Funding and Liquidity Risk Management

Forms and Documents

Document Name	Status
Policy Statement-Funding and Liquidity Risk Management.pdf Supplementary Document	2019-10-15
FR2-0174 Funding and Liquidity Risk Managemnt 84 FR 49298 (19 SEPT 2019).pdf Supplementary Document	2019-10-09
FR1-0174 Funding and Liquidity Risk Managemnt 84 FR 33262 (12 JUL 2019).pdf Supplementary Document	2019-10-09
SPST-0174 Funding and Liquidity Risk (2019 Renewal) Final 100419.doc Supporting Statement A	2019-10-09

IC Document Collections

IC ID	Document Title	Status
189663	Par. 20 - Liquidity risk management measurement, monitoring, and reporting Other-Policy Statement	Modified
189656	Par. 14 - Strategies, policies, procedures, and risk tolerances Other-Policy Statement	Modified

ICR Details

OMB Control No: 3064-0174	ICR Reference No: 201907-3064-002
Status: Active	Previous ICR Reference No: 201601-3064-004
Agency/Subagency: FDIC	Agency Tracking No: 3064-0174
Title: Funding and Liquidity Risk Management
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/26/2019
	Date Received in OIRA: 10/15/2019
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2022	36 Months From Approved	11/30/2019
Responses	45,357	0	51,311
Time Burden (Hours)	503,881	0	570,016
Cost Burden (Dollars)	0	0	0

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Abstract: The FDIC and other financial institution regulatory agencies, in conjunction with the Conference of State Bank Supervisors, have issued proposed guidance summarizing the principles of sound liquidity risk management issued by the agencies in the past and, where appropriate, bringing those principles in conformance with the Basel Committee's "Principles for Sound Liquidity Risk Management and Supervision."

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Authorizing Statute(s): US Code: 12 USC 1831p-1 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1828a Name of Law: Federal Deposit Insurance Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 33262	07/12/2019
30-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 49298	09/19/2019
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

IC Title	Form No.	Form Name
Par. 20 - Liquidity risk management measurement, monitoring, and reporting
Par. 14 - Strategies, policies, procedures, and risk tolerances

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	45,357	51,311	0	0	-5,954	0
Annual Time Burden (Hours)	503,881	570,016	0	0	-66,135	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/15/2019

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