmission Reservations. OLF - Other
Long-Term Firm Transmission Service, SFP - Short-Term Firm Point-to- Point Transmission Reservations, NF - Non-Firm Transmission
Service, and OS - Other Transmission Service. See General Instructions for definitions of statistical classifications.
4. Report in column (c) and (d) the total megawatt hours received and delivered by the provider of the transmission service.
5. Report in column (e), (f) and (g) expenses as shown on bills or vouchers rendered to the respondent. In column (e) report the
demand charges and in column (f) energy charges related to the amount of energy transferred. On column (g) report the total of all
other charges on bills or vouchers rendered to the respondent, including any out of period adjustments. Explain in a footnote all
components of the amount shown in column (g). Report in column (h) the total charge shown on bills rendered to the respondent. If no
monetary settlement was made, enter zero in column (h). Provide a footnote explaining the nature of the non-monetary settlement,
including the amount and type of energy or service rendered.
6. Enter "TOTAL" in column (a) as the last line.
7. Footnote entries and provide explanations following all required data.
Line
No.

Statistical
Name of Company or Public
Authority (Footnote Affiliations) Classification
(b)
(a)

TRANSFER OF ENERGY
MagawattMagawatthours
hours
Received
Delivered
(c)
(d)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16

TOTAL

FERC FORM NO. 1/3-Q (REV. 02-04)

Page

332

EXPENSES FOR TRANSMISSION OF ELECTRICITY BY OTHERS
Demand
Energy
Other
Total Cost of
Charges
Charges
Charges
Transmission
($)
($)
($)
($)
(e)
(f)
(g)
(h)

Name of Respondent

Line
No.

This Report Is:
Date of Report
(Mo, Da, Yr)
(1)
An Original
(2)
A Resubmission
MISCELLANEOUS GENERAL EXPENSES (Account 930.2) (ELECTRIC)
Description
(a)

1 Industry Association Dues
2 Nuclear Power Research Expenses
3 Other Experimental and General Research Expenses
4 Pub & Dist Info to Stkhldrs...expn servicing outstanding Securities
5 Oth Expn >=5,000 show purpose, recipient, amount. Group if < $5,000
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45

46

TOTAL

FERC FORM NO. 1 (ED. 12-94)

Page

335

Year/Period of Report
End of

Amount
(b)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

DEPRECIATION AND AMORTIZATION OF ELECTRIC PLANT (Account 403, 404, 405)
(Except amortization of aquisition adjustments)

1. Report in section A for the year the amounts for : (b) Depreciation Expense (Account 403; (c) Depreciation Expense for Asset
Retirement Costs (Account 403.1; (d) Amortization of Limited-Term Electric Plant (Account 404); and (e) Amortization of Other Electric
Plant (Account 405).
2. Report in Section 8 the rates used to compute amortization charges for electric plant (Accounts 404 and 405). State the basis used to
compute charges and whether any changes have been made in the basis or rates used from the preceding report year.
3. Report all available information called for in Section C every fifth year beginning with report year 1971, reporting annually only changes
to columns (c) through (g) from the complete report of the preceding year.
Unless composite depreciation accounting for total depreciable plant is followed, list numerically in column (a) each plant subaccount,
account or functional classification, as appropriate, to which a rate is applied. Identify at the bottom of Section C the type of plant
included in any sub-account used.
In column (b) report all depreciable plant balances to which rates are applied showing subtotals by functional Classifications and showing
composite total. Indicate at the bottom of section C the manner in which column balances are obtained. If average balances, state the
method of averaging used.
For columns (c), (d), and (e) report available information for each plant subaccount, account or functional classification Listed in column
(a). If plant mortality studies are prepared to assist in estimating average service Lives, show in column (f) the type mortality curve
selected as most appropriate for the account and in column (g), if available, the weighted average remaining life of surviving plant. If
composite depreciation accounting is used, report available information called for in columns (b) through (g) on this basis.
4. If provisions for depreciation were made during the year in addition to depreciation provided by application of reported rates, state at
the bottom of section C the amounts and nature of the provisions and the plant items to which related.

Line
No.

Functional Classification
(a)

A. Summary of Depreciation and Amortization Charges
Amortization of
Depreciation
Expense for Asset
Limited Term
Depreciation
Retirement Costs
Expense
Electric Plant
(Account 403.1)
(Account 403)
(Account 404)
(b)
(d)
(c)

1 Intangible Plant
2 Steam Production Plant
3 Nuclear Production Plant
4 Hydraulic Production Plant-Conventional
5 Hydraulic Production Plant-Pumped Storage
6 Other Production Plant
7 Transmission Plant
8 Distribution Plant
9 Regional Transmission and Market Operation
10 General Plant
11 Common Plant-Electric
12 TOTAL

B. Basis for Amortization Charges

FERC FORM NO. 1 (REV. 12-03)

Page

336

Amortization of
Other Electric
Plant (Acc 405)
(e)

Total
(f)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

DEPRECIATION AND AMORTIZATION OF ELECTRIC PLANT (Continued)

Line
No.

Account No.
(a)

C. Factors Used in Estimating Depreciation Charges
Depreciable
Estimated
Net
Plant Base
Avg. Service
Salvage
(In Thousands)
Life
(Percent)
(d)
(b)
(c)

12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50

FERC FORM NO. 1 (REV. 12-03)

Page

337

Applied
Depr. rates
(Percent)
(e)

Mortality
Curve
Type
(f)

Average
Remaining
Life
(g)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

REGULATORY COMMISSION EXPENSES

1. Report particulars (details) of regulatory commission expenses incurred during the current year (or incurred in previous years, if
being amortized) relating to format cases before a regulatory body, or cases in which such a body was a party.
2. Report in columns (b) and (c), only the current year's expenses that are not deferred and the current year's amortization of amounts
deferred in previous years.
Line
No.

Description
(Furnish name of regulatory commission or body the
docket or case number and a description of the case)
(a)

Assessed by
Regulatory
Commission
(b)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45

46 TOTAL
FERC FORM NO. 1 (ED. 12-96)

Page

350

Expenses
of
Utility
(c)

Total
Expense for
Current Year
(b) + (c)
(d)

Deferred
in Account
182.3 at
Beginning of Year
(e)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

REGULATORY COMMISSION EXPENSES (Continued)

3. Show in column (k) any expenses incurred in prior years which are being amortized. List in column (a) the period of amortization.
4. List in column (f), (g), and (h) expenses incurred during year which were charged currently to income, plant, or other accounts.
5. Minor items (less than $25,000) may be grouped.
EXPENSES INCURRED DURING YEAR
CURRENTLY CHARGED TO
Account
Amount
Department
No.
(f)
(g)
(h)

AMORTIZED DURING YEAR
Deferred to
Account 182.3
(i)

Contra
Account

Amount

(j)

(k)

Deferred in
Account 182.3
End of Year
(l)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45

46
FERC FORM NO. 1 (ED. 12-96)

Page

351

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

RESEARCH, DEVELOPMENT, AND DEMONSTRATION ACTIVITIES
1. Describe and show below costs incurred and accounts charged during the year for technological research, development, and demonstration (R, D &
D) project initiated, continued or concluded during the year. Report also support given to others during the year for jointly-sponsored projects.(Identify
recipient regardless of affiliation.) For any R, D & D work carried with others, show separately the respondent's cost for the year and cost chargeable to
others (See definition of research, development, and demonstration in Uniform System of Accounts).
2. Indicate in column (a) the applicable classification, as shown below:
Classifications:
A. Electric R, D & D Performed Internally:
(1) Generation
a. hydroelectric
i. Recreation fish and wildlife
ii Other hydroelectric
b. Fossil-fuel steam
c. Internal combustion or gas turbine
d. Nuclear
e. Unconventional generation
f. Siting and heat rejection
(2) Transmission
Line
No.

a. Overhead
b. Underground
(3) Distribution
(4) Regional Transmission and Market Operation
(5) Environment (other than equipment)
(6) Other (Classify and include items in excess of $50,000.)
(7) Total Cost Incurred
B. Electric, R, D & D Performed Externally:
(1) Research Support to the electrical Research Council or the Electric
Power Research Institute
Description
(b)

Classification
(a)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38

FERC FORM NO. 1 (ED. 12-87)

Page

352

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

RESEARCH, DEVELOPMENT, AND DEMONSTRATION ACTIVITIES (Continued)
(2) Research Support to Edison Electric Institute
(3) Research Support to Nuclear Power Groups
(4) Research Support to Others (Classify)
(5) Total Cost Incurred
3. Include in column (c) all R, D & D items performed internally and in column (d) those items performed outside the company costing $50,000 or more,
briefly describing the specific area of R, D & D (such as safety, corrosion control, pollution, automation, measurement, insulation, type of appliance, etc.).
Group items under $50,000 by classifications and indicate the number of items grouped. Under Other, (A (6) and B (4)) classify items by type of R, D &
D activity.
4. Show in column (e) the account number charged with expenses during the year or the account to which amounts were capitalized during the year,
listing Account 107, Construction Work in Progress, first. Show in column (f) the amounts related to the account charged in column (e)
5. Show in column (g) the total unamortized accumulating of costs of projects. This total must equal the balance in Account 188, Research,
Development, and Demonstration Expenditures, Outstanding at the end of the year.
6. If costs have not been segregated for R, D &D activities or projects, submit estimates for columns (c), (d), and (f) with such amounts identified by
"Est."
7. Report separately research and related testing facilities operated by the respondent.

Costs Incurred Internally Costs Incurred Externally
Current Year
Current Year
(c)
(d)

AMOUNTS CHARGED IN CURRENT YEAR
Account
(e)

Amount
(f)

Unamortized
Accumulation
(g)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38

FERC FORM NO. 1 (ED. 12-87)

Page

353

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

DISTRIBUTION OF SALARIES AND WAGES

Report below the distribution of total salaries and wages for the year. Segregate amounts originally charged to clearing accounts to
Utility Departments, Construction, Plant Removals, and Other Accounts, and enter such amounts in the appropriate lines and columns
provided. In determining this segregation of salaries and wages originally charged to clearing accounts, a method of approximation
giving substantially correct results may be used.
Line
No.

Classification

Direct Payroll
Distribution
(b)

(a)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47

Electric
Operation
Production
Transmission
Regional Market
Distribution
Customer Accounts
Customer Service and Informational
Sales
Administrative and General
TOTAL Operation (Enter Total of lines 3 thru 10)
Maintenance
Production
Transmission
Regional Market
Distribution
Administrative and General
TOTAL Maintenance (Total of lines 13 thru 17)
Total Operation and Maintenance
Production (Enter Total of lines 3 and 13)
Transmission (Enter Total of lines 4 and 14)
Regional Market (Enter Total of Lines 5 and 15)
Distribution (Enter Total of lines 6 and 16)
Customer Accounts (Transcribe from line 7)
Customer Service and Informational (Transcribe from line 8)
Sales (Transcribe from line 9)
Administrative and General (Enter Total of lines 10 and 17)
TOTAL Oper. and Maint. (Total of lines 20 thru 27)
Gas
Operation
Production-Manufactured Gas
Production-Nat. Gas (Including Expl. and Dev.)
Other Gas Supply
Storage, LNG Terminaling and Processing
Transmission
Distribution
Customer Accounts
Customer Service and Informational
Sales
Administrative and General
TOTAL Operation (Enter Total of lines 31 thru 40)
Maintenance
Production-Manufactured Gas
Production-Natural Gas (Including Exploration and Development)
Other Gas Supply
Storage, LNG Terminaling and Processing
Transmission

FERC FORM NO. 1 (ED. 12-88)

Page

354

Allocation of
Payroll charged for
Clearing Accounts
(c)

Total
(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

DISTRIBUTION OF SALARIES AND WAGES (Continued)

Line
No.

Classification

Direct Payroll
Distribution
(b)

(a)
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96

Distribution
Administrative and General
TOTAL Maint. (Enter Total of lines 43 thru 49)
Total Operation and Maintenance
Production-Manufactured Gas (Enter Total of lines 31 and 43)
Production-Natural Gas (Including Expl. and Dev.) (Total lines 32,
Other Gas Supply (Enter Total of lines 33 and 45)
Storage, LNG Terminaling and Processing (Total of lines 31 thru
Transmission (Lines 35 and 47)
Distribution (Lines 36 and 48)
Customer Accounts (Line 37)
Customer Service and Informational (Line 38)
Sales (Line 39)
Administrative and General (Lines 40 and 49)
TOTAL Operation and Maint. (Total of lines 52 thru 61)
Other Utility Departments
Operation and Maintenance
TOTAL All Utility Dept. (Total of lines 28, 62, and 64)
Utility Plant
Construction (By Utility Departments)
Electric Plant
Gas Plant
Other (provide details in footnote):
TOTAL Construction (Total of lines 68 thru 70)
Plant Removal (By Utility Departments)
Electric Plant
Gas Plant
Other (provide details in footnote):
TOTAL Plant Removal (Total of lines 73 thru 75)
Other Accounts (Specify, provide details in footnote):

TOTAL Other Accounts
TOTAL SALARIES AND WAGES

FERC FORM NO. 1 (ED. 12-88)

Page

355

Allocation of
Payroll charged for
Clearing Accounts
(c)

Total
(d)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

COMMON UTILITY PLANT AND EXPENSES
1. Describe the property carried in the utility's accounts as common utility plant and show the book cost of such plant at end of year classified by
accounts as provided by Plant Instruction 13, Common Utility Plant, of the Uniform System of Accounts. Also show the allocation of such plant costs to
the respective departments using the common utility plant and explain the basis of allocation used, giving the allocation factors.
2. Furnish the accumulated provisions for depreciation and amortization at end of year, showing the amounts and classifications of such accumulated
provisions, and amounts allocated to utility departments using the Common utility plant to which such accumulated provisions relate, including
explanation of basis of allocation and factors used.
3. Give for the year the expenses of operation, maintenance, rents, depreciation, and amortization for common utility plant classified by accounts as
provided by the Uniform System of Accounts. Show the allocation of such expenses to the departments using the common utility plant to which such
expenses are related. Explain the basis of allocation used and give the factors of allocation.
4. Give date of approval by the Commission for use of the common utility plant classification and reference to order of the Commission or other
authorization.

FERC FORM NO. 1 (ED. 12-87)

Page

356

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

AMOUNTS INCLUDED IN ISO/RTO SETTLEMENT STATEMENTS
1. The respondent shall report below the details called for concerning amounts it recorded in Account 555, Purchase Power, and Account 447, Sales for
Resale, for items shown on ISO/RTO Settlement Statements. Transactions should be separately netted for each ISO/RTO administered energy market
for purposes of determining whether an entity is a net seller or purchaser in a given hour. Net megawatt hours are to be used as the basis for determining
whether a net purchase or sale has occurred. In each monthly reporting period, the hourly sale and purchase net amounts are to be aggregated and
separately reported in Account 447, Sales for Resale, or Account 555, Purchased Power, respectively.
Description of Item(s)

Line
No.

(a)

Balance at End of
Quarter 1
(b)

Balance at End of
Quarter 2
(c)

1 Energy
2

Net Purchases (Account 555)

3

Net Sales (Account 447)

4 Transmission Rights
5 Ancillary Services
6 Other Items (list separately)
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45

46

TOTAL

FERC FORM NO. 1/3-Q (NEW. 12-05)

Page

397

Balance at End of
Quarter 3
(d)

Balance at End of
Year
(e)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

PURCHASES AND SALES OF ANCILLARY SERVICES

Report the amounts for each type of ancillary service shown in column (a) for the year as specified in Order No. 888 and defined in the
respondents Open Access Transmission Tariff.
In columns for usage, report usage-related billing determinant and the unit of measure.
(1) On line 1 columns (b), (c), (d), (e), (f) and (g) report the amount of ancillary services purchased and sold during the year.
(2) On line 2 columns (b) (c), (d), (e), (f), and (g) report the amount of reactive supply and voltage control services purchased and sold
during the year.
(3) On line 3 columns (b) (c), (d), (e), (f), and (g) report the amount of regulation and frequency response services purchased and sold
during the year.
(4) On line 4 columns (b), (c), (d), (e), (f), and (g) report the amount of energy imbalance services purchased and sold during the year.
(5) On lines 5 and 6, columns (b), (c), (d), (e), (f), and (g) report the amount of operating reserve spinning and supplement services
purchased and sold during the period.
(6) On line 7 columns (b), (c), (d), (e), (f), and (g) report the total amount of all other types ancillary services purchased or sold during
the year. Include in a footnote and specify the amount for each type of other ancillary service provided.

Amount Purchased for the Year

Line
No.

Type of Ancillary Service
(a)

Usage - Related Billing Determinant
Unit of
Measure
Number of Units
Dollars
(b)
(c)
(d)

1 Scheduling, System Control and Dispatch
2 Reactive Supply and Voltage
3 Regulation and Frequency Response
4 Energy Imbalance
5 Operating Reserve - Spinning
6 Operating Reserve - Supplement
7 Other
8 Total (Lines 1 thru 7)

FERC FORM NO. 1 (New 2-04)

Page 398

Amount Sold for the Year
Usage - Related Billing Determinant
Unit of
Measure
Number of Units
Dollars
(e)
(f)
(g)

This Report Is:
Date of Report
(Mo, Da, Yr)
(1)
An Original
(2)
A Resubmission
MONTHLY TRANSMISSION SYSTEM PEAK LOAD

Name of Respondent

Year/Period of Report
End of

(1) Report the monthly peak load on the respondent's transmission system. If the respondent has two or more power systems which are not physically
integrated, furnish the required information for each non-integrated system.
(2) Report on Column (b) by month the transmission system's peak load.
(3) Report on Columns (c ) and (d) the specified information for each monthly transmission - system peak load reported on Column (b).
(4) Report on Columns (e) through (j) by month the system' monthly maximum megawatt load by statistical classifications. See General Instruction for
the definition of each statistical classification.

NAME OF SYSTEM:
Line
No.

Month

Monthly Peak
MW - Total

Day of
Monthly
Peak

(a)

(b)

(c)

Hour of Firm Network
Monthly Service for Self
Peak
(d)

Firm Network
Service for
Others

Long-Term Firm
Point-to-point
Reservations

Other LongTerm Firm
Service

Short-Term Firm
Point-to-point
Reservation

Other
Service

(f)

(g)

(h)

(i)

(j)

(e)

1 January
2 February
3 March
4 Total for Quarter 1
5 April
6 May
7 June
8 Total for Quarter 2
9 July
10 August
11 September
12 Total for Quarter 3
13 October
14 November
15 December
16 Total for Quarter 4
17 Total Year to
Date/Year

FERC FORM NO. 1/3-Q (NEW. 07-04)

Page

400

This Report Is:
Date of Report
(Mo, Da, Yr)
(1)
An Original
(2)
A Resubmission
MONTHLY ISO/RTO TRANSMISSION SYSTEM PEAK LOAD

Name of Respondent

Year/Period of Report
End of

(1) Report the monthly peak load on the respondent's transmission system. If the Respondent has two or more power systems which are not physically
integrated, furnish the required information for each non-integrated system.
(2) Report on Column (b) by month the transmission system's peak load.
(3) Report on Column (c) and (d) the specified information for each monthly transmission - system peak load reported on Column (b).
(4) Report on Columns (e) through (i) by month the system’s transmission usage by classification. Amounts reported as Through and Out Service in
Column (g) are to be excluded from those amounts reported in Columns (e) and (f).
(5) Amounts reported in Column (j) for Total Usage is the sum of Columns (h) and (i).

NAME OF SYSTEM:
Line
No.

Monthly Peak
MW - Total

Day of
Monthly
Peak

Hour of
Monthly
Peak

Imports into
ISO/RTO

Exports from
ISO/RTO

Through and
Out Service

Network
Service Usage

Point-to-Point
Service Usage

Total Usage

Month
(a)

(b)

(c)

(d)

(e)

(f)

(g)

(h)

(i)

(j)

1 January
2 February
3 March
4 Total for Quarter 1
5 April
6 May
7 June
8 Total for Quarter 2
9 July
10 August
11 September
12 Total for Quarter 3
13 October
14 November
15 December
16 Total for Quarter 4
17 Total Year to
Date/Year

FERC FORM NO. 1/3-Q (NEW. 07-04)

Page

400a

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

ELECTRIC ENERGY ACCOUNT
Report below the information called for concerning the disposition of electric energy generated, purchased, exchanged and wheeled during the year.
Line
No.

Item

MegaWatt Hours

(a)

(b)

Line
No.

Item

MegaWatt Hours

(a)

(b)

1 SOURCES OF ENERGY

21 DISPOSITION OF ENERGY

2 Generation (Excluding Station Use):

22 Sales to Ultimate Consumers (Including
Interdepartmental Sales)

3 Steam

23 Requirements Sales for Resale (See

4 Nuclear

instruction 4, page 311.)

5 Hydro-Conventional

24 Non-Requirements Sales for Resale (See

6 Hydro-Pumped Storage

instruction 4, page 311.)

7 Other
8 Less Energy for Pumping

25 Energy Furnished Without Charge

9 Net Generation (Enter Total of lines 3

26 Energy Used by the Company (Electric
Dept Only, Excluding Station Use)

through 8)
10 Purchases

27 Total Energy Losses

11 Power Exchanges:

28 TOTAL (Enter Total of Lines 22 Through
27) (MUST EQUAL LINE 20)

12 Received
13 Delivered
14 Net Exchanges (Line 12 minus line 13)
15 Transmission For Other (Wheeling)
16 Received
17 Delivered
18 Net Transmission for Other (Line 16 minus
line 17)
19 Transmission By Others Losses
20 TOTAL (Enter Total of lines 9, 10, 14, 18
and 19)

FERC FORM NO. 1 (ED. 12-90)

Page

401a

This Report Is:
(1)
An Original
(2)
A Resubmission
MONTHLY PEAKS AND OUTPUT

Name of Respondent

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

1. Report the monthly peak load and energy output. If the respondent has two or more power which are not physically integrated, furnish the required
information for each non- integrated system.
2. Report in column (b) by month the system’s output in Megawatt hours for each month.
3. Report in column (c) by month the non-requirements sales for resale. Include in the monthly amounts any energy losses associated with the sales.
4. Report in column (d) by month the system’s monthly maximum megawatt load (60 minute integration) associated with the system.
5. Report in column (e) and (f) the specified information for each monthly peak load reported in column (d).

NAME OF SYSTEM:
Line
No.

Month
(a)

Total Monthly Energy
(b)

Monthly Non-Requirments
Sales for Resale &
Associated Losses
(c)

29 January
30 February
31 March
32 April
33 May
34 June
35 July
36 August
37 September
38 October
39 November
40 December

41

TOTAL

FERC FORM NO. 1 (ED. 12-90)

Page

401b

MONTHLY PEAK
Megawatts

(See Instr. 4)
(d)

Day of Month
(e)

Hour
(f)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

STEAM-ELECTRIC GENERATING PLANT STATISTICS (Large Plants)
1. Report data for plant in Service only. 2. Large plants are steam plants with installed capacity (name plate rating) of 25,000 Kw or more. Report in
this page gas-turbine and internal combustion plants of 10,000 Kw or more, and nuclear plants. 3. Indicate by a footnote any plant leased or operated
as a joint facility. 4. If net peak demand for 60 minutes is not available, give data which is available, specifying period. 5. If any employees attend
more than one plant, report on line 11 the approximate average number of employees assignable to each plant. 6. If gas is used and purchased on a
therm basis report the Btu content or the gas and the quantity of fuel burned converted to Mct. 7. Quantities of fuel burned (Line 38) and average cost
per unit of fuel burned (Line 41) must be consistent with charges to expense accounts 501 and 547 (Line 42) as show on Line 20. 8. If more than one
fuel is burned in a plant furnish only the composite heat rate for all fuels burned.

Line
No.

Item

Plant
Name:

(a)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44

(b)

Kind of Plant (Internal Comb, Gas Turb, Nuclear
Type of Constr (Conventional, Outdoor, Boiler, etc)
Year Originally Constructed
Year Last Unit was Installed
Total Installed Cap (Max Gen Name Plate Ratings-MW)
Net Peak Demand on Plant - MW (60 minutes)
Plant Hours Connected to Load
Net Continuous Plant Capability (Megawatts)
When Not Limited by Condenser Water
When Limited by Condenser Water
Average Number of Employees
Net Generation, Exclusive of Plant Use - KWh
Cost of Plant: Land and Land Rights
Structures and Improvements
Equipment Costs
Asset Retirement Costs
Total Cost
Cost per KW of Installed Capacity (line 17/5) Including
Production Expenses: Oper, Supv, & Engr
Fuel
Coolants and Water (Nuclear Plants Only)
Steam Expenses
Steam From Other Sources
Steam Transferred (Cr)
Electric Expenses
Misc Steam (or Nuclear) Power Expenses
Rents
Allowances
Maintenance Supervision and Engineering
Maintenance of Structures
Maintenance of Boiler (or reactor) Plant
Maintenance of Electric Plant
Maintenance of Misc Steam (or Nuclear) Plant
Total Production Expenses
Expenses per Net KWh
Fuel: Kind (Coal, Gas, Oil, or Nuclear)
Unit (Coal-tons/Oil-barrel/Gas-mcf/Nuclear-indicate)
Quantity (Units) of Fuel Burned
Avg Heat Cont - Fuel Burned (btu/indicate if nuclear)
Avg Cost of Fuel/unit, as Delvd f.o.b. during year
Average Cost of Fuel per Unit Burned
Average Cost of Fuel Burned per Million BTU
Average Cost of Fuel Burned per KWh Net Gen
Average BTU per KWh Net Generation

FERC FORM NO. 1 (REV. 12-03)

Plant
Name:

Page 402

(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

STEAM-ELECTRIC GENERATING PLANT STATISTICS (Large Plants) (Continued)
9. Items under Cost of Plant are based on U. S. of A. Accounts. Production expenses do not include Purchased Power, System Control and Load
Dispatching, and Other Expenses Classified as Other Power Supply Expenses. 10. For IC and GT plants, report Operating Expenses, Account Nos.
547 and 549 on Line 25 "Electric Expenses," and Maintenance Account Nos. 553 and 554 on Line 32, "Maintenance of Electric Plant." Indicate plants
designed for peak load service. Designate automatically operated plants. 11. For a plant equipped with combinations of fossil fuel steam, nuclear
steam, hydro, internal combustion or gas-turbine equipment, report each as a separate plant. However, if a gas-turbine unit functions in a combined
cycle operation with a conventional steam unit, include the gas-turbine with the steam plant. 12. If a nuclear power generating plant, briefly explain by
footnote (a) accounting method for cost of power generated including any excess costs attributed to research and development; (b) types of cost units
used for the various components of fuel cost; and (c) any other informative data concerning plant type fuel used, fuel enrichment type and quantity for the
report period and other physical and operating characteristics of plant.
Plant
Name:

Plant
Name:
(d)

Plant
Name:
(e)

Line
No.
(f)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44

FERC FORM NO. 1 (REV. 12-03)

Page 403

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

HYDROELECTRIC GENERATING PLANT STATISTICS (Large Plants)
1. Large plants are hydro plants of 10,000 Kw or more of installed capacity (name plate ratings)
2. If any plant is leased, operated under a license from the Federal Energy Regulatory Commission, or operated as a joint facility, indicate such facts in
a footnote. If licensed project, give project number.
3. If net peak demand for 60 minutes is not available, give that which is available specifying period.
4. If a group of employees attends more than one generating plant, report on line 11 the approximate average number of employees assignable to each
plant.

Line
No.

Item
(a)

FERC Licensed Project No.
Plant Name:
(b)

1 Kind of Plant (Run-of-River or Storage)
2 Plant Construction type (Conventional or Outdoor)
3 Year Originally Constructed
4 Year Last Unit was Installed
5 Total installed cap (Gen name plate Rating in MW)
6 Net Peak Demand on Plant-Megawatts (60 minutes)
7 Plant Hours Connect to Load
8 Net Plant Capability (in megawatts)
9 (a) Under Most Favorable Oper Conditions
10 (b) Under the Most Adverse Oper Conditions
11 Average Number of Employees
12 Net Generation, Exclusive of Plant Use - Kwh
13 Cost of Plant
14 Land and Land Rights
15 Structures and Improvements
16 Reservoirs, Dams, and Waterways
17 Equipment Costs
18 Roads, Railroads, and Bridges
19 Asset Retirement Costs
20

TOTAL cost (Total of 14 thru 19)

21

Cost per KW of Installed Capacity (line 20 / 5)

22 Production Expenses
23 Operation Supervision and Engineering
24 Water for Power
25 Hydraulic Expenses
26 Electric Expenses
27 Misc Hydraulic Power Generation Expenses
28 Rents
29 Maintenance Supervision and Engineering
30 Maintenance of Structures
31 Maintenance of Reservoirs, Dams, and Waterways
32 Maintenance of Electric Plant
33 Maintenance of Misc Hydraulic Plant
34 Total Production Expenses (total 23 thru 33)
35

Expenses per net KWh

FERC FORM NO. 1 (REV. 12-03)

Page 406

FERC Licensed Project No.
Plant Name:
(c)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

HYDROELECTRIC GENERATING PLANT STATISTICS (Large Plants) (Continued)
5. The items under Cost of Plant represent accounts or combinations of accounts prescribed by the Uniform System of Accounts. Production Expenses
do not include Purchased Power, System control and Load Dispatching, and Other Expenses classified as "Other Power Supply Expenses."
6. Report as a separate plant any plant equipped with combinations of steam, hydro, internal combustion engine, or gas turbine equipment.

FERC Licensed Project No.
Plant Name:
(d)

FERC Licensed Project No.
Plant Name:
(e)

FERC Licensed Project No.
Plant Name:
(f)

Line
No.

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35

FERC FORM NO. 1 (REV. 12-03)

Page 407

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

PUMPED STORAGE GENERATING PLANT STATISTICS (Large Plants)
1. Large plants and pumped storage plants of 10,000 Kw or more of installed capacity (name plate ratings)
2. If any plant is leased, operating under a license from the Federal Energy Regulatory Commission, or operated as a joint facility, indicate such facts in
a footnote. Give project number.
3. If net peak demand for 60 minutes is not available, give the which is available, specifying period.
4. If a group of employees attends more than one generating plant, report on line 8 the approximate average number of employees assignable to each
plant.
5. The items under Cost of Plant represent accounts or combinations of accounts prescribed by the Uniform System of Accounts. Production Expenses
do not include Purchased Power System Control and Load Dispatching, and Other Expenses classified as "Other Power Supply Expenses."

Line
No.

Item

FERC Licensed Project No.
Plant Name:
(b)

(a)

1 Type of Plant Construction (Conventional or Outdoor)
2 Year Originally Constructed
3 Year Last Unit was Installed
4 Total installed cap (Gen name plate Rating in MW)
5 Net Peak Demaind on Plant-Megawatts (60 minutes)
6 Plant Hours Connect to Load While Generating
7 Net Plant Capability (in megawatts)
8 Average Number of Employees
9 Generation, Exclusive of Plant Use - Kwh
10 Energy Used for Pumping
11 Net Output for Load (line 9 - line 10) - Kwh
12 Cost of Plant
13 Land and Land Rights
14 Structures and Improvements
15 Reservoirs, Dams, and Waterways
16 Water Wheels, Turbines, and Generators
17 Accessory Electric Equipment
18 Miscellaneous Powerplant Equipment
19

Roads, Railroads, and Bridges

20

Asset Retirement Costs

21

Total cost (total 13 thru 20)

22

Cost per KW of installed cap (line 21 / 4)

23 Production Expenses
24 Operation Supervision and Engineering
25 Water for Power
26 Pumped Storage Expenses
27 Electric Expenses
28 Misc Pumped Storage Power generation Expenses
29 Rents
30 Maintenance Supervision and Engineering
31 Maintenance of Structures
32 Maintenance of Reservoirs, Dams, and Waterways
33 Maintenance of Electric Plant
34 Maintenance of Misc Pumped Storage Plant
35

Production Exp Before Pumping Exp (24 thru 34)

36 Pumping Expenses
37

Total Production Exp (total 35 and 36)

38

Expenses per KWh (line 37 / 9)

FERC FORM NO. 1 (REV. 12-03)

Page 408

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

PUMPED STORAGE GENERATING PLANT STATISTICS (Large Plants) (Continued)
6. Pumping energy (Line 10) is that energy measured as input to the plant for pumping purposes.
7. Include on Line 36 the cost of energy used in pumping into the storage reservoir. When this item cannot be accurately computed leave Lines 36, 37
and 38 blank and describe at the bottom of the schedule the company's principal sources of pumping power, the estimated amounts of energy from each
station or other source that individually provides more than 10 percent of the total energy used for pumping, and production expenses per net MWH as
reported herein for each source described. Group together stations and other resources which individually provide less than 10 percent of total pumping
energy. If contracts are made with others to purchase power for pumping, give the supplier contract number, and date of contract.

FERC Licensed Project No.
Plant Name:
(c)

FERC Licensed Project No.
Plant Name:
(d)

FERC Licensed Project No.
Plant Name:
(e)

Line
No.

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38

FERC FORM NO. 1 (REV. 12-03)

Page 409

Name of Respondent

This Report Is:
Date of Report
(Mo, Da, Yr)
(1)
An Original
(2)
A Resubmission
GENERATING PLANT STATISTICS (Small Plants)

Year/Period of Report
End of

1. Small generating plants are steam plants of, less than 25,000 Kw; internal combustion and gas turbine-plants, conventional hydro plants and pumped
storage plants of less than 10,000 Kw installed capacity (name plate rating). 2. Designate any plant leased from others, operated under a license from
the Federal Energy Regulatory Commission, or operated as a joint facility, and give a concise statement of the facts in a footnote. If licensed project,
give project number in footnote.
Net Peak
Year Installed Capacity
Net Generation
Line
Demand
Orig. Name Plate Rating
Cost of Plant
Name of Plant
Excluding
MW
Const.
Plant Use
(In MW)
No.
(60 min.)
(e)
(f)
(a)
(b)
(c)
(d)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

FERC FORM NO. 1 (REV. 12-03)

Page

410

This Report Is:
Date of Report
Year/Period of Report
(Mo, Da, Yr)
(1)
An Original
End of
(2)
A Resubmission
GENERATING PLANT STATISTICS (Small Plants) (Continued)
3. List plants appropriately under subheadings for steam, hydro, nuclear, internal combustion and gas turbine plants. For nuclear, see instruction 11,
Page 403. 4. If net peak demand for 60 minutes is not available, give the which is available, specifying period. 5. If any plant is equipped with
combinations of steam, hydro internal combustion or gas turbine equipment, report each as a separate plant. However, if the exhaust heat from the gas
turbine is utilized in a steam turbine regenerative feed water cycle, or for preheated combustion air in a boiler, report as one plant.
Name of Respondent

Plant Cost (Incl Asset
Retire. Costs) Per MW
(g)

Operation
Exc'l. Fuel
(h)

Production Expenses
Fuel
(i)

Maintenance
(j)

Kind of Fuel
(k)

Fuel Costs (in cents Line
(per Million Btu)
No.
(l)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

FERC FORM NO. 1 (REV. 12-03)

Page

411

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

TRANSMISSION LINE STATISTICS
1. Report information concerning transmission lines, cost of lines, and expenses for year. List each transmission line having nominal voltage of 132
kilovolts or greater. Report transmission lines below these voltages in group totals only for each voltage.
2. Transmission lines include all lines covered by the definition of transmission system plant as given in the Uniform System of Accounts. Do not report
substation costs and expenses on this page.
3. Report data by individual lines for all voltages if so required by a State commission.
4. Exclude from this page any transmission lines for which plant costs are included in Account 121, Nonutility Property.
5. Indicate whether the type of supporting structure reported in column (e) is: (1) single pole wood or steel; (2) H-frame wood, or steel poles; (3) tower;
or (4) underground construction If a transmission line has more than one type of supporting structure, indicate the mileage of each type of construction
by the use of brackets and extra lines. Minor portions of a transmission line of a different type of construction need not be distinguished from the
remainder of the line.
6. Report in columns (f) and (g) the total pole miles of each transmission line. Show in column (f) the pole miles of line on structures the cost of which is
reported for the line designated; conversely, show in column (g) the pole miles of line on structures the cost of which is reported for another line. Report
pole miles of line on leased or partly owned structures in column (g). In a footnote, explain the basis of such occupancy and state whether expenses with
respect to such structures are included in the expenses reported for the line designated.

DESIGNATION

Line
No.
From
(a)

VOLTAGE (KV)
(Indicate where
other than
60 cycle, 3 phase)
To
(b)

Operating
(c)

Designed
(d)

LENGTH (Pole miles)
(In the case of
underground lines
report circuit miles)
Supporting
On Structure On Structures
of Another
of Line
Structure
Line
Designated
(e)
(g)
(f)
Type of

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35

TOTAL

36

FERC FORM NO. 1 (ED. 12-87)

Page

422

Number
Of
Circuits
(h)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

TRANSMISSION LINE STATISTICS (Continued)
7. Do not report the same transmission line structure twice. Report Lower voltage Lines and higher voltage lines as one line. Designate in a footnote if
you do not include Lower voltage lines with higher voltage lines. If two or more transmission line structures support lines of the same voltage, report the
pole miles of the primary structure in column (f) and the pole miles of the other line(s) in column (g)
8. Designate any transmission line or portion thereof for which the respondent is not the sole owner. If such property is leased from another company,
give name of lessor, date and terms of Lease, and amount of rent for year. For any transmission line other than a leased line, or portion thereof, for
which the respondent is not the sole owner but which the respondent operates or shares in the operation of, furnish a succinct statement explaining the
arrangement and giving particulars (details) of such matters as percent ownership by respondent in the line, name of co-owner, basis of sharing
expenses of the Line, and how the expenses borne by the respondent are accounted for, and accounts affected. Specify whether lessor, co-owner, or
other party is an associated company.
9. Designate any transmission line leased to another company and give name of Lessee, date and terms of lease, annual rent for year, and how
determined. Specify whether lessee is an associated company.
10. Base the plant cost figures called for in columns (j) to (l) on the book cost at end of year.

COST OF LINE (Include in Column (j) Land,
Size of
Conductor
and Material
(i)

EXPENSES, EXCEPT DEPRECIATION AND TAXES

Land rights, and clearing right-of-way)
Land
(j)

Construction and
Other Costs
(k)

Total Cost

Operation
Expenses
(m)

(l)

Maintenance
Expenses
(n)

Rents
(o)

Total
Expenses
(p)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35

36

FERC FORM NO. 1 (ED. 12-87)

Page

423

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

TRANSMISSION LINES ADDED DURING YEAR

1. Report below the information called for concerning Transmission lines added or altered during the year. It is not necessary to report
minor revisions of lines.
2. Provide separate subheadings for overhead and under- ground construction and show each transmission line separately. If actual
costs of competed construction are not readily available for reporting columns (l) to (o), it is permissible to report in these columns the
Line
No.

LINE DESIGNATION
From

To

(a)

(b)

Line
Length
in
Miles
(c)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43

44 TOTAL
FERC FORM NO. 1 (REV. 12-03)

Page

424

SUPPORTING STRUCTURE
Average
Type
Number per
Miles
(d)
(e)

CIRCUITS PER STRUCTURE
Present

Ultimate

(f)

(g)

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

TRANSMISSION LINES ADDED DURING YEAR (Continued)

costs. Designate, however, if estimated amounts are reported. Include costs of Clearing Land and Rights-of-Way, and Roads and
Trails, in column (l) with appropriate footnote, and costs of Underground Conduit in column (m).
3. If design voltage differs from operating voltage, indicate such fact by footnote; also where line is other than 60 cycle, 3 phase,
indicate such other characteristic.
CONDUCTORS
Size

Specification

(h)

(i)

Configuration
and Spacing
(j)

Voltage
KV
(Operating)
(k)

Land and
Land Rights
(l)

LINE COST
Poles, Towers Conductors
Asset
and Fixtures and Devices
Retire. Costs
(n)
(o)
(m)

Total

Line
No.

(p)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43

44

FERC FORM NO. 1 (REV. 12-03)

Page

425

This Report Is:
(1)
An Original
(2)
A Resubmission
SUBSTATIONS

Name of Respondent

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

1. Report below the information called for concerning substations of the respondent as of the end of the year.
2. Substations which serve only one industrial or street railway customer should not be listed below.
3. Substations with capacities of Less than 10 MVa except those serving customers with energy for resale, may be grouped according
to functional character, but the number of such substations must be shown.
4. Indicate in column (b) the functional character of each substation, designating whether transmission or distribution and whether
attended or unattended. At the end of the page, summarize according to function the capacities reported for the individual stations in
column (f).

Line
No.

VOLTAGE (In MVa)
Name and Location of Substation

Character of Substation

(a)

(b)

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40

FERC FORM NO. 1 (ED. 12-96)

Page

426

Primary
(c)

Secondary
(d)

Tertiary
(e)

This Report Is:
(1)
An Original
(2)
A Resubmission
SUBSTATIONS (Continued)

Name of Respondent

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

5. Show in columns (I), (j), and (k) special equipment such as rotary converters, rectifiers, condensers, etc. and auxiliary equipment for
increasing capacity.
6. Designate substations or major items of equipment leased from others, jointly owned with others, or operated otherwise than by
reason of sole ownership by the respondent. For any substation or equipment operated under lease, give name of lessor, date and
period of lease, and annual rent. For any substation or equipment operated other than by reason of sole ownership or lease, give name
of co-owner or other party, explain basis of sharing expenses or other accounting between the parties, and state amounts and accounts
affected in respondent's books of account. Specify in each case whether lessor, co-owner, or other party is an associated company.

Capacity of Substation
(In Service) (In MVa)

Number of
Transformers
In Service

Number of
Spare
Transformers

Type of Equipment

Number of Units

(f)

(g)

(h)

(i)

(j)

CONVERSION APPARATUS AND SPECIAL EQUIPMENT
Total Capacity
(In MVa)
(k)

Line
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40

FERC FORM NO. 1 (ED. 12-96)

Page

427

Name of Respondent

This Report Is:
(1)
An Original
(2)
A Resubmission

Date of Report
(Mo, Da, Yr)

Year/Period of Report
End of

TRANSACTIONS WITH ASSOCIATED (AFFILIATED) COMPANIES
1. Report below the information called for concerning all non-power goods or services received from or provided to associated (affiliated) companies.
2. The reporting threshold for reporting purposes is $250,000. The threshold applies to the annual amount billed to the respondent or billed to
an associated/affiliated company for non-power goods and services. The good or service must be specific in nature. Respondents should not
attempt to include or aggregate amounts in a nonspecific category such as "general".
3. Where amounts billed to or received from the associated (affiliated) company are based on an allocation process, explain in a footnote.
Account
Amount
Name of
Line
Charged or
Charged or
Associated/Affiliated
No.
Description of the Non-Power Good or Service
Company
Credited
Credited
(a)
(b)
(c)
(d)
1 Non-power Goods or Services Provided by Affiliated
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20 Non-power Goods or Services Provided for Affiliate
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42

FERC FORM NO. 1 (New)
FERC FORM NO. 1-F (New)

Page

429

INDEX
Page No.

Schedule

Accrued and prepaid taxes ........................................................................ 262-263
Accumulated Deferred Income Taxes .................................................................... 234
272-277
Accumulated provisions for depreciation of
common utility plant ............................................................................. 356
utility plant .................................................................................... 219
utility plant (summary) ...................................................................... 200-201
Advances
from associated companies .................................................................... 256-257
Allowances ....................................................................................... 228-229
Amortization
miscellaneous .................................................................................... 340
of nuclear fuel .............................................................................. 202-203
Appropriations of Retained Earnings .............................................................. 118-119
Associated Companies
advances from ................................................................................ 256-257
corporations controlled by respondent ............................................................ 103
control over respondent .......................................................................... 102
interest on debt to .......................................................................... 256-257
Attestation ............................................................................................ i
Balance sheet
comparative .................................................................................. 110-113
notes to ..................................................................................... 122-123
Bonds ............................................................................................ 256-257
Capital Stock ........................................................................................ 251
expense .......................................................................................... 254
premiums ......................................................................................... 252
reacquired ....................................................................................... 251
subscribed ....................................................................................... 252
Cash flows, statement of ......................................................................... 120-121
Changes
important during year ........................................................................ 108-109
Construction
work in progress - common utility plant .......................................................... 356
work in progress - electric ...................................................................... 216
work in progress - other utility departments ................................................. 200-201
Control
corporations controlled by respondent ............................................................ 103
over respondent .................................................................................. 102
Corporation
controlled by .................................................................................... 103
incorporated ..................................................................................... 101
CPA, background information on ....................................................................... 101
CPA Certification, this report form ................................................................. i-ii

FERC FORM NO. 1 (ED. 12-93)

Index

1

INDEX (continued)
Page No.

Schedule

Deferred
credits, other ................................................................................... 269
debits, miscellaneous ............................................................................ 233
income taxes accumulated - accelerated
amortization property ........................................................................ 272-273
income taxes accumulated - other property .................................................... 274-275
income taxes accumulated - other ............................................................. 276-277
income taxes accumulated - pollution control facilities .......................................... 234
Definitions, this report form ........................................................................ iii
Depreciation and amortization
of common utility plant .......................................................................... 356
of electric plant ................................................................................ 219
336-337
Directors ............................................................................................ 105
Discount - premium on long-term debt ............................................................. 256-257
Distribution of salaries and wages ............................................................... 354-355
Dividend appropriations .......................................................................... 118-119
Earnings, Retained ............................................................................... 118-119
Electric energy account .............................................................................. 401
Expenses
electric operation and maintenance ........................................................... 320-323
electric operation and maintenance, summary ...................................................... 323
unamortized debt ................................................................................. 256
Extraordinary property losses ........................................................................ 230
Filing requirements, this report form
General information .................................................................................. 101
Instructions for filing the FERC Form 1 ............................................................. i-iv
Generating plant statistics
hydroelectric (large) ........................................................................ 406-407
pumped storage (large) ....................................................................... 408-409
small plants ................................................................................. 410-411
steam-electric (large) ....................................................................... 402-403
Hydro-electric generating plant statistics ....................................................... 406-407
Identification ....................................................................................... 101
Important changes during year .................................................................... 108-109
Income
statement of, by departments ................................................................. 114-117
statement of, for the year (see also revenues) ............................................... 114-117
deductions, miscellaneous amortization ........................................................... 340
deductions, other income deduction ............................................................... 340
deductions, other interest charges ............................................................... 340
Incorporation information ............................................................................ 101

FERC FORM NO. 1 (ED. 12-95)

Index

2

INDEX (continued)
Page No.

Schedule

Interest
charges, paid on long-term debt, advances, etc ............................................... 256-257
Investments
nonutility property .............................................................................. 221
subsidiary companies ......................................................................... 224-225
Investment tax credits, accumulated deferred ..................................................... 266-267
Law, excerpts applicable to this report form .......................................................... iv
List of schedules, this report form .................................................................. 2-4
Long-term debt ................................................................................... 256-257
Losses-Extraordinary property ........................................................................ 230
Materials and supplies ............................................................................... 227
Miscellaneous general expenses ....................................................................... 335
Notes
to balance sheet ............................................................................. 122-123
to statement of changes in financial position ................................................ 122-123
to statement of income ....................................................................... 122-123
to statement of retained earnings ............................................................ 122-123
Nonutility property .................................................................................. 221
Nuclear fuel materials ........................................................................... 202-203
Nuclear generating plant, statistics ............................................................. 402-403
Officers and officers' salaries ...................................................................... 104
Operating
expenses-electric ............................................................................ 320-323
expenses-electric (summary) ...................................................................... 323
Other
paid-in capital .................................................................................. 253
donations received from stockholders ............................................................. 253
gains on resale or cancellation of reacquired
capital stock .................................................................................... 253
miscellaneous paid-in capital .................................................................... 253
reduction in par or stated value of capital stock ................................................ 253
regulatory assets ................................................................................ 232
regulatory liabilities ........................................................................... 278
Peaks, monthly, and output ........................................................................... 401
Plant, Common utility
accumulated provision for depreciation ........................................................... 356
acquisition adjustments .......................................................................... 356
allocated to utility departments ................................................................. 356
completed construction not classified ............................................................ 356
construction work in progress .................................................................... 356
expenses ......................................................................................... 356
held for future use .............................................................................. 356
in service ....................................................................................... 356
leased to others ................................................................................. 356
Plant data ...................................................................................336-337
401-429

FERC FORM NO. 1 (ED. 12-95)

Index

3

INDEX (continued)
Page No.

Schedule

Plant - electric
accumulated provision for depreciation ........................................................... 219
construction work in progress .................................................................... 216
held for future use .............................................................................. 214
in service ................................................................................... 204-207
leased to others ................................................................................. 213
Plant - utility and accumulated provisions for depreciation
amortization and depletion (summary) ............................................................. 201
Pollution control facilities, accumulated deferred
income taxes ..................................................................................... 234
Power Exchanges .................................................................................. 326-327
Premium and discount on long-term debt ............................................................... 256
Premium on capital stock ............................................................................. 251
Prepaid taxes .................................................................................... 262-263
Property - losses, extraordinary ..................................................................... 230
Pumped storage generating plant statistics ....................................................... 408-409
Purchased power (including power exchanges) ...................................................... 326-327
Reacquired capital stock ............................................................................. 250
Reacquired long-term debt ........................................................................ 256-257
Receivers' certificates .......................................................................... 256-257
Reconciliation of reported net income with taxable income
from Federal income taxes ...................................................................... 261
Regulatory commission expenses deferred .............................................................. 233
Regulatory commission expenses for year .......................................................... 350-351
Research, development and demonstration activities ............................................... 352-353
Retained Earnings
amortization reserve Federal ..................................................................... 119
appropriated ................................................................................. 118-119
statement of, for the year ................................................................... 118-119
unappropriated ............................................................................... 118-119
Revenues - electric operating .................................................................... 300-301
Salaries and wages
directors fees ................................................................................... 105
distribution of .............................................................................. 354-355
officers' ........................................................................................ 104
Sales of electricity by rate schedules ............................................................... 304
Sales - for resale ............................................................................... 310-311
Salvage - nuclear fuel ........................................................................... 202-203
Schedules, this report form .......................................................................... 2-4
Securities
exchange registration ........................................................................ 250-251
Statement of Cash Flows .......................................................................... 120-121
Statement of income for the year ................................................................. 114-117
Statement of retained earnings for the year ...................................................... 118-119
Steam-electric generating plant statistics ....................................................... 402-403
Substations .......................................................................................... 426
Supplies - materials and ............................................................................. 227

FERC FORM NO. 1 (ED. 12-90)

Index

4

INDEX (continued)
Page No.

Schedule

Taxes
accrued and prepaid ......................................................................... 262-263
charged during year ......................................................................... 262-263
on income, deferred and accumulated ............................................................. 234
272-277
reconciliation of net income with taxable income for ............................................ 261
Transformers, line - electric ....................................................................... 429
Transmission
lines added during year ..................................................................... 424-425
lines statistics ............................................................................ 422-423
of electricity for others ................................................................... 328-330
of electricity by others ........................................................................ 332
Unamortized
debt discount ............................................................................... 256-257
debt expense ................................................................................ 256-257
premium on debt ............................................................................. 256-257
Unrecovered Plant and Regulatory Study Costs ........................................................ 230

FERC FORM NO. 1 (ED. 12-90)

Index

5