(MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal

Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal

OMB: 1557-0184

IC ID: 20062

Information Collection (IC) Details

View Information Collection (IC)

(MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal
 
No Modified
 
Required to Obtain or Retain Benefits
 

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction MSD Application for Registration as a Municipal Securities Dealer Pursuant to Rule 15Ba2-1 under the Securities Exchange Act of 1934 or Amendment to Such Application msd.pdf Yes No Printable Only
Form and Instruction MSDW Notice of Withdrawal from Registration as a Municipal Securities Dealer Pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1) msdw.pdf Yes No Printable Only
Form MSD-4 Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer MSD4 Form.pdf Yes No Printable Only
Form G-FIN Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities GFIN_form.pdf Yes No Printable Only
Form G-FINW Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer GFINW_form.pdf Yes No Printable Only
Form MSD-5 Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer MSD5 Form.pdf Yes No Printable Only
Instruction MSD4 Instructions.pdf Yes No Printable Only
Instruction MSD5 Instructions.pdf Yes No Printable Only
Instruction GFINW_insts.pdf Yes No Printable Only
Instruction GFIN_insts.pdf Yes No Printable Only

Economic Development Financial Sector Oversight

 

17 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 718 0 0 -84 0 802
Annual IC Time Burden (Hours) 587 0 0 -149 0 736
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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No associated records found
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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